TOBEVALID,THEWHOLEOFTHISAPPLICATIONFORMMUSTBERETURNED 本申请表格必须整份交回，方为有效 IMPORTANT 重要提示 IFYOUAREINANYDOUBTASTOANYASPECTOFTHISAPPLICATIONFORMORASTOTHEACTIONTO BETAKEN,YOUSHOULDCONSULTYOURLICENSEDSECURITIESDEALERORREGISTEREDINSTITUTION INSECURITIES,BANKMANAGER,SOLICITOR,PROFESSIONALACCOUNTANTOROTHERPROFESSIONAL ADVISER.THISAPPLICATIONFORMISVALUABLEBUTISNOTTRANSFERABLEANDISFORTHEUSEOFTHEQUALIFYINGSHAREHOLDER(S)NAMEDBELOWONLY.NOAPPLICATIONCANBEMADEAFTER4:00P.M.ONTUESDAY,11APRIL2017.Referenceismadetotheofferingmemorandum(the“Memorandum”)issuedbyNewTimesEnergyCorporationLimited(the“Company”)dated27March2017inrelationtotheOpenOffer.TermsusedhereinshallhavethesamemeaningsasdefinedintheMemorandumunlessthecontextotherwiserequires.HongKongExchangesandClearingLimited,TheStockExchangeofHongKongLimited(the“StockExchange”)andtheHongKongSecuritiesClearingCompanyLimited(“HKSCC”)takenoresponsibilityforthecontentsofthisApplicationForm,makenorepresentationastoitsaccuracyorcompletenessandexpresslydisclaimanyliabilitywhatsoeverforanylosshowsoeverarisingfromorinrelianceuponthewholeoranypartofthecontentsofthisApplicationForm.Subjecttothegrantingoflistingof,andpermissiontodealin,theOfferSharesontheStockExchange,theOfferShareswillbeacceptedaseligiblesecuritiesbyHKSCCfordeposit,clearanceandsettlementinCCASSwitheffectfromtherespectivecommencementdatesofdealingsintheOfferSharesontheStockExchangeorsuchotherdateasdeterminedbyHKSCC.SettlementoftransactionsbetweenparticipantsoftheStockExchangeonanytradingdayisrequiredtotakeplaceinCCASSonthesecondtradingdaythereafter.AllactivitiesunderCCASSaresubjecttotheGeneralRulesofCCASSandCCASSOperationalProceduresineffectfromtimetotime.YOUSHOULDCONSULTYOURLICENSEDSECURITIESDEALER,REGISTEREDINSTITUTIONINSECURITIES,BANKMANAGER,SOLICITOR,PROFESSIONALACCOUNTANTOROTHERPROFESSIONALADVISERFORDETAILSOFTHOSESETTLEMENTARRANGEMENTSANDHOWSUCHARRANGEMENTSMAYAFFECTYOURRIGHTSANDINTERESTS.阁下如对本申请表格或应采取之行动有任何疑问，应谘询阁下之持牌证券交易商或注册证券机构、银行经理、律师、专业会计师或其他专业顾问。本申请表格具有价值，但不可转让，并仅供下列之合资格股东使用。申请最迟须於二零一七年四月十一日（星期二）下午四时正前递交。兹提述新时代能源有限公司（「本公司」）於二零一七年三月二十七日刊发有关公开发售之发售备忘录（「备忘录」），除文义另有所指外，本表格所用词汇与备忘录所界定者具有相同涵义。香港交易及结算所有限公司、香港联合交易所有限公司（「联交所」）及香港中央结算有限公司（「香港结算」）对本申请表格之内容概不负责，对其准确性或完整性亦不发表任何声明，并明确表示概不就本申请表格全部或任何部份内容而产生或因倚赖该等内容而引致之任何损失承担任何责任。发售股份获批准於联交所上市及买卖後，发售股份将获香港结算接纳为合资格证券，由发售股份於联交所分别开始买卖日期或香港结算厘定之有关其他日期起，可於中央结算系统内寄存、结算及交收。联交所参与者之间於任何交易日进行之交易须於其後之第二个交易日透过中央结算系统进行交收。中央结算系统内之一切活动均须根据不时生效之中央结算系统一般规则及中央结算系统运作程序规则进行。有关交收安排之详情及该等安排对　阁下之权利及权益可能构成之影响，　阁下应谘询　阁下之持牌证券交易商、注册证券机构、银行经理、律师、专业会计师或其他专业顾问。 NEWTIMESENERGYCORPORATIONLIMITED 新时代能源有限公司 * (IncorporatedinBermudawithlimitedliability) （於百慕达注册成立之有限公司） (Stockcode:00166) （股份代号：00166） OPENOFFEROF2,955,160,996OFFERSHARES ONTHEBASISOFONEOFFERSHAREFOR EVERYTWOSHARESHELDONTHERECORDDATE ATTHESUBSCRIPTIONPRICEOFHK$0.25PEROFFERSHARE 以每股发售股份0.25港元的认购价按於记录日期每持有两股股份 获发售一股发售股份之基准公开发售2,955,160,996股发售股份 PAYABLEINFULLONACCEPTANCEBYNOLATER THAN4:00P.M.ONTUESDAY,11APRIL2017 股款须不迟於二零一七年四月十一日（星期二） 下午四时正接纳时缴足 APPLICATIONFORM 申请表格 Branchshareregistrarand RegisteredOffice: transferofficeinHongKong: 注册办事处： 香港股份过户登记分处： ClarendonHouse TricorTengisLimited 2ChurchStreet Level22,HopewellCentre HamiltonHM11 183Queen’sRoadEast,HongKong Bermuda 卓佳登捷时有限公司 Principalplaceofbusiness 香港皇后大道东183号 inHongKong: 合和中心22楼 香港主要营业地点： Room1402,14/F NewWorldTowerI 16�C18Queen’sRoad Central HongKong 香港 皇后大道中16�C18号 新世界大厦一期 14楼1402室 27March2017 二零一七年三月二十七日 * foridentificationpurposeonly *仅供识别 ―Thispageisintentionallyblankpage― ―此乃白页― ―Thispageisintentionallyblankpage― ―此乃白页― Name(s)andaddressofQualifyingShareholder(s) NumberofSharesregisteredinyourname 合资格股东姓名及地址 onTuesday,21March2017 於二零一七年三月二十一日（星 期二） BOXA 以　阁下名义登记之股份数目 甲栏 NumberofOfferSharesinyourassured allotmentsubjecttopaymentinfullon acceptancebynolaterthan4:00p.m.on Tuesday,11April2017 有关　阁 下获保证配发的发售股份数 目，股款须於二零一七年四月十一日 （星期 二）下午四时正前於接纳时缴足 BOXB 乙栏 Amountpayableonassuredallotment whenappliedinfull 申请认购全数保证配额时应缴款项 BOXC HK$ 丙栏港元 BOXD NumberofOfferSharesappliedfor 丁栏申请认购之发售股份数目 Remittanceenclosed 随附股款 HK$ 港元 Pleaseinsertcontact Application telephonenumber: FormNo. 请填上联络电话号码： 申请表格 编号 ApplicationcanonlybemadebytheQualifyingShareholder(s)namedabove. PleaseenterinBoxDthenumberofOfferSharesappliedforandtheamountofremittanceenclosed (calculatedasthenumberofOfferSharesappliedformultipliedbyHK$0.25). 认购申请仅可由上文列名之合资格股东作出。 请於丁栏填妥所申请认购之发售股份数目及随附之股款金额 （以申请认购之发售股份数目乘以0.25港元计算）。 To: NewTimesEnergyCorporationLimited 致：新时代能源有限公司 DearSirs, I/We,beingtheQualifyingShareholder(s)statedinthisApplicationForm,enclosearemittance**fortheamountpayable infullonapplicationforthenumberofOfferSharesatapriceofHK$0.25perOfferSharespecifiedinBoxB(or,ifand onlyifBoxDiscompleted,inBoxD).I/WeacceptandundertaketoacceptthatnumberofOfferSharesontheterms andconditionsoftheMemorandumdated27March2017andthisApplicationFormandsubjecttothememorandumof associationandthebye-lawsoftheCompanyandI/weherebyundertakeandagreetoapplyforthesameoranylesser numberofsuchOfferSharesinrespectofwhichthisapplicationmaybemade.I/WeauthorisetheCompanytoplacemy/ ourname(s)ontheregisterofmembersastheholder(s)ofsuchOfferSharesoranylessernumberofOfferSharesas aforesaidandtosendsharecertificate(s)inrespectthereofbyordinarypostatmy/ourrisktotheaddressspecifiedoverleaf. I/Wehavereadtheconditionsandproceduresforapplicationsetoutoverleafandagreetobeboundthereby. 敬启者： 本人�u吾等为本申请表格所列之合资格股东，现申请认购乙栏（或倘已填妥丁栏，则指丁栏）指定之发售 股份数目，并附上按每股发售股份0.25港元之价格计算须於申请时缴足之全数股款**。本人�u吾等谨此 根据二零一七年三月二十七日刊发之备忘录及本申请表格所载之条款及条件，以及　贵公司之组织章程 大纲及公司细则，接纳有关数目之发售股份，而本人�u吾等谨此承诺并同意申请认购相等於或少於与本 申请有关之发售股份数目。本人�u吾等谨此授权　贵公司将本人�u吾等之姓名列入　贵公司之股东名册， 作为上述有关数目或较少数目之发售股份之持有人，并请　贵公司将有关股票按背页地址以平邮方式寄 予本人�u吾等，邮误风险概由本人�u吾等承担。本人�u吾等已细阅背页所载各项条件及申请手续，并同 意全部遵守。 1. 2. 3. 4. Signature(s)ofQualifyingShareholder(s)(alljointQualifyingShareholdersmustsign) 合资格股东签署（所有联名合资格股东均须签署） Date日期：二零一七年 2017 ** Chequeorbanker’scashierordershouldbecrossed“ACCOUNTPAYEEONLY”andmadepayableto“NewTimes EnergyCorporationLimited―OpenOfferAccount”(seethesectionheaded“ProceduresforApplication”onthe reversesideofthisApplicationForm). 支票或银行本票须以「只准入抬头人账户」方式并以「NewTimesEnergyCorporationLimited―Open ** OfferAccount」为抬头人划线开出（详情请参阅本申请表格背页「申请手续」一节）。 DetailstobefilledinbyQualifyingShareholder(s): 请合资格股东填妥以下详情： NumberofOfferSharesapplied Totalamountofremittance for(beingthetotalspecifiedin (beingthetotalamountspecified Nameofbankonwhichcheque/ Cheque/banker’s BoxD,orfailingwhich,thetotal inBoxD,orfailingwhich,the banker’scashierorderisdrawn cashierordernumber numberspecifiedinBoxB) totalspecifiedinBoxC) 支票�u银行本票 支票�u银行 申请认购之发售股份数目 股款总额 之付款银行名称 本票号码 （即丁栏或（如未有填妥） （即丁栏或（如未有填妥） 乙栏所列明之总数） 丙栏所列明之总额） HK$ 港元 ValidapplicationforsuchnumberofOfferShareswhichislessthanorequaltoanapplicant’sassuredallotmentwillbe acceptedinfull,assumingthattheconditionsoftheOpenOfferhavebeensatisfied.Ifnonumberisinsertedintheboxes above,youwillbedeemedtohaveappliedforthenumberofOfferSharesforwhichpaymenthasbeenreceived.Ifthe amountoftheremittanceislessthanthatrequiredforthenumberofOfferSharesinserted,youwillbedeemedtohave appliedforthenumberofOfferSharesforwhichpaymenthasbeenreceived.Applicationwillbedeemedtohavebeen madeforawholenumberofOfferShares.Noreceiptwillbegivenfortheremittance. 假设公开发售之条件获达成，认购发售股份数目少於或相等於申请人获保证配发之有关发售股份数目之 有效申请将获全数接纳。倘上述各栏内并无填上数目，则　阁下将被视作申请认购已收款项所代表之发 售股份数目。倘股款少於认购上栏所填数目之发售股份所需股款，则　阁下将被视作申请认购已收股款 所代表之发售股份数目。申请将被视作为申请认购完整之发售股份数目而作出。该等股款不会获发收据。 YouareentitledtoapplyforanynumberofOfferShareswhichisequaltoorlessthanyourassuredallotmentshowninBoxB abovebyfillinginthisApplicationForm.SubjectasmentionedintheMemorandum,suchallotmentismadetotheShareholders whosenameswereontheregisterofmembersoftheCompanyandwhowereQualifyingShareholdersonthebasisofoneOffer ShareforeverytwoSharesheldontheRecordDate.IfyouwishtoapplyforanyOfferShares,youshouldcompleteandsignthis ApplicationFormandlodgetheformtogetherwiththeappropriateremittanceforthefullamountpayableinrespectoftheOffer SharesappliedforwiththeCompany’sbranchshareregistrarandtransferofficeinHongKong,TricorTengisLimited,atLevel 22,HopewellCentre,183Queen’sRoadEast,HongKong,bynolaterthan4:00p.m.onTuesday,11April2017.Allremittance(s) forapplicationofOfferSharesunderassuredallotmentmustbeinHongKongdollarsandmadepayableto“NewTimesEnergy CorporationLimited―OpenOfferAccount”andcrossed“AccountPayeeOnly”andcomplywiththeproceduressetout overleaf.Noapplication(s)ofOfferSharescanbemadebyanypersonwhowereExcludedShareholders. AlldatesordeadlinesspecifiedinthisApplicationFormrefertoHongKonglocaltime. 阁下有权透过填写本申请表格申请认购相等於或少於上文乙栏所列　阁下获保证配发之任何发售股份数目。 在备忘录所述者规限下，有关配额乃向於记录日期名列本公司股东名册并为合资格股东之股东作出，基准 为按於记录日期每持有两股股份获发售一股发售股份。倘　阁下欲申请认购任何发售股份，请填妥及签署 本申请表格并将表格连同申请认购发售股份涉及之全数应缴款项之足额股款，最迟於二零一七年四月十一 日（星期二）下午四时正前交回本公司之香港股份过户登记分处：卓佳登捷时有限公司（地址为香港皇后大 道东183号合和中心22楼）。所有认购保证配发之发售股份股款必须为港元，并须注明抬头人为「NewTimes EnergyCorporationLimited―OpenOfferAccount」及以「只准入抬头人账户」方式划线开出，以及须符合背页 所载手续。除外股东不得申请认购发售股份。 本申请表格所列之所有日期或截止时限均指香港本地时间。 Yourattentionisdrawntothesectionsheaded“Conditions”and“ProceduresforApplication”inthisApplicationForm. 请注意载於本申请表格以「条件」和「申请手续」为题的章节。 NEWTIMESENERGYCORPORATIONLIMITED 新时代能源有限公司 * (IncorporatedinBermudawithlimitedliability) (Stockcode:00166) CONDITIONS1. NoExcludedShareholderispermittedtoapplyforanyOfferShares.2. Noreceiptwillbeissuedforsumsreceivedonapplication(s)butitisexpectedthatsharecertificate(s)foranyOfferSharesin respectofwhichtheapplication(s)is/areacceptedinfullorinpartwillbesenttotheallottee(s)or,inthecaseofjointallottees,to thefirstnamedallotteebyordinarypost,attheirownrisk,attheaddressstatedontheform(s).3. CompletionofthisApplicationFormwillconstituteaninstructionandauthoritybytheapplicant(s)totheCompanyand/orTricor TengisLimitedoranypersonnominatedbythemforthepurpose,onbehalfoftheapplicant(s),toexecuteanyregistrationof thisApplicationFormorotherdocumentsand,generally,todoallsuchotherthingsassuchcompanyorpersonmayconsider necessaryordesirabletoeffectregistrationinthename(s)oftheapplicant(s)oftheOfferSharesappliedfororanylessernumberin accordancewiththearrangementsdescribedintheMemorandum.4. Theapplicant(s)oftheOfferSharesundertaketosignalldocumentsandtodoallotheractsnecessarytoenablehim/her/themtobe registeredastheholdersoftheOfferShareswhichhe/she/theyhas/haveappliedforsubjecttothememorandumofassociationand thebye-lawsoftheCompany.5. CompletionandreturnofthisApplicationFormtogetherwithachequeorbanker’scashierorderinpaymentfortheOfferShares whicharethesubjectofthisformwillconstituteawarrantybytheapplicant(s)thatthechequesorbanker’scashierorderswillbe honouredonfirstpresentation.Allchequesandbanker’scashierorderswillbepresentedforpaymentfollowingreceiptandall interestearnedonsuchmonies(ifany)willberetainedforthebenefitoftheCompany.Ifthechequeorbanker’scashierorderis nothonouredonfirstpresentation,thisApplicationFormisliabletoberejected,andinthateventtherelevantentitlementofOffer Sharesandallrightsthereunderwillbedeemedtohavebeendeclinedandwillbecancelled.6. ThisApplicationFormisforuseonlybytheperson(s)namedhereinandsuchperson’s/persons’righttoapplyfortheOfferShares isnottransferable.7. TheCompanyreservestherighttoacceptorrefuseanyapplication(s)forOfferShareswhichdoesnotcomplywiththeapplication proceduressetoutherein.8. NopersonreceivingacopyoftheMemorandumortheApplicationForminanyterritoryorjurisdictionoutsideHongKongmay treatitasanofferoraninvitationtoapplyfortheOfferShares,unlessintherelevantjurisdictionsuchanofferorinvitationcould lawfullybemadewithoutcompliancewithanyregistrationorotherlegalorregulatoryrequirements.Itistheresponsibilityofany personoutsideHongKongwishingtomakeanapplicationforOfferSharestosatisfyhimself/herself/itselfastotheobservance ofthelawsandregulationsofallrelevantjurisdiction,includingobtaininganygovernmentorotherconsents,andpaymentofany taxesanddutiesrequiredtobepaidinsuchjurisdictioninconnectiontherewith.CompletionandreturnoftheApplicationForm willconstituteawarrantyandrepresentationbytherelevantapplicant(s)totheCompanythatallregistration,legalandregulatory requirementsofallrelevantterritoriesotherthanHongKonginconnectionwiththeacceptanceoftheOfferShareshavebeenduly compliedwithbysuchapplicant(s).Fortheavoidanceofdoubt,neitherHKSCCnorHKSCCNomineesLimitedissubjecttoanyof therepresentationsandwarranties.Ifyouareinanydoubtastoyourposition,youshouldconsultyourprofessionaladvisers.9. TheOpenOfferisconditionalupontheUnderwritingAgreementhavingbecomeunconditional(pleaseseethesectionheaded “ConditionsoftheOpenOffer”assetoutinthe“LetterfromtheBoard”intheMemorandum).10. Intheeventofinconsistency,theEnglishversionofthisApplicationFormshallprevailovertheChineseversion.PROCEDURESFORAPPLICATIONYoumayapplyforsuchnumberofOfferSharesthatisequaltoorlessthanyourassuredallotmentsetoutinBoxBbyfillinginthisApplicationForm.ToapplyforsuchnumberofOfferShareswhichislessthanyourassuredallotment,enterinBoxDofthisApplicationFormthenumberofOfferSharesforwhichyouwishtoapplyforandthetotalamountpayable(calculatedasthenumberofOfferSharesappliedformultipliedbyHK$0.25).IftheamountofthecorrespondingremittancereceivedislessthanthatrequiredforthenumberofOfferSharesinserted,theapplicant(s)willbedeemedtohaveappliedforsuchlessernumberofOfferSharesforwhichfullpaymenthasbeenreceived.IfyouwishtoapplyfortheexactnumberofOfferSharessetoutinBoxBofthisApplicationForm,thisnumbershouldbeinsertedinBoxDofthisApplicationForm.Ifnonumberisinserted,youwillbedeemedtohaveappliedforthenumberofOfferSharesforwhichfullpaymenthasbeenreceived.ThisApplicationForm,whendulycompleted,towhichtheappropriateremittance(s)shouldbestapledaccordingly,shouldbefoldedonceandmustbereturnedtotheCompany’sbranchshareregistrarandtransferofficeinHongKong,TricorTengisLimited,atLevel22,HopewellCentre,183Queen’sRoadEast,HongKong,bynolaterthan4:00p.m.onTuesday,11April2017.Allremittance(s)mustbemadeinHongKongdollarsandchequesmustbedrawnonanaccountwithorbanker’scashierordersmustbeissuedbyalicensedbankinHongKong,madepayableto“NewTimesEnergyCorporationLimited―OpenOfferAccount”andcrossed“AccountPayeeOnly”forapplicationforOfferShares.UnlessthisApplicationForm,togetherwiththeappropriateremittanceshowninBoxCorBoxD(asthecasemaybe)ofthisApplicationFormhasbeenreceivedby4:00p.m.onTuesday,11April2017,yourrighttoapplyfortheOfferSharesandallrightsinrelationtheretoshallbedeemedtohavebeendeclinedandwillbecancelled.SharecertificatesfortheOfferSharesareexpectedtobepostedbyordinaryposttoyouonorbeforeFriday,21April2017atyourownrisk.Youwillreceiveonesharecertificateforallfully-paidOfferSharesallottedandissuedtoyou.* foridentificationpurposeonly NEWTIMESENERGYCORPORATIONLIMITED 新时代能源有限公司 * （於百慕达注册成立之有限公司） （股份代号：00166） 条件 1.除外股东不得申请认购任何发售股份。 2.概不会就已收之申请认购款项发出收据，惟预期申请获全数或部份接纳之发售股份之股票将以平邮方式 按表格所列地址寄予承配人（或倘属联名承配人，则寄予排名首位之承配人），邮误风险概由彼等自行承担。 3.填妥本申请表格将构成申请人指示及授权本公司及�u或卓佳登捷时有限公司或其提名之任何人士代表 申请人办理本申请表格或其他文件之任何登记手续，以及进行有关公司或人士可能认为必需或合宜之所 有有关其他事宜以根据备忘录所述安排，将申请人所申请认购之数目或较少数目之发售股份登记在申请 人名下。 4.发售股份之申请人承诺签署所有文件并采取一切其他必要行动以让彼等登记成为所申请认购之发售股 份之持有人，惟须符合本公司组织章程大纲及细则之规定。 5.填妥及交回本申请表格连同支付发售股份的支票或银行本票即构成申请人对支票或银行本票在第一次 过户即获兑现的保证。所有的支票或银行本票在收到後都会过户作兑现，而所有在有关的金钱上得到的 利息（如有）都归本公司所有。如果支票或银行本票在第一次过户时不获兑现，本申请表格可能不获受理， 而在此情况下，发售股份的相关配额及一切有关权利将视为已遭拒绝而将予取消。 6.本申请表格仅供本申请表格指明之人士使用，而其申请认购发售股份之权利不得转让。 7.本公司保留权利，可接纳或拒绝任何不符合本文件所载申请手续之发售股份认购申请。 8.除非在有关司法权区毋须遵守任何登记规定或其他法律或监管规定可合法提呈申请认购发售股份之要 约或邀请，否则於任何香港以外地区或司法权区收到备忘录或本申请表格之人士，概不得视之为申请认 购发售股份之要约或邀请。任何香港境外人士如欲申请认购发售股份，均有责任自行遵守一切有关司法 权区之法例及规例，包括取得任何政府或其他同意，以及就此支付有关司法权区规定须缴付之任何有关 税项及税款。填妥及交回本申请表格将构成有关申请人向本公司保证及声明有关申请人已妥为遵守香港 以外所有相关地区有关接纳发售股份之所有登记、法律及监管规定。为免生疑问，特此说明，香港结算 或香港中央结算（代理人）有限公司不受任何该等声明及保证所规限。　阁下如对本身之立场有任何疑问， 应谘询　阁下之专业顾问。 9.公开发售须待包销协议成为无条件方可作实（详情见备忘录「董事会函件」内所载「公开发售之条件」一节）。 10.如本申请表格的英文版和中文版之间有差异，概以英文版为准。 申请手续 阁下可透过填写本申请表格申请认购相等於或少於乙栏所列　阁下获保证配发之有关发售股份数目。 倘阁下欲申请认购少於　阁下获保证配发之发售股份数目，请在本申请表格丁栏内填上　阁下欲申请认购 之发售股份数目及应缴款项总额（以申请认购之发售股份数目乘以0.25港元计算）。倘所收到之相应股款少 於所填上之发售股份数目之所需股款，则申请人将被视作申请认购已收全数款项所代表之较少发售股份数目。 倘阁下欲申请本申请表格乙栏所列数目之发售股份，则请在本申请表格丁栏内填上此数目。如无填上任 何数目，则　阁下将被视作申请认购已收全数款项所代表数目之发售股份。 填妥本申请表格并将适当之股款相应地紧钉其上後，请将表格对摺并最迟於二零一七年四月十一日（星期 二）下午四时正前交回本公司之香港股份过户登记分处卓佳登捷时有限公司，地址为香港皇后大道东183号 合和中心22楼。申请认购发售股份之所有股款须以港元缴付，支票及银行本票须由香港持牌银行之银行账 户开出，以「NewTimesEnergyCorporationLimited―OpenOfferAccount」为抬头人并以「只准入抬头人账户」方 式划线开出。除非本申请表格连同本申请表格丙栏或丁栏（视情况而定）所示之适当股款於二零一七年四月 十一日（星期二）下午四时正前收到，否则阁下申请认购发售股份之权利以及一切有关权利将视作被拒绝 而予以注销。 预期有关发售股份之股票将於二零一七年四月二十一日（星期五）或之前以平邮方式寄予　阁下，邮误风险 概由阁下自行承担。阁下将会就全部获配发及发行之缴足股款发售股份获发一张股票。 *仅供识别 TERMINATIONORRESCISSIONOFTHEUNDERWRITINGAGREEMENT Shareholdersshouldnotethat,if,priortotheLatestTimeforTermination: (1) inthereasonableopinionofMaxSun,thesuccessoftheOpenOfferwouldbemateriallyandadverselyaffectedby: (a) theintroductionofanynewlaworregulationoranychangeinexistinglaworregulation(orthejudicialinterpretationthereof)or otheroccurrenceofanynaturewhatsoeverwhichmay,inthereasonableopinionofMaxSun,materiallyandadverselyaffectthe businessorthefinancialortradingpositionorprospectsoftheGroupasawholeorismateriallyadverseinthecontextoftheOpen Offer;or (b) theoccurrenceofanylocal,nationalorinternationaleventorchange(whetherornotformingpartofaseriesofeventsorchanges occurringorcontinuingbefore,and/orafterthedateoftheUnderwritingAgreement)ofapolitical,military,financial,economic orothernature(whetherornotejusdemgeneriswithanyoftheforegoing),orinthenatureofanylocal,nationalorinternational outbreakorescalationofhostilitiesorarmedconflict,oraffectinglocalsecuritiesmarketswhichmay,inthereasonableopinionof MaxSun,materiallyandadverselyaffectthebusinessorthefinancialortradingpositionorprospectsoftheGroupasawholeor materiallyandadverselyprejudicethesuccessoftheOpenOfferorotherwisemakesitinexpedientorinadvisabletoproceedwith theOpenOffer;or (c) anymaterialadversechangeinthebusinessorinthefinancialortradingpositionoftheGroupasawhole;or (d) anyactofGod,war,riot,publicdisorder,civilcommotion,fire,flood,explosion,epidemicorthreatenedepidemic,terrorism, strikeorlock-out;or (2) anyadversechangeinmarketconditions(includingwithoutlimitation,anychangeinfiscalormonetarypolicy,orforeignexchange orcurrencymarkets,suspensionormaterialrestrictionortradinginsecurities)occurswhichinthereasonableopinionofMaxSunis likelytomateriallyoradverselyaffectthesuccessoftheOpenOfferorotherwisemakesitinexpedientorinadvisabletoproceedwith theOpenOffer;or (3) thereisanychangeinthecircumstancesoftheCompanyoranymemberoftheGroupwhichinthereasonableopinionofMaxSun willadverselyaffecttheprospectsoftheCompany,includingwithoutlimitingthegeneralityoftheforegoingthepresentationofa petitionorthepassingofaresolutionfortheliquidationorwindinguporsimilareventoccurringinrespectofanyofmemberofthe GrouporthedestructionofanymaterialassetoftheGroup;or (4) anysuspensioninthetradingofsecuritiesgenerallyorintheCompany’ssecuritiesontheStockExchangeforaperiodofmorethan tenconsecutiveBusinessDays,excludinganysuspensioninconnectionwiththeclearanceoftheAnnouncement,theSGMCircularor theOfferingDocumentsorotherannouncementsorcircularsinconnectionwiththeOpenOffer;or (5) thecircular,prospectusorannouncementsoftheCompanypublishedsincethedateoftheUnderwritingAgreementwhenpublished containinformation(eitherastobusinessprospectsortheconditionoftheGrouporastoitscompliancewithanylawsorListing Rulesoranyapplicableregulations)whichhasnotpriortothedateoftheUnderwritingAgreementbeenpubliclyannouncedor publishedbytheCompanyandwhichmayinthereasonableopinionofMaxSunbematerialtotheGroupasawholeandislikelyto affectmateriallyandadverselythesuccessoftheOpenOfferormightcauseaprudentinvestornottoaccepttherelevantOfferShares offeredtoit, MaxSunshallbeentitledto,bynoticeinwritingtotheCompanyservedpriortotheLatestTimeforTermination,terminatethe UnderwritingAgreementandnopartyshallhaveanyclaimagainstanotherpartyforcosts,damages,compensationorotherwisesavefor anyantecedentbreaches. MaxSunshallbeentitledbynoticeinwritingtorescindtheUnderwritingAgreementifpriortotheLatestTimeforTermination: (i) anymaterialbreachofanyoftherepresentations,warrantiesorundertakingscontainedintheUnderwritingAgreementcomestothe knowledgeofMaxSun;or (ii) anySpecifiedEventcomestotheknowledgeofMaxSun. AnysuchnoticeshallbeservedbyMaxSuntotheCompanypriortotheLatestTimeforTermination.Uponterminationor rescissionoftheUnderwritingAgreement,theOpenOfferwillnotproceed. CHEQUESANDBANKER’SCASHIERORDERS Allchequesandbanker’scashierorderswillbepresentedforpaymentimmediatelyfollowingreceiptandallinterestearnedonsuch monies(ifany)willberetainedforthebenefitoftheCompany.CompletionandlodgmentofthisApplicationFormtogetherwitha chequeorbanker’scashierorderinpaymentfortheOfferSharesacceptedwillconstituteawarrantybyyouthatthechequeorbanker’s cashierorderwillbehonoredonfirstpresentation.Anyacceptanceinrespectofwhichtheaccompanyingchequeorbanker’scashierorder isdishonoredonfirstpresentationisliabletoberejected,andinthiseventtheassuredallotmentandallrightsthereunderwillbedeemed tohavebeendeclinedandwillbecancelled. STATUSOFTHEOFFERSHARES TheOfferShares(whenallotted,fullypaidandissued)willrankparipassuinallrespectswiththeSharestheninissue.Holdersofthe OfferShareswillbeentitledtoreceiveallfuturedividendsanddistributions,whicharedeclared,madeorpaidonorafterthecloseof businessonthedateofallotmentandissueoftheOfferShares. SHARECERTIFICATES SubjecttofulfillmentoftheconditionsoftheOpenOfferandsaveasotherwiseprovidedintheUnderwritingAgreement,share certificatesforfully-paidOfferSharesareexpectedtobepostedonoraroundFriday,21April2017toallQualifyingShareholderswho haveappliedfor,acceptedandpaidfortheOfferSharesbyordinarypostattheirownrisks.RefundchequesinrespectoftheOfferShares iftheOpenOfferisterminatedareexpectedtobepostedonoraroundFriday,21April2017byordinaryposttotheapplicantsattheir ownrisks. GENERALAlldocumentswillbesentbyordinarypostattheriskofthepersonsentitledtheretototheirregisteredaddresses.LodgementofthisApplicationFormpurportingtohavebeensignedbytheperson(s)inwhosefavourithasbeenissued,shallbeconclusiveevidenceofthetitleoftheparty(ies)lodgingittodealwiththesameandtoreceiverelevantcertificatesoftheOfferShares.ThisApplicationFormandanyacceptanceoftheOfferSharespursuanttoitshallbegovernedby,andconstruedinaccordancewith,thelawsofHongKong.终止或废除包销协议 股东谨请注意，倘於最後终止时限前�U (1)万新合理认为下列事项对顺利进行公开发售将造成重大不利影响： (a)颁布任何新法例或法规或现有法例或法规（或其司法诠释）有任何变动，或出现万新合理认为足以对本 集团整体业务或财务或经营状况或前景造成重大不利影响或对公开发售发行而言属於重大不利之任 何其他性质事件；或 (b)本地、全国或国际发生任何政治、军事、金融、经济或其他性质（不论是否与上述任何一项属同一类别） 之事件或变动（不论是否属包销协议日期之前及�u或之後发生或持续出现之连串事件或变动其中部分）， 或本地、全国或国际爆发敌对或武装冲突或冲突升级，或足以影响本地证券市场之事件，而万新合理 认为足以对本集团整体业务或财务或经营状况或前景或对顺利进行公开发售造成重大不利影响，或 基於其他理由不适宜或不建议继续进行公开发售；或 (c)本集团整体之业务或财务或经营状况出现任何重大不利变动；或 (d)发生任何天灾、战争、暴动、治安不靖、群众骚乱、火灾、水灾、爆炸、疫症或疫症威胁、恐怖活动、罢 工或工厂停工；或 (2)市况出现任何不利变动（包括但不限於财政或货币政策或外汇或货币市场任何变动、证券买卖暂停或受 到严重限制），而万新合理认为有可能对公开发售顺利进行造成重大或不利影响，或导致不适宜或不建 议继续进行公开发售；或 (3)本公司或本集团任何成员公司之状况出现任何变动，而万新合理认为会对本公司前景构成不利影响，包 括（但不限於上述一般情况）就本集团任何成员公司提出清盘呈请或通过决议案清盘或结业，或发生类似 事件，或本集团任何重大资产损毁；或 (4)一般证券或本公司证券在联交所暂停买卖超过连续十个营业日，不包括就审批有关公开发售之该公告、 股东特别大会通函或发售文件或其他公告或通函而暂停买卖；或 (5)本公司自包销协议日期起刊发之通函、章程或公告，於刊发时包含之资料（有关本集团业务前景或状况 或有关其遵守任何法律或上市规则或任何适用规例）於包销协议日期前未获本公司公开公布或刊发，而 万新可能合理认为有关资料对本集团整体而言属重大，且可能会对公开发售之顺利进行造成重大及不利 影响，或可能使审慎投资者不接纳获提呈发售之相关发售股份， 则万新有权於最後终止时间前，向本公司送达书面通知终止包销协议，任何订约方概不得就成本、损害赔偿、 补偿或其他方面向另一订约方作出申索，惟任何先前违反者除外。 倘於最後终止时间前出现以下情况，万新有权发出书面通知，撤销包销协议： (i)万新得悉包销协议所载任何声明、保证或承诺遭严重违反；或 (ii)万新得悉任何特定事项。 任何有关通知须由万新於最後终止时间前向本公司发出。终止或废除包销协议後，公开发售将不会进行。 支票及银行本票 所有支票及银行本票将於收讫後随即过户，而就有关股款所赚取之利息（如有）将全部拨归本公司所有。填 妥及递交本申请表格及附上支付接纳之发售股份的支票或银行本票即构成阁下对支票或银行本票在第一 次过户即获兑现的保证。凡随附之支票或银行本票於第一次过户时未能兑现，则认购可遭拒绝受理，而在 此情况下，保证配额及一切有关权利将视为已遭拒绝而将予取消。 发售股份之地位 发售股份（於配发、缴足股款及发行後）将在各方面与当时之已发行股份享有同等地位。发售股份之持有人 将有权收取於配发及发行发售股份当日营业时间结束时或之後所宣派、作出或派付之所有日後股息及分派。 股票 待公开发售条件获达成後，除包销协议另有订明者外，缴足股款发售股份之股票预期将於二零一七年四月 二十一日（星期五）或相近日子，以平邮方式寄发予已申请及接纳发售股份并支付股款之合资格股东，邮误 风险概由彼等自行承担。倘公开发售被终止，发售股份之退款支票预期将於二零一七年四月二十一日（星期 五）或相近日子，以平邮方式寄发予申请人，邮误风险概由彼等自行承担。 一般事项 所有文件均以平邮方式寄往应得人士的登记地址，邮误风险概由彼等自行承担。本申请表格於获发申请表 格之人士签署後，一经交回，即为交回之人士有权处理申请表格及收取发售股份之有关股票之最终凭证。 本申请表格及据此接纳发售股份应受香港法例监管，并根据香港法例诠释。