Please use this form if you want the Public Offer Shares to be issued in your name
如 阁下欲以本身名义登记将获发行的公开发售股份,请使用本表格
Staple your
payment here
请将股款
紧钉在此
This Application Form uses the same terms as defined in the prospectus of Minsheng Education Group
Company Limited (the “Company”) dated March 10, 2017 (the “Prospectus”).
本申请表格使用民生教育集团有限公司(「本公司」)於二零一七年三月十日刊发的招股章程(「招股章
程」)所界定的相同词语。
Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an
offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares
may not be offered or sold in the United States without registration or an exemption from registration
under the U.S. Securities Act.
本申请表格及招股章程概不构成在香港以外任何司法权区要约出售或游说要约购买任何公开发售股
份。若无根据美国证券法登记或获豁免登记,公开发售股份不得在美国提呈发售或出售。
This Application Form and the Prospectus may notbe forwarded or distributed or reproduced (in
whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or
reproduction is not permitted under the law of that jurisdiction.
任何根据当地法例不得发送、派发或复制本申请表格及招股章程的司法权区内概不得发送或派发或
复制(不论方式,也不论全部或部分)本申请表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specifiedin the
“Documents Delivered to the Registrar of Companies and Available for Inspection”section in Appendix
VI to the Prospectus, have been registered with the Registrar of Companies in Hong Kong as required by
Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance of Hong Kong.
Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong
Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities
and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take
no responsibility for the contents of these documents.
招股章程、所有相关申请表格及招股章程附录六「送呈公司注册处处长及备查文件」一节所述其他文件
已根据香港公司(清盘及杂项条文)条例第342C条的规定送呈香港公司注册处处长登记。香港交易及
结算所有限公司、香港联合交易所有限公司(「香港联交所」)、香港中央结算有限公司(「香港结算」)、
香港证券及期货事务监察委员会(「证监会」)及香港公司注册处处长对此等文件的内容概不负责。
Minsheng Education Group Company Limited
民生教育集团有限公司
(Incorporated in the Cayman Islands with limited liability)
(於开曼群岛注册成立之有限公司)
Stock code : 1569
股份代号 :1569
Maximum Offer Price : HK$1.52 per Public Offer Share, plus 1.0%
brokerage, SFC transaction levy of 0.0027%
and Stock Exchange trading fee of 0.005%
最高发售价 :每股公开发售股份1.52港元,另加1.0%经纪佣
金、0.0027%证监会交易徵费及0.005%联交所
交易费
You should read this Application Form in conjunction with the Prospectus, which contains further
information on the application procedures.
招股章程尚有其他关於申请程序的资料,本申请表格应与招股章程一并阅读。
Application Form 申请表格
To: Minsheng Education Group Company Limited
Citigroup Global Markets Asia Limited
Macquarie Capital Limited
The Hong Kong Underwriters
Applicants’declaration
I/We agree to the terms and conditions and
application procedures in this Application Form
and the Prospectus. Please refer to the “Effect of
completing and submitting this Application Form”
section of this Application Form.
Warning: Only one application may be made
for the benefit of any person. Please refer to the
last four bullets of “Effect ofcompleting and
submitting this Application Form”section.
致: 民生教育集团有限公司
花旗环球金融亚洲有限公司
麦格理资本股份有限公司
香港包销商
申请人声明
本人�u吾等同意本申请表格及招股章程的条款及条
件以及申请程序。请参阅本申请表格「填写及递交
本申请表格的效用」一节。
警告:任何人士只限作出一次为其利益而提出的认
购申请。请参阅「填写及递交本申请表格的效用」一
节最後四点。 �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C�C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C �C
Sam
pp p
Sample
集团有
yman Islands w lands
群岛注册成立之有限 群岛注册成立之有
ock code k code : 1569
股份代号号:1569
m Offer Price r Price : HK$1.52 H
broke
and
最高发售价:每
this Application Form in c pplication Form pp
n the application procedure the application proc pp p
有其他关於申请程序的资料 有其他关於申请程序的
SaAp
ucation Group C cation G
l Markets lM
Lim
样式
法权区内
other documents her docu
e for Inspection nspec ”secti
Companies in Hong Kong a ies in Hong Kong a
ous Provisions) Ordinance of H visions) Ordinance of H
xchange of Hong Kong Limited ( e of Hong Kong Limited
Company Limited ( Company Limited “HKSCC KS ”), th
d the Registrar of Companies in H the Registrar of Companie
送呈公司注册处处长及备查文件」一 送呈公司注册处处长及备查文
条的规定送呈香港公司注册处处长 的规定送呈香港公司注册处
「香港联交所」)、香港中央结算有 香港联交所」)、香港中央结算有
及香港公司注册处处长对此等文件 香港公司注册处处长对此等
Company Limi ompany Lim
限公司 公司
mited liab lia
Please use this form if you want the Public Offer Shares to be issued in your name
如 阁下欲以本身名义登记将获发行的公开发售股份,请使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此栏供经纪填写 Lodged by 递交申请的经纪
由(所有)申请人签署(所有联名申请人必须签署): Broker No. 经纪号码 Broker’s Chop 经纪印章
Date:日期:.................... / ......................... / ........................
D日M月Y年
Number of Public Offer Shares applied for (not more than
50,000,000 shares)
Cheque/banker’s cashier order number支票�u银行本票号码
申请公开发售股份数目(不超过50,000,000股股份) Name of bank on which cheque/Banker’s cashier order is
drawn (see “How to make your application”section)兑现支
票�u银行本票的银行名称(见「申请手续」一节)
Total amount 总额
HK$ 港元
Name in English 英文姓名�u名称
Family name or company name姓氏或公司名称 Forename(s)名字
Name in Chinese 中文姓名�u名称
Family name or company name姓氏或公司名称 Forename(s)名字
Occupation in English 职业(以英文填写) Hong Kong Identity Card No./Passport No./Hong Kong Business
Registration No.* (Please delete as appropriate)香港身份证号码
�u护照号码�u香港商业登记证号码*(请删除不适用者)
Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong
Business Registration No. of all other joint applicants* (Please
delete as appropriate)所有其他联名申请人的香港身份证号码
�u护照号码�u香港商业登记证号码*(请删除不适用者)
所有其他联名申请人的英文姓名�u名称(如有)
1)
2)
1)
2)
3)
3)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of firstnamed applicant only)香港地址(以英文填写)及电话号码(联名申请人只须填写排名首位申请人的地址及电话号码)
Telephone No.电话号码
For Nominees: You will be treated as applying for your own
benefit if you do not complete this section. Please provide
an account number or identificationcode for each (joint)
beneficial owner.由代名人递交:代名人若不填写本节,是
项申请将视作为 阁下本身利益提出。请填写每名(联名)
实益拥有人的账户号码或识别编码。
ADDRESS LABEL地址标贴(Your name(s)and addressin
Hong Kong in BLOCKletters请用英文正楷填写姓名�u名
称及香港地址)
For Internal use
此栏供内部使用
Sam SSaample e le pl mpp mpp mle e le e p
Hong
Registra Registr
�u护照号码 �u护照号
h (if any) y) Hong Kong
Business R Bus
delete as d
�u护照
如有)
1
English and telephone no. (joint a d telephone no.
y)香港地址 地址(以英文填写)及电话号 (以英文填写)及
will be treated as will be tre
complete thi comp
dentific
递
样
me(s) e(s)名字
name(s) ame(s)名字
Identity Card dentity Car
o.* (Plea
港
式
que/Bank
your applicatio your applic
称(见「申请手续」一节 见「申请手
Please use this form if you want the Public Offer Shares to be issued in your name
如 阁下欲以本身名义登记将获发行的公开发售股份,请使用本表格
*(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong
Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business
Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong
Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be
transferred to a third party for checking the Application Form’s validity.
个人必须填写其香港身份证号码或(如非香港身份证持有人)护照号码。法人团体必须填写其香
港商业登记证号码。每名联名申请人均必须提供其相关号码。该等香港身份证号码�u护照号码
�u香港商业登记证号码将转交第三方以核实申请表格的有效性。
(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the
first-named applicant may be printed on your refund cheque (if any). Your banker may require
verification of your Hong Kong Identity Card number/passport number before you can cash your
refund cheque.
退款支票(如有)上或会印有 阁下或(如属联名申请人)排名首位申请人的香港身份证号码�u护
照号码一部分。银行兑现退款支票前或会要求查证 阁下的香港身份证号码�u护照号码。
(3) If an application is made by an unlisted company and:
the principal business of that company is dealing in securities; and
you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
如申请人是一家非上市公司,而:
该公司主要从事证券买卖业务;及
阁下对该公司可行使法定控制权,
是项申请将视作为 阁下的利益提出。
Sample
made
及
权,
提出。
样式
or, for join or, for jo
ny). Your banker Your
number before you can r before you can
排名首位申请人的香港身份证 排名首位申请人的香港
阁下的香港身份证号码�u护照 阁下的香港身份证号码�u
and: nd:
aling in securities; and g in securities; and
ny,
our benefit. r benefit.
This page is interntionally left blank
此乃白页 特意留空
Sample e le
is interntionally le is interntionally
此乃白页 乃白页 特意留空
样 an
式
Please use this form if you want the Public Offer Shares to be issued in your name
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum
of 2,000 Public Offer Shares and in one of the numbers set out in the table, or your application will
be rejected.
Minsheng Eduction Group Company Limited
(Stock Code 1569)
(HK$1.52 per Public Offer Share)
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
Number of
Public Offer
Shares applied
for
Amount
payable
on application
HK$
Number of
Public Offer
Shares applied
for
Amount
payable
on application
HK$
Number of
Public Offer
Shares applied
for
Amount
payable
on application
HK$
Number of
Public Offer
Shares applied
for
Amount
payable
on application
HK$
2,000 3,070.63 30,000 46,059.51 400,000 614,126.82 5,000,000 7,676,585.20
4,000 6,141.26 40,000 61,412.68 500,000 767,658.52 6,000,000 9,211,902.24
6,000 9,211.91 50,000 76,765.85 600,000 921,190.22 7,000,000 10,747,219.28
8,000 12,282.54 60,000 92,119.02 700,000 1,074,721.93 8,000,000 12,282,536.32
10,000 15,353.17 70,000 107,472.19 800,000 1,228,253.63 9,000,000 13,817,853.36
12,000 18,423.80 80,000 122,825.36 900,000 1,381,785.34 10,000,000 15,353,170.40
14,000 21,494.43 90,000 138,178.53 1,000,000 1,535,317.04 20,000,000 30,706,340.80
16,000 24,565.08 100,000 153,531.70 2,000,000 3,070,634.08 30,000,000 46,059,511.20
18,000 27,635.71 200,000 307,063.41 3,000,000 4,605,951.12 40,000,000 61,412,681.60
20,000 30,706.34 300,000 460,595.11 4,000,000 6,141,268.16 50,000,000
(1)
76,765,852.00
(1)
Maximum number of Public Offer Shares you may apply for.
2. Complete the form in English and sign it. Only written signatures will be accepted (and not by way
of personal chop).
3. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer
Shares must be accompanied by either one separate cheque or one separate banker’s cashier order.
Your application will be rejected if your cheque or banker’s cashier order does not meet all the
following requirements:
The cheque must: Banker’s cashier order must:
be in Hong Kong dollars;
not be post-dated;
be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED ―MINSHENG
EDUCATION PUBLIC OFFER”;
be crossed “Account Payee Only”;
be drawn on your Hong Kong dollar bank
account in Hong Kong; and
show your account name, which must either
be pre-printed on the cheque, or be endorsed
on the back by a person authorised by the
bank. This account name must correspond
with your name. If it is a joint application,
the account name must be the same as the
first-named applicant’s name.
be issued by a licensed bank in Hong Kong,
and have your name certified on the back by
a person authorised by the bank. The name on
thebanker’scashier order must correspond
with your name. If it is a joint application,
the name on the back of the banker’s cashier
order must be the same as the first-named
applicant’s name.
Sample e
1 4
may apply for. ay apply fo
sign it. Only written signat Only written s
nker’s cashier order to the shier order
anied by either one separate y either one se
ll be rejected if your chequ ejected if your cheq
ments:
am Sam
ust:
ong Kong dollars;
e post-dated; post-dated;
e payable to payable to“BANK O
ON PUBLIC OF N PUBL
ccount Pa cco
ur
样式式 样式式 样
ND PA
e
lication
HK$
Number o mb
Public Offer Pub
Shares applied Shares
for
o
614,126.82 26.8 5,000,000 0, 7,6
767,658.52 6,000,000 6,000
000 921,190.22 921,19 7,000,000 7,000
0,000 000 1,074,721.93 1,074,7 8,000,0 8,00
800,000 1,228,253.63 1,228,253.6 9,00 9,
900,000 1,381,785.34 10,
1,000,000 00,000 1,535,317.04 ,535,317.04
000,000 00,000 3,070,634.08 070,634.08
0,000 00 4,605,951.12 4,605,951
000 6,141,268 6,141,2
Please use this form if you want the Public Offer Shares to be issued in your name
4. Tear off the Application Form, fold it once and lodge your completed Application Form (with
cheque or banker’s cashier order attached) to one of the collection boxes at any of the following
branches of:
Bank of China (Hong Kong) Limited
District Branch name Branch address
Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road
Shek Tong Tsui Branch 534 Queen’s Road West, Shek Tong Tsui
Wan Chai (Wu Chung House) Branch 213 Queen’s Road East, Wan Chai
Aberdeen Branch 25 Wu Pak Street, Aberdeen
Kowloon Shanghai Street (Mong Kok) Branch 611-617 Shanghai Street, Mong Kok
Prince Edward Branch 774 Nathan Road, Kowloon
Tsim Sha Tsui East Branch Shop 3, LG/F, Hilton Towers,
96 Granville Road,
Tsim Sha Tsui East, Kowloon
Kwun Tong Plaza Branch G1 Kwun Tong Plaza, 68 Hoi Yuen Road,
Kwun Tong
New Territories Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road,
Tsuen Wan
Yuen Long Branch 102-108 Castle Peak Road, Yuen Long
City One Sha Tin Branch Shop Nos. 24-25, G/F, Fortune City One Plus,
No.2 Ngan Shing Street, ShaTin
Sheung Shui Branch Securities
Services Centre
136 San Fung Avenue, Sheung Shui
5. Your Application Form can be lodged at these times:
Friday, March 10, 2017 ― 9:00 a.m. to 5:00 p.m.
Saturday, March 11, 2017 ― 9:00 a.m. to 1:00 p.m.
Monday, March 13, 2017 ― 9:00 a.m. to 5:00 p.m.
Tuesday, March 14, 2017 ― 9:00 a.m. to 5:00 p.m.
Wednesday, March 15, 2017 ― 9:00 a.m. to 12:00 noon
6. The latest time for lodging your application is 12:00 noon on Wednesday, March 15, 2017. The
application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the
weather conditions, as described in “Effect of Bad Weather on the Opening of the Application
Lists”in the “How to Apply for Public Offer Shares”section of the Prospectus.
10
Branch nch Shop
No
ui Branch Securities ch Securiti
ces Centree
1
m can be lodged at these tim be lodged at these ti
Friday, March 10, 2017 ay, March 10,
Saturday, March 11, 201 urday, March 1
Monday, March 13, Monday, Marc
Tuesday, March 1 uesday, M
Wednesday, Marc Wednesday,
ime for lodging me for lo
s will be sw
sa
样式
West,
d East, Wan d East, W
reet, Aberdeen Aberd
Shanghai Street, Mong Kok hai Street, Mong Kok
Nathan Road, Kowloon han Road, Kowloon
hop 3, LG/F, Hilton Towers, p 3, LG/F, Hilton Tower
96 Granville Road, 96 Granvi
Tsim Sha Tsui East, Kow Tsim Sha Tsui East, K
G1 Kwun Tong Plaza, 6 G1 Kwun Tong Plaza
Kwun Tong
hop 65, G/F, op 65, G/F
uen W W
如 阁下欲以本身名义登记将获发行的公开发售股份,请使用本表格
申请手续
1. 使用下表计算 阁下应付的款项。 阁下申请认购的股数须至少为2,000股公开发售股份,并为
下表所列的其中一个数目,否则恕不受理。
民生教育集团有限公司
(股份代号1569)
(每股公开发售股份1.52港元)
可供申请认购的公开发售股份数目及应缴款项一览表
申请认购的
公开发售
股份数目
申请时
应缴款项
港元
申请认购的
公开发售
股份数目
申请时
应缴款项
港元
申请认购的
公开发售
股份数目
申请时
应缴款项
港元
申请认购的
公开发售
股份数目
申请时
应缴款项
港元
2,000 3,070.63 30,000 46,059.51 400,000 614,126.82 5,000,000 7,676,585.20
4,000 6,141.26 40,000 61,412.68 500,000 767,658.52 6,000,000 9,211,902.24
6,000 9,211.91 50,000 76,765.85 600,000 921,190.22 7,000,000 10,747,219.28
8,000 12,282.54 60,000 92,119.02 700,000 1,074,721.93 8,000,000 12,282,536.32
10,000 15,353.17 70,000 107,472.19 800,000 1,228,253.63 9,000,000 13,817,853.36
12,000 18,423.80 80,000 122,825.36 900,000 1,381,785.34 10,000,000 15,353,170.40
14,000 21,494.43 90,000 138,178.53 1,000,000 1,535,317.04 20,000,000 30,706,340.80
16,000 24,565.08 100,000 153,531.70 2,000,000 3,070,634.08 30,000,000 46,059,511.20
18,000 27,635.71 200,000 307,063.41 3,000,000 4,605,951.12 40,000,000 61,412,681.60
20,000 30,706.34 300,000 460,595.11 4,000,000 6,141,268.16 50,000,000
(1)
76,765,852.00
(1) 阁下可申请认购的公开发售股份最高数目。
2. 以英文填妥及签署申请表格。仅接纳亲笔签名(不得以个人印章代替)。
3. 阁下须将支票或银行本票钉於表格上。每份公开发售股份申请必须附有一张独立开出支票或一
张独立开出银行本票。 阁下的支票或银行本票必须符合以下所有规定,否则认购申请将不获接
纳:
支票必须: 银行本票必须:
以港元开出;
不得为期票;
注明抬头人为「中国银行(香港)代理人有限公司-民生教育公开发售」;
划线注明「只准入抬头人账户」;
从 阁下在香港的港元银行账户中开出;及
显示 阁下的账户名称,而该账户名称必须
已预印在支票上,或由有关银行授权的人士
在支票背书。账户名称必须与 阁下姓名�u
名称相同。如属联名申请,账户名称必须与
排名首位申请人的姓名�u名称相同。
须由香港持牌银行开出,并由有关银行授权
的人士在银行本票背面签署核证 阁下姓名
�u名称。银行本票所示姓名�u名称须与 阁
下姓名�u名称相同。如属联名申请,银行本
票背面所示姓名�u名称必须与排名首位申请
人的姓名�u名称相同。
Sample
纳亲笔签名(不得以个人印 亲笔签名(不得以个
於表格上上。每份公开发售股 。每份公开发
阁下的支票或银行本票必须符 票或银行本
mp am S
;
票;
抬头人为 头人为「中国银行(香港)代 国银行(香
注明明「只准入抬头人账户」 「只准入抬头人账
在香港的港元银行 的港
的账户名称 的账户
上,或
样
76
921, 92
00 1,074,721 1,074,72
0,000 000 1,228,253.63 1,228,2
900,000 1,381,785.34 1,381,785.3
1,000,000 ,000,000 1,535,317.04 1,535,317.0
2,000,000 0,000 3,070,634.08 ,070,634.08 3
000,000 00,000 4,605,951.12 605,951.12
0,000 00 6,141,268.16
式
元
申请认购 申请认
公开发售 公开
股份数目 股
4,126.82 82 5,000,000 7,6
7,658.52 8.5 6,000,000 9,2 92
90.22 90 7,000,000 0, 1
933 8,000,000 8,000
9,000,0 ,00
10,00 10,0
0
如 阁下欲以本身名义登记将获发行的公开发售股份,请使用本表格
4. 请撕下申请表格,对摺一次,然後将填妥的申请表格(连同支票或银行本票)投入下列任何一家
分行特设的收集箱:
中国银行(香港)有限公司
区域 分行 分行地址
港岛 中银大厦分行 花园道1号3楼
石塘咀分行 石塘咀皇后大道西534号
湾仔胡忠大厦分行 湾仔皇后大道东213号
香港仔分行 香港仔湖北街25号
九龙 旺角上海街分行 旺角上海街611-617号
太子分行 九龙弥敦道774号
尖沙咀东分行 九龙尖沙咀东加连威老道96号希尔顿大厦
低层地下3号�m
观塘广场分行 观塘开源道68号观塘广场G1
新界 荃新天地分行 荃湾杨屋道1号荃新天地地下65号�m
元朗分行 元朗青山公路102-108号
沙田第一城分行 沙田银城街2号置富第一城乐荟地下24-25号
上水分行证券服务中心 上水新丰路136号
5. 阁下可於下列时间递交申请表格:
二零一七年三月十日(星期五) - 上午9时正至下午5时正
二零一七年三月十一日(星期六) - 上午9时正至下午1时正
二零一七年三月十三日(星期一) - 上午9时正至下午5时正
二零一七年三月十四日(星期二) - 上午9时正至下午5时正
二零一七年三月十五日(星期三) - 上午9时正至中午12时正
6. 截止递交申请的时间为二零一七年三月十五日(星期三)中午十二时正。本公司将於当日上午
十一时四十五分至中午十二时正期间登记认购申请,唯一会影响此时间的变化因素为当日的天
气情况(详见招股章程「如何申请公开发售股份」一节「恶劣天气对开始办理申请登记的影响」)。
Sample
中心 上
十日(星期五) 期五)- 上午 上 9时
十一日(星期六) 星期六)- 上午
月十三日(星期一) 三日(星期一 - 上
年三月十四日(星期二) 十四日(星期二)-
七年三月十五日(星期三) 月十五日(星期三
请的时间为二零一七年三月 时间为二零一七
十五分至中午十二时正期间 十五分至中午十二时
况(详见招股章程「如何申请公 详见招股章程「如何
样式
号
号
号
611-617 17号
敦道7744号
尖沙咀东加连威老道 沙咀东加连威老道966号希尔
低层地下3号�m 号
观塘开源道68号观塘广场G
荃湾杨屋道1号荃新天地 号荃新天
元朗青山公路 朗青山公路102-1 102-田银城街 银城街2号置 号
新丰路 丰路13 1
Please use this form if you want the Public Offer Shares to be issued in your name
Minsheng Education Group Company Limited
民生教育集团有限公司
(Incorporated in the Cayman Islands with limited liability)
GLOBAL OFFERING
Conditions of your application
A. Who can apply
1. You and any person(s) for whose benefit you are
applying must be 18 years of age or older and must
have a Hong Kong address.
2. If you are a firm, the application must be in the
individual members’names.
3 The number of joint applicants may not exceed 4.
4. If you are a body corporate, the application must be
signed by a duly authorised officer, who must state
his representative capacity, and stamped with your
corporation’s chop.
5. You must be outside the United States, not be a United
States Person (as defined in Regulation S under the U.S.
Securities Act) and not be a legal or natural person of
the PRC.
6. Unless permitted by the Listing Rules, you cannot
apply for any Public Offer Shares if you are:
an existing beneficial owner of shares in the
Company and/ or any of its subsidiaries;
an Eligible Director;
a core connected person of the Company or will
become a connected person of the Company
immediately upon completion of the Global
Offering;
a close associate of any of the above; or
have been allocated or have applied for or
indicated an interest in any Offer Shares under the
International Placing.
B. If you are a nominee
You, as a nominee, may make more than one application for
the Public Offer Shares by using a WHITEor YELLOW
Application Form, and lodge more than one application in
your own name on behalf of different beneficial owners.
C. Effect of completing and submitting this Application
Form
By completing and submitting this Application Form, you
(and if you are joint applicants, each of you jointly and
severally) for yourself or as an agent or a nominee on behalf
of each person for whom you act:
undertake to execute all relevant documents and instruct
and authorise the Company and/or the Joint Global
Coordinators (or their respective agents or nominees),
as agents of the Company, to execute any documents
for you and to do on your behalf all things necessary
to register any Public Offer Shares allocated to you in
your name as required by the Articles of Association;
agree to comply with the Cap. 32 Companies (WUMP)
Ordinance and the Articles of Association;
confirm that you have read the terms and conditions
and application procedures set out in the Prospectus
and in this Application Form and agree to be bound by
them;
confirm that you have received and read the
Prospectus and have only relied on the information
and representations contained in the Prospectus in
making your application and will not rely on any other
information or representations except those in any
supplement to the Prospectus;
confirm that you are aware of the restrictions on the
Global Offering in the Prospectus;
agree that none of the Company, the Joint
Global Coordinators, the Joint Sponsors, the
Joint Bookrunners, the Joint Lead Managers, the
Underwriters, their respective directors, officers,
employees, partners, agents, advisers and any other
parties involved in the Global Offering is or will be
liable for any information and representations not in the
Prospectus (and any supplement to it);
undertake and confirm that you or the person(s) for
whose benefit you have made the application have not
applied for or taken up, or indicated an interest for, and
will not apply for or take up, or indicate an interest for,
any Offer Shares under the International Placing nor
participated in the International Placing;
agree to disclose to the Company, our Hong
Kong Share Registrar, receiving banks, the Joint
Global Coordinators, the Joint Sponsors, the
Joint Bookrunners, the Joint Lead Managers, the
Underwriters and/or their respective advisers and agents
any personal data which they may require about you
and the person(s) for whose benefit you have made the
application;
if the laws of any place outside Hong Kong apply
to your application, agree and warrant that you have
complied with all such laws and none of the Company,
the Joint Global Coordinators, the Joint Sponsors, the
Joint Bookrunners, the Joint Lead Managers, and the
Underwriters nor any of their respective officers or
advisers will breach any law outside Hong Kong as
result of the acceptance of your offer to purchase, or
any action arising from your rights and obligations
under the terms and conditions contained in the
Prospectus and this Application Form;
agree that once your application has been accepted,
you may not rescind it because of an innocent
misrepresentation;
agree that your application will be governed by the
laws of Hong Kong;
represent, warrant and undertake that (i) you understand
that the Public Offer Shares have not been and will not
be registered under the U.S. Securities Act; and (ii) you
and any person for whose benefit you are applying for
the Public Offer Shares are outside the United States (as
defined in Regulation S) or are a person described in
paragraph (h)(3) of Rule 902 of Regulation S;
warrant that the information you have provided is true
and accurate;
agree to accept the Public Offer Shares applied for,
or any lesser number allocated to you under the
application;
authorise the Company to place your name(s) on the
Company’s register of members as the holder(s) of any
Public Offer Shares allocated to you, and the Company
and/or its agents to send any share certificate(s) and/
or any refund cheque(s) to you or the first named
applicant for joint application by ordinary post at your
Sample
r will
ompany omp
he Global Glob
ve; or
e applied for or ed for o
ffer Shares under the res under the
e more than one application for han one application for
y using a a WHITEor YELLOW
lodge more than one application re than one app
half of different beneficial owners ifferent beneficial
ompleting and submitting this A mpleting and submitting
ng and submitting this Applica and submitting this
e joint applicants, each o e joint applican
rself or as an agent or an
hom you act: om you a
ute all releva ute a
Compan
re
Un U
any p y
and the d
application appl
if the la if
to you
com
th
样
ny
us (and us (an
take and con e and con
ose benefit you ha se benefit you
pplied for or taken up, ed for or taken u
will not apply for or take u will not apply for or t
any Offer Shares under the any Offer Shares under th
participated in the Internatio articipated in the Interna
agree to disclose to agree to disclose t
ong Share Registra Share Registr
bal Coordina l Coordi
Bookrunne Bookrun
ers an
式
he C
, the Jo the J
the Joint Lea he Joint
eir respective direc spect
ners, agents, advisers a gents, advisers a
ed in the Global Offering is he Global Offering is
nformation and representation mation and representation
any supplement to it); ny supplement to
firm that you or th m that you
ve made the ap e the
or indicate dic
p, or p, o
Please use this form if you want the Public Offer Shares to be issued in your name
own risk to the address stated on the application, unless
you have fulfilled the criteria mentioned in “Personal
Collection”section in the Prospectus to collect the
share certificate(s) and/or refund cheque(s) in person;
declare and represent that this is the only application
made and the only application intended by you to be
made to benefit you or the person for whose benefit
you are applying;
understand that the Company and the Joint Global
Coordinators will rely on your declarations and
representations in deciding whether or not to make
any allotment of any of the Public Offer Shares to you
and that you may be prosecuted for making a false
declaration;
(if the application is made for your own benefit)
warrant that no other application has been or will be
made for your benefit on a WHITEor YELLOW
Application Form or through the White Form eIPO
Service Provider by you or by any one as your agent or
by any other person; and
(if you are making the application as an agent for the
benefit of another person) warrant that (i) no other
application has been or will be made by you as agent
for or for the benefit of that person or by that person
or by any other person as agent for that person on a
WHITEor YELLOWApplication Form and (ii) you
have due authority to sign the Application Form on
behalf of that other person as their agent.
D. Power of attorney
If your application is made through an authorised attorney,
the Company and the Joint Global Coordinators may accept
or reject your application at their discretion, and on any
conditions they think fit, including evidence of the attorney’s
authority.
Determination of Offer Price and Allocation of Public
Offer Shares
The Offer Price is expected to be fixed on or around
Wednesday, March 15, 2017. Applicants are required to pay
the maximum Offer Price of HK$1.52 for each Public Offer
Share together with 1% brokerage, 0.0027% SFC transaction
levy and 0.005% Hong Kong Stock Exchange trading fee. If
the Offer Price is not agreed between the Company and the
Joint Global Coordinators (on behalf of the Underwriters) on
or before 5:00 p.m. on Monday, March 20, 2017, the Global
Offering will not proceed.
Applications for Public Offer Shares will not be processed
and no allotment of any Public Offer Shares will be made
until the application lists close.
The Company expects to announce the fixed offer price,
the indication of the level of interest in the International
Placing, the level of applications under the Hong Kong
Public Offering and the basis of allocation of the Hong
Kong Public Offering on Tuesday, March 21, 2017 in the
South China Morning Post (in English), the Hong Kong
Economic Times (in Chinese), the website of the Hong Kong
Stock Exchange at www.hkexnews.hkand the Company’s
website at www.minshengedu.com. Results of allocations
in Hong Kong Public Offering, and the Hong Kong Identity
Card/passport/Hong Kong business registration numbers of
successful applicants (where applicable) will be available on
the above websites.
If your application for Public Offer Shares is successful
(in whole or in part)
If you apply for 1,000,000 or more Public Offer Shares, you
may collect your share certificate(s) and/or refund cheque(s)
in person from: Computershare Hong Kong Investor Services
Limited at Shops 1712-1716, 17th Floor, Hopewell Centre,
183 Queen’s Road East, Wanchai, Hong Kong on Tuesday,
March 21, 2017 or such other date as notified by us in the
newspapers.
If you are an individual who is eligible for personal
collection, you must not authorise any other person to collect
for you. If you are a corporate applicant which is eligible for
personal collection, your authorised representative must bear
a letter of authorisation from your corporation stamped with
your corporation’s chop. Both individuals and authorised
representatives must produce, at the time of collection,
evidence of identity acceptable to Computershare Hong
Kong Investor Services Limited.
If you do not collect your Share certificate(s) and/or refund
cheque(s) personally within the time period specified for
collection, they will be dispatched promptly to the address as
specified on this Application Form by ordinary post at your
own risk.
If you apply for less than 1,000,000 Public Offer Shares,
your refund cheque(s) and/or share certificate(s) will be sent
to the address on the relevant Application Form on or before
Tuesday, March 21, 2017, by ordinary post and at your own
risk.
Refund of your money
If you do not receive any Public Offer Shares or if your
application is accepted only in part, the Company will
refund to you your application monies (including the related
1% brokerage, 0.0027% SFC transaction levy and 0.005%
Hong Kong Stock Exchange trading fee) without interest.
If the offer price is less than the maximum Offer Price,
the Company will refund to you the surplus application
monies (including the related 1% brokerage, 0.0027% SFC
transaction levy and 0.005% HongKong Stock Exchange
trading fee) without interest.
The refund procedures are stated in the “Dispatch/Collection
of Share Certificates and Refund Monies”in the “How to
Apply for Public Offer Shares”section of the Prospectus.
Application by HKSCC Nominees Limited (“HKSCC
Nominees”)
Where this Application Form is signed by HKSCC Nominees
on behalf of persons who have given electronic application
instructions to apply for the Public Offer Shares, the
provisions of this Application Form which are inconsistent
with those set out in the Prospectus shall not apply and
provisions in the Prospectus shall prevail.
Without limiting the generality of this paragraph, the
following sections of this Application Form are inapplicable
where this form is signed by HKSCC Nominees:
“Applicants’declaration”on the first page;
“Warning”on the first page;
“If you are a nominee”;
All representations and warranties under the “Effect
of completing and submitting this Application Form”
section, except the first one regarding registration of
Public Offer Shares in the applicant’s name and the
signing of documents to enable the applicant to be
registered as the holder of the Public Offer Shares;
“If your application for Public Offer Shares is
successful (in whole or in part)”; and
“Refund of your money”.
The following sections in the “How to Apply for Public
Offer Shares”section of the Prospectus are inapplicable
where this form is signed by HKSCC Nominees:
“How many applications can you make”; and
“Circumstances in which you will not be allotted public
offer shares”.
Sample
ttorney, to
may accept y acc
and on any n any
f the attorney y’s
Allocation of Public on of Public
to be fixed on or around ed on or aroun
Applicants are required to pay nts are required to pay
f HK$1.52 for each Public Offer 52 for each Public Offer
brokerage, 0.0027% SFC transacti 0.0027% SFC transacti
g Kong Stock Exchange trading fe Stock Exchange tra
ot agreed between the Company d between the Co
rdinators (on behalf of the Underw dinators (on behalf of the
p.m. on Monday, March 20, 2017 p.m. on Monday, March 2
not proceed. ot proceed.
or Public Offer Shares will r Public Offer Share
of any Public Offer S of any Publi
lists close. sts close.
s to announc s to a
vel of i
ica
a
refu
1% br
Hong Ko Hong
If the offe f the of
the Company the Comp
monies (includi monies (
transaction le t
trading fee) trad
The refu T
of Sha
App
样
for less for le
d cheque(s) an eque(s) a
ddress on the releva dress on the re
day, March 21, 2017, by day, March 21, 2017,
k.
fund of your money nd of your money
u do not receive any P do not receive any
ion is accepted o n is accepte
you your appli u your app
e, 0.0027 e, 0.002
ock
式
at
ble to
ted.
r Share certificate hare cer
within the time period the t
be dispatched promptly to th atched promptly to t
pplication Form by ordinary p tion Form by ordinary p
than 1,000,000 Public 1,000,000 P
d/or share certifica or share cert
t Application ica
ordinary dina
如 阁下欲以本身名义登记将获发行的公开发售股份,请使用本表格
Minsheng Education Group Company Limited
民生教育集团有限公司
(於开曼群岛注册成立之有限公司)
全球发售
申请条件
甲、 可提出申请的人士
1. 阁下及 阁下为其利益提出申请的人士必须年满18岁
并有香港地址。
2. 如 阁下为商号,申请必须以个别成员名义提出。
3. 联名申请人不得超过四名。
4. 如 阁下为法人团体,申请须经获正式授权人员签
署,并注明其所属代表身份及盖上公司印监。
5. 阁下必须身处美国境外,并非美籍人士(定义见美国
证券法S规例),亦非中国法人或自然人。
6. 除上市规则批准外,下列人士不得申请认购任何公开
发售股份:
本公司及�u或其任何附属公司股份的现有实益拥
有人;
合资格董事;
本公司核心关连人士或紧随全球发售完成後成为
本公司关连人士的人士;
上述任何人士的紧密联系人;或
已获分配或已申请或表示有意申请国际配售的任
何发售股份的人士。
乙、 如 阁下为代名人
阁下作为代名人可提交超过一份公开发售股份申请,方法
是使用白色或黄色申请表格,以本身名义代表不同的实益
拥有人提交超过一份申请。
丙、 填写及递交本申请表格的效用
阁下填妥并递交本申请表格,即表示 阁下(如属联名申请
人,即各人共同及个别)代表 阁下本身,或作为 阁下代
其行事的每位人士的代理或代名人:
承诺签立所有相关文件,并指示及授权本公司及�u或
作为本公司代理的联席全球协调人(或彼等的代理或
代名人),为按照组织章程细则的规定将 阁下获分
配的任何公开发售股份以 阁下名义登记而代表 阁
下签立任何文件及代表 阁下进行所有必需事项;
同意遵守第32章《公司(清盘及杂项条文)条例》及组织
章程细则;
确认 阁下已细阅招股章程及本申请表格所载的条款
及条件以及申请程序,并同意受其约束;
确认 阁下已接获及细阅招股章程,提出申请时也仅
依据招股章程载列的资料及陈述,而除招股章程任何
补充文件外,不会依赖任何其他资料或陈述;
确认 阁下知悉招股章程内有关全球发售的限制;
同意本公司、联席全球协调人、联席保荐人、联席账
簿管理人、联席牵头经办人、包销商、彼等各自的董
事、高级职员、雇员、合夥人、代理、顾问及参与全
球发售的任何其他各方现时及日後均毋须对并非载於
招股章程(及其任何补充文件)的任何资料及陈述负
责;
承诺及确认 阁下或 阁下为其利益提出申请的人士
并无申请或接纳或表示有意认购(亦不会申请或接纳
或表示有意认购)国际配售的任何发售股份,亦无参
与国际配售;
同意应本公司、香港证券登记处、收款银行、联席全
球协调人、联席保荐人、联席账簿管理人、联席牵头
经办人、包销商及�u或彼等各自的顾问及代理的要
求,向彼等披露所要求提供有关阁下及 阁下为其利
益提出申请的人士的个人资料;
若香港境外任何地方的法例适用於 阁下的申请,则
同意及保证 阁下已遵守所有有关法例,且本公司、
联席全球协调人、联席保荐人、联席账簿管理人、联
席牵头经办人及包销商及彼等各自的高级职员或顾问
概不会因接纳 阁下的购买要约,或 阁下根据招股
章程及本申请表格所载的条款及条件的权利及责任所
引致的任何行动,而违反香港境外的任何法例;
同意 阁下的申请一经接纳,即不得因无意的失实陈
述而撤销;
同意 阁下的申请受香港法例规管;
声明、保证及承诺:(i) 阁下明白公开发售股份不曾
亦不会根据美国证券法登记;及(ii) 阁下及 阁下
为其利益申请公开发售股份的人士均身处美国境外
(定义见S规例),或属S规例第902条第(h)(3)段所述
人士;
保证 阁下提供的资料真实及准确;
同意接纳所申请数目或分配予 阁下较少数目的公开
发售股份;
授权本公司将 阁下的姓名�u名称列入本公司股东名
册,作为 阁下获分配的任何公开发售股份的持有
人,并授权本公司及�u或其代理以普通邮递方式按申
请所示地址向 阁下或联名申请的排名首位申请人寄
发任何股票及�u或退款支票,邮误风险由 阁下承
担, 阁下已符合招股章程内「亲身领取」一节中的条
件而亲身领取股票及�u或退款支票除外;
Sample
成後成为 後
申请国际配售的任 际配售的任
过一份公开发售股份申请 公开发售股份申请,方法 方法
表格,以本身名义代表不同的实 本身名义代表不
份申请。
递交本申请表格的效用 交本申请表格的效
交本申请表格,即表示 阁下
及个别)代表表 阁下本身
代理或代名人 代理或代
文件,并
益提 益
若香港境 香
同意及保证 同意
联席全
席牵
样式
合夥人、 夥
方现时及日後均 方现时及日
任何补充文件)的任何 充文件
认 阁下或 下或 阁下为其利益提出申 阁下为其利益提出
申请或接纳或表示有意认购(亦不 请或接纳或表示有意认购
表示有意认购)国际配售的任何发 表示有意认购)国际配售的任
与国际配售;
同意应本公司、香港证券登记 同意应本公司、香港证券
球协调人、联席保荐人、 球协调人、联席保荐人
办人、包销商及�u 人、包销商
彼等披露所 彼等披露
请的
如 阁下欲以本身名义登记将获发行的公开发售股份,请使用本表格
声明及陈述此乃 阁下为本身或 阁下为其利益提出
申请的人士提出及拟提出的唯一申请;
明白本公司及联席全球协调人将依赖 阁下的声明
及陈述以决定是否向 阁下配发任何公开发售股
份, 阁下如作出虚假声明,可能会被检控;
(如本申请为 阁下本身的利益提出)保证 阁下或
作为 阁下代理的任何人士或任何其他人士不曾亦不
会为 阁下的利益以白色或黄色申请表格或透过白表
eIPO服务供应商而提出其他申请;及
(如 阁下作为代理为另一人士的利益提出申请)保证
(i) 阁下(作为代理或为该人士利益)或该人士或任何
其他作为该人士代理的人士不曾亦不会以白色或黄色
申请表格而提出其他申请;及(ii) 阁下获正式授权
作为该人士的代理代为签署申请表格。
丁、 授权书
如 阁下透过授权人士提出申请,本公司及联席全球协调
人可按其认为合适的条件(包括出示获授权证明)酌情接纳
或拒绝 阁下的申请。
厘定发售价及分配公开发售股份
预期发售价将於二零一七年三月十五日(星期三)或前後
厘定。申请人须缴付每股公开发售股份最高发售价1.52
港元,另加1%经纪佣金、0.0027%证监会交易徵费及
0.005%香港联交所交易费。倘若本公司与联席全球协调人
(代表包销商)并无於二零一七年三月二十日(星期一)下午
五时正或之前协定发售价,全球发售将不会进行。
截止登记认购申请前,将不会处理公开发售股份的申请或
配发任何公开发售股份。
本公司预期於二零一七年三月二十一日(星期二)在南华
早报(英文)、香港经济日报(中文)、香港联交所网站
www.hkexnews.hk及本公司网站www.minshengedu.com公
布所厘定的发售价、国际配售踊跃程度、香港公开发售认
购水平及香港公开发售分配基准。香港公开发售的分配结
果及成功申请人的香港身份证号码�u护照号码�u香港商业
登记证号码(如适用)将於上述网站公布。
如 阁下的公开发售股份申请获接纳(全部或部分)
如 阁下申请认购1,000,000股或以上公开发售股份, 阁
下可於二零一七年三月二十一日(星期二)或本公司在报章
上公布的其他日期,亲身前往香港中央证券登记有限公司
(地址为香港湾仔皇后大道东183号合和中心17楼1712-1716室)领取股票及�u或退款支票。
如 阁下为个人申请人并合资格亲身领取, 阁下不得授权
任何其他人士代领。如 阁下为公司申请人并合资格派人
领取, 阁下的授权代表须携同盖上公司印监的授权书领
取。个人申请人及授权代表领取股票时均须出示香港中央
证券登记有限公司接纳的身份证明文件。
如 阁下并无在指定领取时间内亲身领取股票及�u或退款
支票,有关股票及�u或退款支票将会立刻以普通邮递方式
寄往本申请表格所示地址,邮误风险由 阁下承担。
如 阁下申请认购1,000,000股以下公开发售股份,阁下的
退款支票及�u或股票将於二零一七年三月二十一日(星期
二)或之前以普通邮递方式寄往相关申请表格所示地址,邮
误风险由 阁下承担。
退回股款
若 阁下未获分配任何公开发售股份或申请仅部分获接
纳,本公司将不计利息退回 阁下的股款(包括相关的
1%经纪佣金、0.0027%证监会交易徵费及0.005%香港联
交所交易费)。如发售价低於最高发售价,本公司将不计
利息向 阁下退回多收股款(包括相关的1%经纪佣金、
0.0027%证监会交易徵费及0.005%香港联交所交易费)。
有关退款程序载於招股章程「如何申请公开发售股份」一节
「发送�u领取股票及退还股款」。
香港中央结算(代理人)有限公司(「香港结算代理人」)提出
的申请
如本申请表格由香港结算代理人代表发出电子认购指示申
请公开发售股份的人士签署,本申请表格与招股章程不符
的条文将不适用,且以招股章程所述者为准。
在不限制此段一般应用的前提下,本申请表格的以下部分
在香港结算代理人作签署人的情况下并不适用:
第一页的「申请人声明」;
第一页的「警告」;
「如 阁下为代名人」;
「填写及递交本申请表格的效用」一节项下的所有陈述
及保证,惟首项有关以申请人名义登记公开发售股份
及签署使申请人登记成为公开发售股份持有人的文件
除外;
「如 阁下的公开发售股份申请获接纳(全部或部
分)」;及
「退回股款」。
招股章程「如何申请公开发售股份」一节的以下部分在香港
结算代理人作签署人的情况下并不适用:
「阁下可提交的申请数目」;及
「阁下不获配发公开发售股份的情况」。
Sample
三)或前後 或前
高发售价1.52
监会交易徵费及 易徵费及
司与联席全球协调人 全球协调人
月二十日(星期一)下午 星期一)下午
球发售将不会进行。 不会进行
会处理公开发售股份的申请或 公开发售股份的申请或
一七年三月二十一日(星期二)在 三月二十一日(星期
香港经济日报(中文)、香港联交 港经济日报(中文)、香
ws.hk .hk
S
及本公司网站 本公司网站www.minshe www.
a
发售价、国际配售踊跃程度、 售价、国际配售踊跃程
开发售分配基准。香港 基
港身份证号码 港身份证
於上述网
0.0
有关退 有关
「发送�u领
香港中央结算( 香港中央
的申请 的申
如本申请 如
请公
的
样
未获分配任何 获分配任何
本公司将不计利息退 公司将不计利息退
经纪佣金、0.0027% 0.0027 证监会
交所交易费)。如发售价低於最 交易费)。如发售价低於最
向 阁下退回多收股款 阁下退回多收股
证监会交易徵费及 监会交易徵
序载於招股 序载於招
票及
式
以下
二零一七年三 二零一七年
式寄往相关申请表 寄往相关
。
公开发售股份或申 公开发售股份
回 阁下的 阁下
交易
Please use this form if you want the Public Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs
the applicant for, and holder of, Public Offer Shares, of the
policies and practices of the Company and its Hong Kong
Share Registrar in relation to personal data and the Personal
Data (Privacy) Ordinance (Chapter 486 of the Laws of
Hong Kong) (the “Ordinance”).
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of
securities to supply correct personal data to the Company
or its agents and the Hong Kong Share Registrar when
applying for securities or transferring securities into or out
of their names or in procuring the services of the Hong
Kong Share Registrar.
Failure to supply the requested data may result in your
application for securities being rejected, or in delay or the
inability of the Company or its Hong Kong Share Registrar
to effect transfers or otherwise render their services. It
may also prevent or delay registration or transfers of the
Public Offer Shares which you have successfully applied
for and/or the dispatch of share certificate(s) and/or refund
cheque(s) to which you are entitled.
It is important that securities holders inform the Company
and the Hong Kong Share Registrar immediately of any
inaccuracies in the personal data supplied.
2. Purposes
The personal data of the securities holders may be used,
held, processed, and/or stored (by whatever means) for the
following purposes:
processing your application and refund cheque, where
applicable, verification of compliance with the terms
and application procedures set out in this Application
Form and the Prospectus and announcing results of
allocation of the Public Offer Shares;
compliance with applicable lawsand regulations in
Hong Kong and elsewhere;
registering new issues or transfers into or out of
the names of securities’holders including, where
applicable, HKSCC Nominees;
maintaining or updating the register of securities’
holders of the Company;
verifying securities holders’identities;
establishing benefit entitlements of securities’holders
of the Company, such as dividends, rights issues and
bonus issues, etc.;
distributing communications from the Company and
its subsidiaries;
compiling statistical information and securities holders
profiles;
disclosing relevant information to facilitate claims on
entitlements; and
any other incidental or associated purposes relating to
the above and/or to enable the Company and the Hong
Kong Share Registrar to discharge their obligations to
securities’holders and/or regulators and/or any other
purposes to which the securities’holders may from
time to time agree.
3. Transfer of personal data
Personal data held by the Company and its Hong Kong
Share Registrar relating to the securities holders will be
kept confidential but the Company and its Hong Kong
Share Registrar may, to the extent necessary for achieving
any of the above purposes, disclose, obtain or transfer
(whether within or outside Hong Kong) the personal data
to, from or with any of the following:
the Company’sappointed agents such as financial
advisers, receiving bankers and overseas principal
share registrar;
where applicants for securities request a deposit into
Central Clearing and Settlement System (“CCASS”),
HKSCC or HKSCC Nominees, who will use the
personal data for the purposes of operating CCASS;
any agents, contractors or third-party service providers
who offer administrative, telecommunications,
computer, payment or other services to the Company
or the Hong Kong Share Registrar in connection with
their respective business operation;
the Hong Kong Stock Exchange, the SFC and any
other statutory regulatory or governmental bodies or
otherwise as required by laws, rules or regulations;
and
any persons or institutions with which the securities’
holders have or propose to have dealings, such as their
bankers, solicitors, accountants or stockbrokers etc.
4. Retention of personal data
The Company and its Hong Kong Share Registrar will keep
the personal data of the applicants and holders of securities
for as long as necessary to fulfil the purposes for which
the personal data were collected. Personal data which
is no longer required will be destroyed or dealt with in
accordance with the Ordinance.
5. Access to and correction of personal data
Securities holders have the right to ascertain whether the
Company or the Hong Kong Share Registrar hold their
personal data, to obtain a copy of that data, and to correct
any data that is inaccurate. The Company and the Hong
Kong Share Registrar have the right to charge a reasonable
fee for the processing of such requests.
All requests for access to data or correction of data should
be addressed to us, at our registered address disclosed
in the “Corporate Information”section of the Prospectus
or as notified from time to time, for the attention of the
company secretary, or our Hong Kong Share Registrar for
the attention of the privacy compliance officer.
By signing an Application Form or by giving electronic
application instructions to HKSCC, you agree to all of
the above.
Sample
d
ompany om
ely of any of an
holders may be used, may be used,
whatever means) for the er means) for the
ation and refund cheque, where d refund cheque, where
ion of compliance with the term ompliance with the term
procedures set out in this Applica set out in this A
e Prospectus and announcing res ctus and announc
of the Public Offer Shares; f the Public Offer Shares;
nce with applicable laws and re ce with applicable laws
Kong and elsewhere; ng and elsewhere;
g new issues or transfe g new issues
of securities tie ’hold
SCC Nominee CC No
pdating
the th
other s he
otherwise othe
and
any pe
hold
b
4
样式
nt
disclose
Hong Kong) Hong Kon
he following: llowin
appointed agents such ted agents such
eiving bankers and overseas bankers and overseas
strar;
applicants for securities request a pplicants for securities req
tral Clearing and Settlement Syste al Clearing and Settlement
KSCC CCor HKSCC Nominees, w or HKSCC Nominee
personal data for the purposes of personal data for the purposes
any agents, contractors or thir any agents, contractors or t
whooffer administrati offer administ
omputer, payment or o uter, payment or
he Hong Kong S Hong Kong
spective bu spective
Kon
如 阁下欲以本身名义登记将获发行的公开发售股份,请使用本表格
个人资料
个人资料收集声明
此项个人资料收集声明是向公开发售股份的申请人和持有
人说明本公司及其香港证券登记处有关个人资料和香港法
例第486章《个人资料(私隐)条例》(「《条例》」)方面的政策
和措施。
1. 收集 阁下个人资料的原因
证券申请人及登记持有人以本身名义申请证券或转让或受
让证券时或寻求香港证券登记处的服务时,必须向本公司
或其代理及香港证券登记处提供准确个人资料。
未能提供所要求的资料可能导致 阁下的证券申请被拒或
延迟,或本公司或其香港证券登记处无法落实转让或提供
服务。此举亦可能妨碍或延迟登记或转让 阁下获接纳申
请的公开发售股份及�u或寄发阁下应得的股票及�u或退款
支票。
证券持有人所提供的个人资料如有任何错误,须立即通知
本公司及香港证券登记处。
2. 目的
证券持有人的个人资料被采用及以任何方式持有、处理及
�u或保存,以作下列用途:
处理 阁下的申请及退款支票(如适用)、核实是否
符合本申请表格及招股章程载列的条款和申请程序
以及公布公开发售股份的分配结果;
遵守香港及其他地区的适用法律及法规;
以证券持有人(包括香港结算代理人(如适用))的名
义登记新发行证券或转让或受让证券;
存置或更新本公司证券持有人的名册;
核实证券持有人的身份;
确定本公司证券持有人的受益权利,例如股息、供
股和红股等;
分发本公司及其附属公司的通讯;
编制统计数据和证券持有人资料;
披露有关资料以便就权益提出申索;及
与上述者有关的任何其他附带或相关用途及�u或使
本公司及香港证券登记处能履行对证券持有人及�u
或监管机构承担的责任及�u或证券持有人不时同意
的任何其他用途。
3. 转交个人资料
本公司及其香港证券登记处所持有关证券持有人的个人资
料将会保密,但本公司及其香港证券登记处可以在将资料
用作上述任何用途之必要情况下,向下列任何人士披露、
获取或转交(无论在香港境内或境外)有关个人资料:
本公司委任的代理,如财务顾问、收款银行及主要
海外股份过户登记处;
(如证券申请人要求将证券存於中央结算及交收系统
(「中央结算系统」))香港结算或香港结算代理人;彼
等将会就中央结算系统的运作使用有关个人资料;
向本公司或香港证券登记处提供与其各自业务运作
有关的行政、电讯、电脑、付款或其他服务的任何
代理、承办商或第三方服务供应商;
香港联交所、证监会及任何其他法定监管机关或政
府部门或遵照法例、规则或法规的规定;及
证券持有人与其进行或拟进行交易的任何人士或机
构,如其银行、律师、会计师或股票经纪等。
4. 个人资料的保留
本公司及其香港证券登记处将按收集个人资料所需的用途
保留证券申请人及持有人的个人资料。无需保留的个人资
料将会根据《条例》销毁或处理。
5. 查阅和更正个人资料
证券持有人有权确定本公司或香港证券登记处是否持有其
个人资料,并有权索取有关该资料的副本并更正任何不准
确资料。本公司及香港证券登记处有权就处理任何查阅资
料的要求收取合理费用。
所有查阅资料或更正资料的要求应按招股章程「公司资料」
一节所披露或不时通知的本公司注册地址送交公司秘书,
或向本公司的香港证券登记处的私隐事务主任提出。
阁下签署申请表格或向香港结算发出电子认购指示,即表
示同意上述各项。
Sample
知
方式持有、处理及 有、处理及
款支票(如适用)、核实是否 适用)、核实是否
股章程载列的条款和申请程序 载列的条款和申请程序
售股份的分配结果; 分配结
他地区的适用法律及法规; 的适用法律及法规
有人( 有人(包括香港结算代理人(如适 包括香港结算代理人
记新发行证券或转让或受让证券; 新发行证券或转让或受
新本公司证券持有人的名 新本公司证券持
人的身份; 人的身份
持有人的 持
府
证券持 券
构,如其银 构,
4. 4 个人
本公
样式
或境外)有 或境外)有
,如财务顾问 如财务顾 、收
登记处;
请人要求将证券存於中央结算及交 求将证券存於中央结算及
结算系统」))香港结算或香港结算 结算系统」))香港结算或香
将会就中央结算系统的运作使用有 将会就中央结算系统的运作使
向本公司或香港证券登记处提供 向本公司或香港证券登记处提
有关的行政、电讯、电脑、 有关的行政、电讯、电脑
代理、承办商或第三方服 代理、承办商或第三方
港联交所、证监会 联交所、证监
或遵照法法
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民生教育
2017-03-10