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華融投資股份有限公司已發行股本中 每股面值0.01港元的普通股的接納及過戶表格

Unless the context otherwise requires, terms used in this form shall bear the same meanings as defined in the composite offer and response document dated 22 March 2017 (the “Composite Document”) issued jointly by Right Select International Limited as the offeror and Huarong Investment Stock Corporation Limited as the offeree company. 除文义另有所指外,本表格所用词汇与佳择国际有限公司作为要约人及华融投资股份有限公司作为要约公司於二零一七年三月二十二日联合刊发的综合要约及回应文件 ( 「 综合文件」 ) 所界定者具有相同涵义。 The Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this form. 香港交易及结算所有限公司、香港联合交易所有限公司及香港中央结算有限公司对本表格的内容概不负责,对其准确性或完整性亦不发表任何声明,并明确表示,概不对因 本表格全部或任何部分内容而产生或因依赖该等内容而引致的任何损失承担任何责任。 FORM OF ACCEPTANCE AND TRANSFER FOR USE IF YOU WANT TO ACCEPT THE OFFER. 本接纳及过户表格在 阁下欲接纳要约时适用。 ( Incorporated in the Cayman Islands with limited liability) ( 於开曼群岛注册成立的有限公司) (Stock Code: 2277) ( 股份代号:2277) FORM OF ACCEPTANCE AND TRANSFER OF ORDINARY SHARE(S) OF HK$0.01 EACH IN THE ISSUED SHARE CAPITAL OF HUARONG INVESTMENT STOCK CORPORATION LIMITED 华 融 投 资 股 份 有 限 公 司 已 发 行 股 本 中 每 股 面 值 0.01港 元 的 普 通 股 的 接 纳 及 过 户 表 格 All parts should be completed except the sections marked “Do not complete” 除 注 明 「毋 须 填 写 」 的 部 分 外 , 每 项 均 须 填 妥 Share Registrar in Hong Kong Tricor Investor Services Limited Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong 香港股份过户登记处 卓佳证券登记有限公司 香港皇后大道东183号合和中心22楼 You must insert the total nu mb er of Offer Share(s) for which the Offer is accepted. FOR THE CONSIDERATION stated below, the “Transferor(s)” named below hereby accept(s) the offer and transfer(s) to the “Transferee” named below the Share(s) specified below subject to the terms and conditions contained herein and in the accompanying Composite Document. 根据本表格及随附的综合文件所载条款及条件,下列 「 转让人」现按下列代价,接纳要约并将以下注明的股份转让予下列 「 承让人」。 阁下必须填上接纳要约 涉及的要约股份总数。 Number of Share(s) to be transferred(Note) 将予转让股份数目 ( 附注) FIGURE 数目 WORDS 大写 Share certificate number(s) 股票号码 TRANSFER FROM TRANSFEROR(S) name(s) and address(es) in full 转让自转让人全名及地址 (EITHER TYPEWRITTEN OR WRITTEN IN BLOCK CAPITALS) ( 请用打字机或正楷填写) Family name(s) or company name(s): 姓氏或公司名称: Forename(s): 名字: Registered address(es): 登记地址: Telephone number: 电话号码: CONSIDERATION 代价 HK$1.31 in cash for each Offer Share 每股要约股份为现金1.31港元 TRANSFER TO TRANSFEREE 转让予承让人 Name 名 称: Right Select International Limited 佳择国际有限公司 Correspondence address 通讯地址: Room 3201, 32/F, Two Pacific Place, 88 Queensway, Hong Kong 香港金钟道88号太古广场2座32楼3201室 Occupation 职业: Corporation 法人团体 PLEASE DO NOT DATE 请勿填写日期 SIGNED by the parties to this transfers, this day of , 20 由转让双方於二零 年 月 日签署 Signed by the Transferor(s) in the presence of: 转让人在下列见证人见证下签署: ALL JOINT HOLDERS MUST SIGNATURE OF WITNESS 见证人签署 SIGN HERE 所有联名持有人均 NAME OF WITNESS 见证人姓名 须於本栏个别签署 Address of witness 见证人地址 Signature(s) of Transferor(s)/Company chop (if applicable) Occupation of witness 见证人职业 转让人签署�u公司印监 ( 如适用) Do not complete 请勿填写本栏 Signed by the Transferee in the presence of: For and on behalf of 代表 承让人在下列见证人见证下签署: Right Select International Limited 佳择国际有限公司 SIGNATURE OF WITNESS 见证人签署 NAME OF WITNESS 见证人姓名 Address of witness 见证人地址 Authorised Signatory(ies) 授权签署 Occupation of witness 见证人职业 Signature of Transferee or its duly authorised agent(s) 承让人或其正式授权代理人签署 Note: Insert the total number of Shares for which the Offer is accepted. If no number is specified or the number of Shares specified in this form is greater than the number of Shares held by you, or those physical Shares tendered for acceptance of the Share Offer and you have signed this form, this form will be returned to you for correction. Any corrected and valid Form of Acceptance must be re-submitted and received by the Registrar on or before the latest time of acceptance of the Offer in order for it to be counted towards fulfilling the acceptance condition. 附注: 请填上接纳要约的相应股份总数。倘本接纳表格并无注明数目,或本接纳表格所注明的股份数目多於 阁下所持股份之数目或就接纳股份要约所交回之实物股份,而 阁下已签署本表格,则本接纳 表格将会退回给 阁下以作更正。任何经更正及有效的接纳表格必须於接纳要约的最後时间或之前重新提交且由过户处收讫,方可被视为满足接纳条件。 THIS FORM OF ACCEPTANCE AND TRANSFER IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt as to any aspect of the Offer, this form of acceptance and transfer or as to the action to be taken, you should consult a licensed securities dealer or other registered institution in securities, bank manager, solicitor, professional accountant or other professional adviser. If you have sold or transferred all your Offer Share(s), you should at once hand this form of acceptance and transfer and the accompanying Composite Document to the purchaser(s) or the transferee(s) or to the bank, licensed securities dealer or registered institution in securities, or other agent through whom the sale or transfer was effected for transmission to the purchaser(s) or the transferee(s). The making of the Offer to the Overseas Shareholders may be prohibited or affected by the laws of the relevant jurisdictions in which they are resident. If you are an Overseas Shareholder, you should inform yourself about and observe any applicable requirements in your jurisdiction (including the obtaining of any governmental or other consent which may be required or the compliance with other necessary formalities and the payment of any transfer or other taxes due in respect of such jurisdictions) and, where necessary, consult your own professional advisers. Acceptance of the Offer by you will constitute a warranty by you that you (i) are permitted under all applicable laws to receive and accept the Offer, and any revision thereof, (ii) have observed all the applicable laws and regulations of the relevant jurisdiction in connection with such acceptance, including obtaining any government or other consent which may be required, and (iii) have complied with any other necessary formality and have paid any issue, transfer or other taxes due in such jurisdiction, and that such acceptance shall be valid and binding in accordance with all applicable laws. You are recommended to seek professional advice on whether to accept the Offer. HOW TO COMPLETE THIS FORM This form of acceptance and transfer should be read in conjunction with the accompanying Composite Document. To accept the Offer made by CCB International Capital Limited (“CCB International”) on behalf of Right Select International Limited (the “Offeror”), you should complete and sign this form of acceptance and transfer and forward this form, together with the relevant share certificate(s) and/or transfer receipt(s) and/or other document(s) of title (and/or any satisfactory indemnity or indemnities required in respect thereof) for the whole of your holding of Shares or, if applicable, for not less than such number of Shares in respect of which you intend to accept the Offer, by post or by hand to the Registrar, Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong, marked “Huarong Investment Offer” on the envelope, as soon as practicable after receipt of these documents and in any event, so as to reach the Registrar by no later than 4:00 p.m. (Hong Kong time) on 12 April 2017, being the Closing Date (or such later time and/or date as the Offeror may decide and announce with the consent of the Executive in accordance with the Takeovers Code). The provisions of Appendix I to the Composite Document are incorporated into and form part of this form of acceptance and transfer. FORM OF ACCEPTANCE AND TRANSFER IN RESPECT OF THE OFFER To: The Offeror and CCB International 1. My/Our execution of this form of acceptance and transfer (whether or not such form is dated), which shall be binding on my/our successors and assignees, shall constitute: (a) my/our acceptance of the Offer made by CCB International on behalf of the Offeror, as contained in the Composite Document, for the consideration and on and subject to the terms and conditions therein and herein mentioned, in respect of the number of Shares specified in this form of acceptance and transfer; (b) my/our irrevocable instruction and authority to the Offeror and/or CCB International and/or any of their respective agent(s) to send a cheque crossed “Not negotiable ― account payee only” drawn in my/our favour for the cash consideration to which I/we shall have become entitled under the terms of the Offer after deducting seller’s ad valorem stamp duty (if any) payable by me/us in connection with my/our acceptance of the Offer, and if applicable, the fees payable to the Registrar in respect of lost or unavailable Share certificates, by ordinary post at my/our own risk to the person and the address stated below or, if no name and address is stated below, to me or the first-named of us (in the case of joint registered Shareholders) at the registered address shown in the register of members of the Company. (Insert name and address of the person to whom the cheque is to be sent if different from the registered Shareholder or the first-named of joint registered Shareholders.) Name: (in block capitals) Address: (in block capitals) (c) my/our irrevocable instruction and authority to the Offeror and/or CCB International or such person or persons as any of them may direct for the purpose, on my/our behalf, to make and execute the contract note as required by Section 19(1) of the Stamp Duty Ordinance (Chapter 117 of the Laws of Hong Kong) to be made and executed by me/us as the seller(s) of the Share(s) to be sold by me/us under the Offer and to cause the same to be stamped and to cause an endorsement to be made on this form of acceptance and transfer in accordance with the provisions of that Ordinance; (d) my/our irrevocable instruction and authority to the Offeror and/or CCB International or such person or persons as any of them may direct to complete, amend and execute any document on my/our behalf including without limitation to insert a date in this form of acceptance and transfer or, if I/we or any other person shall have inserted a date, to delete such date and insert another date and to do any other act that may be necessary or expedient for the purpose of vesting in the Offeror or such person or persons as it may direct my/our Share(s) tendered for acceptance of the Offer; (e) my/our undertaking to execute such further documents and to do such acts and things by way of further assurance as may be necessary or desirable to transfer my/our Share(s) tendered for acceptance under the Offer to the Offeror or such person or persons as it may direct free from Encumbrances together with all rights and benefits attaching to them as at the date of the Joint Announcement or subsequently becoming attached to them, including the right to dividends, distributions and any return of capital, if any, declared, made or paid, or agreed to be made or paid thereon or in respect thereof on or after the date on which the Offer is made, being the date of the Composite Document. (f) my/our agreement to ratify each and every act or thing which may be done or effected by the Offeror and/or CCB International or their respective agents or such person or persons as it/they may direct on the exercise of any of the authorities contained herein; and (g) my/our irrevocable instruction and authority to the Offeror and/or CCB International or any of their respective agent(s) to collect from the Company or the Registrar on my/our behalf the Share certificate(s) in respect of the Shares due to be issued to me/us in accordance with, and against surrender of, the enclosed transfer receipt(s), which has/have been duly signed by me/us, and to deliver the same to the Registrar and to authorise and instruct the Registrar to hold such Share certificate(s) subject to the terms of the Offer as if it/they were Share certificate(s) delivered to the Registrar together with this form of acceptance and transfer. 2. I/We understand that acceptance of the Offer by me/us will constitute a warranty by me/us to the Offeror, CCB International and the Company that the number of Share(s) specified in this form of acceptance and transfer will be sold free from all Encumbrances and together with all rights and benefits attaching to them as at the date of the Composite Document or subsequently becoming attached to them, including the right to dividends, distributions and any return of capital, if any, declared, made or paid, or agreed to be made or paid thereon or in respect thereof on or after the date on which the Offer is made, being the date of the Composite Document. 3. In the event that my/our acceptance is not valid, or is treated as invalid, in accordance with the terms of the Offer, all instructions, authorisations and undertakings contained in paragraph 1 above shall cease and in which event, I/we authorise and request you to return to me/us my/our Share certificate(s) and/or transfer receipt(s) and/or other document(s) of title (and/or satisfactory indemnity or indemnities in respect thereof), together with this form of acceptance and transfer duly cancelled, by ordinary post at my/our own risk to the person and address stated in 1(b) above or, if no name and address is stated, to me or the first-named of us (in the case of joint registered Shareholders) at the registered address shown in the register of member of the Company. Note: Where you have sent one or more transfer receipt(s) and in the meantime the relevant share certificate(s) has/have been collected by the Offeror and/or CCB International or their respective agent(s) from the Company or the Registrar on your behalf, you will be sent such share certificate(s) in lieu of the transfer receipt(s). 4. I/We enclose the relevant Share certificate(s) and/or transfer receipt(s) and/or other document(s) of title (and/or any satisfactory indemnity or indemnities required in respect thereof) for the whole or part of my/our holding of Share(s) which are to be held by you on the terms of the Offer. I/We understand that no acknowledgement of receipt of any form(s) of acceptance and transfer, Share certificate(s), transfer receipt(s) and/or other document(s) of title (and/or satisfactory indemnity or indemnities required in respect thereof) will be given. I/we further understand that all documents will be sent by ordinary post at my/our own risk. 5. I/We warrant and represent to the Offeror and CCB International that I am/we are the registered Shareholder(s) of the number of Share(s) specified in this form of acceptance and I/we have the full right, power and authority to sell and pass the title and ownership of my/our Shares to the Offeror by way of acceptance of the Offer. 6. I/We warrant to the Offeror and CCB International that I/we have observed and are permitted under all applicable laws where my/our address is located as set out in the register of members of the Company to receive and accept the Offer, and any revision thereof; and that I/we have observed all the applicable laws and regulations of the relevant jurisdiction in connection with such acceptance, including obtaining any government or other consent which may be required; and that I/we have complied with any other necessary formality and has paid any issue, transfer or other taxes due in such jurisdiction, and that such acceptance shall be valid and binding in accordance with all applicable laws. 7. I/We warrant to the Offeror and CCB International that I/we shall be fully responsible for payment of any transfer or other taxes and duties due payable by me/us in respect of the jurisdiction where my/our address is located as set out in the register of members of the Company in connection with my/our acceptance of the Offer. 本接纳及过户表格乃重要文件,请即处理。 阁下如对要约、本接纳及过户表格的任何内容或应采取的行动有任何疑问,应谘询持牌证券交易商或 其他注册证券机构、银行经理、律师、专业会计师或其他专业顾问。 阁下如已将名下所有要约股份售出或转让,应立即将本接纳及过户表格及随附的综合文件送交买主或承让人,或经手买卖或转让的银行、持牌证券 交易商、注册证券机构或其他代理商,以便转交买主或承让人。 向海外股东提出要约,或会受其居住所在的有关司法权区的法律禁制或影响。倘 阁下为海外股东,则应自行了解并遵守 阁下所在司法权区的任 何适用规定 ( 包括取得任何可能需要的政府或其他同意或遵守其他必要的正式手续,并支付该等司法权区的任何转让或其他应付税项),以及 ( 如有需 要)谘询 阁下本身的专业顾问。 阁下接纳要约,即构成 阁下保证 阁下(i)根据所有适用法律获准接收及接纳要约及其任何修订,(ii)已遵照与 该接纳有关的相关司法权区所有适用法律法规,包括取得任何可能需要的政府或其他同意,及(iii)已遵守任何其他必要的正式手续及已支付该司法权 区的任何发行、转让或其他应付税项,而且该接纳根据所有适用法律为有效及具约束力。 阁下务请就是否接纳要约徵询专业意见。 如何填写本表格 本接纳及过户表格应与随附的综合文件一并阅读。 阁下如欲接纳建银国际金融有限公司 ( 「 建银国际」)代表佳择国际有限公司 ( 「 要约人」)提出的要约,应填妥并签署本接纳及过户表格,并在实际可行 情况下尽早将本表格连同 阁下所持全部股份或 ( 如适用)不少於 阁下有意接纳要约的股份数目的股票及�u或过户收据及�u或其他所有权文件 ( 及�u 或就此所需并令人信纳的一项或多项弥偿保证),於收到该等文件後以邮递或亲自交回过户处卓佳证券登记有限公司,地址为香港皇后大道东183号 合和中心22楼,信封面请注明 「 华融投资要约」,并在任何情况下不得迟於二零一七年四月十二日 ( 即截止日期)下午四时正 ( 香港时间)前 ( 或要约人可 能决定并按收购守则且获得执行人员同意後公布的较後日期及�u或时间)送达过户处。综合文件附录一的条文已纳入本接纳及过户表格并成为其中部 分。 要约的接纳及过户表格 致: 要约人及建银国际 1. 本人�u吾等签署本接纳及过户表格 ( 不论该表格有否已注明日期)对本人�u吾等的继承人及受让人具约束力,并表示: (a) 本人�u吾等按综合文件及本表格所载代价及条款与条件,就本接纳及过户表格所列明的股份数目,接纳由建银国际代表要约人提出并 载於综合文件中的要约; (b) 本人�u吾等不可撤回地指示及授权要约人及�u或建银国际及�u或任何彼等各自的代理人以普通邮递方式将本人�u吾等根据要约的条款 应得的现金代价 ( 扣除本人�u吾等就本人�u吾等就接纳要约应付的卖方从价印花税 ( 如有))及 ( 如适用)就遗失或未能提供的股票应付过 户处的费用,以 「 不得转让-只准入抬头人账户」方式划线开出支票予本人�u吾等,然後按以下地址寄予以下人士,或如无於下栏填上 姓名及地址,则按 贵公司股东名册所示登记地址寄予本人或吾等当中名列首位者 ( 如属联名登记股东),邮误风险概由本人�u吾等承 担; ( 倘收取支票的人士并非登记股东或名列首位的联名登记股东,则请在本栏填上接收支票人士的姓名及地址。) 姓名: ( 请用正楷填写) 地址: ( 请用正楷填写) (c) 本人�u吾等不可撤回地指示及授权要约人及�u或建银国际或彼等任何一方就此指定的有关人士,代表本人�u吾等订立及签署依据香港 法例第117章印花税条例第19(1)条规定本人�u吾等作为根据要约出售股份的卖方须订立及签署的成交单据,并按该条例的规定安排该 单据加盖印花及安排在本接纳及过户表格背书证明; (d) 本人�u吾等不可撤回地指示及授权要约人及�u或建银国际或彼等任何一方指定的有关人士,代表本人�u吾等填妥、修订及签署任何文 件,包括但不限於在本接纳及过户表格填上日期,或如本人�u吾等或任何其他人士已填上日期,则删去该日期,然後填上另一日期, 以及采取任何其他必需或权宜的行动,使本人�u吾等就接纳要约而提呈的要约转归要约人或其指定的有关人士所有; (e) 本人�u吾等承诺於必要或合宜时签署其他文件以及办理有关其他行动及事项,以确保将本人�u吾等就接纳要约而提呈的股份转让予要 约人或其指定的有关人士,该等股份不附带任何产权负担,并连同於联合公布日期附带或随後附带的所有权利及利益,包括於作出要 约当日 ( 即综合文件日期)或之後就该等股份宣派、作出或支付或同意作出或支付的股息、分派及任何股本回报 ( 如有)的权利; (f) 本人�u吾等同意追认要约人及�u或建银国际或彼等各自的代理人或彼等指定的有关人士於行使本表格所载任何授权时可能作出或进行 的各种行动或事宜;及 (g) 本人�u吾等不可撤回地指示及授权要约人及�u或建银国际或彼等任何一方各自的代理人,代表本人�u吾等凭随附经本人�u吾等正式签 署的过户收据向 贵公司或过户处领取本人�u吾等就股份应获发的股票,并将有关股票送交过户处,且授权及指示过户处根据要约的 条款持有该等股票,犹如该 ( 等)股票已连同本接纳及过户表格一并送交过户处。 2. 本人�u吾等明白,本人�u吾等接纳要约将构成本人�u吾等向要约人、建银国际及 贵公司保证,本接纳及过户表格所注明的股份数目将不附 带所有产权负担,并连同於综合文件日期附带或随後附带的所有权利和利益出售,包括收取於作出要约当日 ( 即综合文件日期)或之後就该等 股份宣派、作出或支付或同意作出或支付的所有其他股息、分派及任何股本回报 ( 如有)的权利。 3. 倘按要约的条款本人�u吾等的接纳属无效或被视为无效,则上文第1段所载的所有指示、授权及承诺均会失效。在此情况下,本人�u吾等授 权并恳请 阁下将本人�u吾等的股票及�u或过户收据及�u或其他所有权文件 ( 及�u或就此所需并令人信纳的一项或多项弥偿保证)连同已正式 注销的本接纳及过户表格以普通邮递一并寄予上文1(b)所列的人士及地址,或如未有列明姓名及地址,则按 贵公司股东名册所示登记地址 寄予本人或吾等当中名列首位者 ( 如为联名登记股东),邮误风险概由本人�u吾等承担。 附注:倘 阁下交出一份或以上过户收据,而要约人及�u或建银国际或彼等各自的代理人已代表 阁下从 贵公司或过户处领取有关股票,则发还予 阁下者将为 该 ( 等)股票而非过户收据。 4. 本人�u吾等兹附上本人�u吾等持有的全部或部分股份的相关股票及�u或过户收据及�u或其他所有权文件 ( 及�u或就此所需并令人信纳的一项或 多项弥偿保证),由 阁下按要约的条款予以保存。本人�u吾等明白任何交回的接纳及过户表格、股票、过户收据及�u或其他所有权文件 ( 及 �u或就此所需并令人信纳的一项或多项弥偿保证)概不获发收据。本人�u吾等亦了解所有文件以普通邮递寄发後一切邮误风险概由本人�u吾等 承担。 5. 本人�u吾等向要约人及建银国际保证及表明,本人�u吾等为本接纳表格指定股份数目的登记股东,而本人�u吾等拥有全部权利、权力及权 限,透过接纳要约的方式向要约人出售及转让本人�u吾等所持股份的所有权及拥有权。 6. 本人�u吾等向要约人及建银国际保证,本人�u吾等已遵照本人�u吾等於 贵公司股东名册载列的地址所在地的所有适用法律及根据该等法律 获准接收及接纳要约及其任何修订;并且本人�u吾等已遵照与接纳有关的相关司法权区所有适用法律法规 ( 包括取得任何可能需要的政府或其 他同意);及本人�u吾等已遵守任何其他必要的手续及已支付任何於该司法权区的发行、转让或其他到期税项,而且该接纳根据所有适用法律 为有效及具约束力。 7. 本人�u吾等向要约人及建银国际保证,本人�u吾等须就支付本人�u吾等於 贵公司股东名册所示地址所在司法权区关於本人�u吾等接纳要约 应付的任何转让费或其他到期税项或徵费承担全部责任。 Personal Information Collection Statements The main provisions of the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) came into effect in Hong Kong on 20 December 1996. This personal information collection statement informs you of the policies and practices of the Offeror, CCB International and the Registrar and in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data To accept the Offer for your Shares, you must provide the personal data requested. Failure to supply the requested data may result in the processing of your acceptance being rejected or delayed. It may also prevent or delay the despatch of the consideration to which you are entitled under the Offer. 2. Purposes The personal data which you provide on this form may be used, held and/or stored (by whatever means) for the following purposes: processing your acceptance and verification or compliance with the terms and application procedures set out in this form and the Composite Document; registering transfers of the Share(s) out of your name; maintaining or updating the relevant register of holders of the Share(s); conducting or assisting to conduct signature verifications, and any other verification or exchange of information; distributing communications from the Offeror and/or its holding companies or subsidiaries or their agents such as CCB International and the Registrar; compiling statistical code information and shareholder profiles; establishing benefit entitlements of the Shareholders; making disclosures as required by laws, rules or regulations (whether statutory or otherwise); disclosing relevant information to facilitate claims and entitlements; any other purpose in connection with the business of the Offeror, CCB International or the Registrar; and PERSONAL DATA any other incidental or associated purposes relating to the above and/or to enable the Offeror and/or CCB International to discharge its obligations to the Shareholders and/or under applicable laws and regulations, and other purpose to which the Shareholders may fr om time to time agree to or be informed of. 3. Transfer of personal data The personal data provided in this form will be kept confidential but the Offeror, CCB International and the Registrar may, to the extent necessary for achieving the purposes above or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personal data and, in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) such personal data to, from or with any and all of the fo llowing persons and entities: the Offeror, its subsidiaries or holding companies and/or their agent(s) such as CCB International and the Registrar; any agents, contractors or third party service providers who offer administrative, telecommunications, computer, payment or other services to the Offeror, CCB International or the Registrar, in connection with the operation of its business; any regulatory or governmental bodies; any other persons or institutions with which you have or propose to have dealings, such as your bankers, solicitors, accountants or licensed securities dealers or registered institution in securities; and any other persons or institutions whom the Offeror, CCB International or the Registrar considers to be necessary or desirable in the circumstances. 4. Access and correction of personal data The Ordinance provides you with rights to ascertain whether the Offeror, CCB International or the Registrar holds your personal data, to obtain a copy of that data, and to correct any data that is incorrect. In accordance with the Ordinance, the Offeror, CCB International and the Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests for access to data or correction of data or for information regarding policies and practices and the kinds of data held should be addressed to the Offeror, CCB International or the Registrar (as the case may be). BY SIGNING THIS FORM YOU AGREE TO ALL OF THE ABOVE 收集个人资料声明 香港法例第486章个人资料 ( 私隐) 条例 ( 「 该条例」) 的主要条文已於 一九九六年十二月二十日在香港生效。本收集个人资料声明旨在知 会 阁下有关要约人、建银国际、过户处及有关个人资料及该条例的政 策及惯例。 1. 收集 阁下个人资料的原因 如就股份接纳要约, 阁下须提供所需的个人资料,倘 阁下未 能提供所需资料,则可能导致 阁下的接纳申请被拒或受到延 误。这亦可能妨碍或延迟寄发 阁下根据要约应得的代价。 2. 用途 阁下於本表格提供的个人资料可能会用作、持有及�u或保存 ( 以 任何方式)作下列用途: 处理 阁下的接纳申请及核实或遵循本表格及综合文件 载列条款及申请程序; 登记以 阁下名义的股份转让; 保存或更新有关股份的股东名册; 核实或协助核实签名,以及进行任何其他资料核实或交 换; 自要约人及�u或其控股公司或附属公司或其代理人 ( 例如 建银国际及过户处)收取通讯; 编制统计代码资料及股东资料; 确立股东的获益权利; 按法例、规则或规定 ( 无论法定或非法定规定)作出披露; 披露有关资料以方便进行权益申索; 有关要约人、建银国际或过户处业务的任何其他用途; 及 个 人 资 料 有关上文所述任何其他临时或关连用途及�u或令要约人 及�u或建银国际得以履行其股东及�u或适用法律及法规 项下的责任,以及股东不时同意或知悉的其他用途。 3. 转交个人资料 本表格提供的个人资料将作为机密资料妥当保存,但要约人,建 银国际及过户处为达致上述任何用途,可能作出必需的查询,以 确认个人资料的准确性,彼等尤其可能披露、获取或转交 ( 无论 在香港或香港以外地区)该等个人资料予下列任何及所有个人及 实体,或自下列任何及所有个人及实体披露、获取或转交 ( 无论 在香港或香港以外地区)该等个人资料: 要约人、其附属公司或控股公司及�u或其代理人,例如 建银国际及过户处; 为要约人、建银国际或过户处的业务经营提供行政、电 讯、电脑、付款或其他服务的代理人、承包商或第三方 服务供应商; 任何监管或政府机构; 与 阁下进行交易或建议进行交易的任何其他个人或机 构,例如 阁下的银行、律师、会计师或持牌证券交易 商或注册证券机构;及 要约人、建银国际或过户处认为必需或适当情况下的任 何其他个人或机构。 4. 获取及更正个人资料 根据该条例的规定, 阁下可确认要约人、建银国际或过户处是 否持有 阁下的个人资料,并获取该资料副本,以及更正错误 资料。依据该条例的规定,要约人、建银国际及过户处可就获取 任何数据的请求收取合理的手续费。获取资料或更正资料或获取 有关政策及惯例及所持资料类型的资料的所有请求,须提交要约 人、建银国际或过户处 ( 视情况而定)。 阁下一经签署本表格即表示同意上述所有条款。

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