Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System
(“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your
designated CCASS Participant 如 阁下欲以香港中央结算(代理人)有限公司(「香港结算代理人」)的名义
登记将获发行的香港发售股份,并直接存入中央结算及交收系统(「中央结算系统」),以记存於 阁下的中
央结算系统投资者户口持有人股份户口或 阁下指定的中央结算系统参与者股份户口,请使用本表格
This Application Form uses the same terms as defined in the prospectus of Morris Holdings Limited (the “Company”)
dated 30 December 2016 (the “Prospectus”).
本申请表格使用慕容控股有限公司(「本公司」)於2016年12月30日刊发的招股章程(「招股章程」)所界定的词
语。
Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any
Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered
or sold in the United States without registration or an exemption from registration under the U.S. Securities Act.
本申请表格及招股章程概不构成在香港以外司法权区要约出售或游说要约购买香港发售股份。若无根据美国
《证券法》登记或豁免登记,香港发售股份不得在美国提呈发售或出售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part)
in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted
under the law of that jurisdiction.
在任何根据当地法例不得发送、派发或复制本申请表格及招股章程的司法权区内概不得发送或派发或复制
(不论方式,也不论全部或部分)本申请表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed
“Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix V to the Prospectus,
have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies
(Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock
Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited
(“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of
Hong Kong take no responsibility for the contents of these documents.
招股章程、所有相关申请表格及招股章程附录五「送呈公司注册处处长及备查文件」一节所述其他文件已遵照
《公司(清盘及杂项条文)条例》第342C条规定送呈香港公司注册处处长登记。香港交易及结算所有限公司、
香港联合交易所有限公司(「联交所」)、香港中央结算有限公司(「香港结算」)、香港证券及期货事务监察委员
会(「证监会」)及香港公司注册处处长对此等文件的内容概不负责。
Staple your
payment
here
请将股款
紧钉在此
MORRIS HOLDINGS LIMITED
慕容控股有限公司
(Incorporated in the Cayman Islands with limited liability)
(於开曼群岛注册成立之有限公司)
Stock code : 1575
股份代号:1575
Maximum Offer Price : HK$1.31 per Offer Share, plus brokerage of
1%, SFC transaction levy of 0.0027% and Stock
Exchange trading fee of 0.005% (payable in full
on application in Hong Kong dollars and subject
to refund)
最高发售价:每股发售股份1.31港元,另加1%经纪佣金、
0.0027%证监会交易徵费及0.005%联交所交易费
(须於申请时以港元缴足,并可予退还)
You should read this Application Form in conjunction with the Prospectus, which contains further
information on the application procedures.
招股章程尚有其他关於申请程序的资料,本申请表格应与招股章程一并阅读。
Application Form 申请表格
To: Morris Holdings Limited
Sinolink Securities (Hong Kong) Company Limited
The Hong Kong Underwriters
致: 慕容控股有限公司
国金证券(香港)有限公司
香港包销商
Applicants’ declaration 申请人声明
I/We agree to the terms and conditions and application
procedures in this Application Form and the Prospectus.
Please refer to the “Effect of completing and submitting
this Application Form” section of this Application Form.
本人�u吾等同意本申请表格及招股章程的条款及条件以及申
请程序。请参阅本申请表格「填交本申请表格的效用」一节。
Warning: Only one application may be made for the benefit
of any person. Please refer to the last four bullets of “Effect
of completing and submitting this Application Form”
section.
警告: 任何人士只限作出一次为其利益而进行的认购申请。
请参阅「填交本申请表格的效用」 一节最後四点。
Sample 样版
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System
(“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your
designated CCASS Participant 如 阁下欲以香港中央结算(代理人)有限公司(「香港结算代理人」)的名义
登记将获发行的香港发售股份,并直接存入中央结算及交收系统(「中央结算系统」),以记存於 阁下的中
央结算系统投资者户口持有人股份户口或 阁下指定的中央结算系统参与者股份户口,请使用本表格
Signed by (all) applicant(s) (all joint applicants must sign):
由(所有)申请人签署(所有联名申请人均须签署):
Date: 日期: / /
D日 M月 Y年
Number of Hong Kong Offer Shares applied for (not more than
12,500,000 shares)
申请认购的香港发售股份数目(不超过12,500,000股股份)
Total amount 总额
HK$ 港元
Name in English 英文姓名�u名称
Family name or company name 姓氏或公司名称 Forename(s) 名字
Name in Chinese 中文姓名�u名称
Family name or company name 姓氏或公司名称 Forename(s) 名字
Occupation in English 职业(以英文填写)
Names of all other joint applicants in English (if any)
所有其他联名申请人的英文姓名�u名称(如有)
1)
2)
3)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of firstnamed applicant only) 香港地址(以英文填写)及电话号码(联名申请人只须填写排名首位申请人的地址及电话号码)
Telephone No. 电话号码
Hong Kong Identity Card No./Passport No./Hong Kong Business
Registration No.* (Please delete as appropriate) 香港身份证号码�u
护照号码�u香港商业登记号码*(请删除不适用者)
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No.
of all other joint applicants* (Please delete as appropriate) 所有其他联名申请人
的香港身份证号码�u护照号码�u香港商业登记号码*(请删除不适用者)
1)
2)
3)
For Broker use 此栏供经纪填写 Lodged by 递交申请的经纪
Broker No. 经纪号码 Broker’s Chop 经纪印章
Cheque/banker’s cashier order number 支票�u银行本票号码
Name of bank on which cheque/Banker’s cashier order is drawn
(see “How to make your application” section)
兑现支票�u银行本票的银行名称(见「申请手续」一节)
For Nominees: You will be treated as applying for your own
benefit if you do not complete this section. Please provide
an account number or identification code for each (joint)
beneficial owner. 由代名人递交:代名人若不填写本节,是项
认购申请将视作为 阁下利益提出。请填写每名(联名)实
益拥有人的账户号码或识别编码。
ADDRESS LABEL 地址标贴 (Your name(s) and address in Hong
Kong in BLOCK letters 请用英文正楷填写姓名�u名称及香港地址)
For internal use
此栏供内部使用
THIS BOX MUST BE DULY COMPLETED
必须填妥此栏
Participant I.D. of the CCASS Investor Participant or designated CCASS Participant
中央结算系统投资者户口持有人或指定的中央结算系统参与者的参与者编号
For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix
the company chop bearing its company name 指定的中央结算系统参与者或公司中央结算
系统投资者户口持有人,请加盖显示公司名称的公司印监
(See paragraph 2 in the “How to make your application” section)
(请参阅「申请手续」一节第2段)
Sample 样版
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees
Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System
(“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your
designated CCASS Participant 如 阁下欲以香港中央结算(代理人)有限公司(「香港结算代理人」)的名义
登记将获发行的香港发售股份,并直接存入中央结算及交收系统(「中央结算系统」),以记存於 阁下的中
央结算系统投资者户口持有人股份户口或 阁下指定的中央结算系统参与者股份户口,请使用本表格
*(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an
individual) or a Hong Kong Business Registration number (if you are a body corporate) will be
accepted for this application, please see paragraph 2 under the “How to make your application”
section.
如 阁下为中央结算系统投资者户口持有人,是项申请仅接纳香港身份证号码(如属个别人士)或
香港商业登记号码(如属法人团体);请参阅「申请手续」一节第2段。
(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor
Participant): For an individual, you must provide your Hong Kong Identity Card number or passport
number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a
Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide
your Hong Kong Business Registration number.
如 阁下透过中央结算系统投资者户口持有人以外的指定中央结算系统参与者提出申请:如属个
别人士,必须填写 阁下的香港身份证号码或护照号码(持有香港身份证者请填写香港身份证号
码,否则请填写护照号码);如属法人团体,请填写香港商业登记号码。
(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Such data will be used for checking
the validity of Application Form and such data would also be transferred to a third party for such
purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card
number/passport number before you can cash your refund cheque.
退款支票(如有)上或会印有 阁下或(如属联名申请人)排名首位申请人的香港身份证号码�u护
照号码的一部分。有关资料将用於核实申请表格的有效性,亦会转交第三方作资料核实和退款。
银行兑现退款支票前或会要求查证 阁下的香港身份证号码�u护照号码。
(4) If an application is made by an unlisted company and:
the principal business of that company is dealing in securities; and
you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
倘若申请人是一家非上市公司,而:
该公司主要从事证券买卖业务;及
阁下对该公司可行使法定控制权,
是项申请将视作为 阁下的利益提出。
(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or,
where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business
Registration numbers.
所有联名申请人必须提供(如属个别人士)其香港身份证号码或(如适用)护照号码,或(如属法人
团体)其香港商业登记号码。
Sample 样版
This page is intentionally left blank
此乃白页 特意留空
Sample 样版
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC
Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and
Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the
stock account of your designated CCASS Participant
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of
2,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will
be rejected.
Number of
Hong Kong Offer
Shares Applied for
Amount payable
on application
(HK$)
Number of
Hong Kong Offer
Shares Applied for
Amount payable
on application
(HK$)
Number of
Hong Kong Offer
Shares Applied for
Amount payable
on application
(HK$)
2,000
4,000
6,000
8,000
10,000
20,000
30,000
40,000
50,000
60,000
70,000
80,000
90,000
100,000
200,000
2,646.40
5,292.80
7,939.20
10,585.60
13,232.01
26,464.02
39,696.03
52,928.03
66,160.05
79,392.05
92,624.07
105,856.07
119,088.08
132,320.09
264,640.17
300,000
400,000
500,000
600,000
700,000
800,000
900,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
4,500,000
396,960.26
529,280.35
661,600.44
793,920.52
926,240.61
1,058,560.70
1,190,880.78
1,323,200.87
1,984,801.31
2,646,401.74
3,308,002.18
3,969,602.61
4,631,203.05
5,292,803.48
5,954,403.92
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,000
11,000,000
12,000,000
12,500,000*
6,616,004.35
7,939,205.22
9,262,406.09
10,585,606.96
11,908,807.83
13,232,008.70
14,555,209.57
15,878,410.44
16,540,010.88
2. You, as the applicant(s), must complete the form in English as indicated below and sign on the second
page of the Application Form. Only written signatures will be accepted (and not by way of personal
chop).
If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
the designated CCASS Participant must endorse the form with its company chop (bearing its
company name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:
the form must contain your NAME and Hong Kong I.D. Card number;
your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:
the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card
numbers of all joint investor participants;
your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:
the form must contain your company NAME and Hong Kong Business Registration number;
your participant I.D. and your company chop (bearing your company name) must be inserted in
the appropriate box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company
chop bearing its company name or other similar matters may render your application invalid.
3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer
Shares must be accompanied by either one separate cheque or one separate banker’s cashier order.
Your application will be rejected if your cheque or banker’s cashier order does not meet all the
following requirements:
* Maximum number of Hong Kong
Sample Offer Shares you may apply for
样版
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC
Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and
Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the
stock account of your designated CCASS Participant
The cheque must: Banker’s cashier order must:
be in Hong Kong dollars;
not be post-dated;
be made payable to “Wing Lung Bank (Nominees) Limited �C Morris Holdings Public Offer”;
be crossed “Account Payee Only”;
be drawn on your Hong Kong dollar bank
account in Hong Kong; and
show your account name, which must either
be pre-printed on the cheque, or be endorsed
on the back by a person authorised by the
bank. This account name must correspond
with your name. If it is a joint application,
the account name must be the same as the
first-named applicant’s name.
be issued by a licensed bank in Hong
Kong, and have your name certified on the
back by a person authorised by the bank.
The name on the banker’s cashier order
must correspond with your name. If it is
a joint application, the name on the back
of the banker’s cashier order must be the
same as the first-named applicant’s name.
4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque
or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
Wing Lung Bank Limited
District Branch Name Address
Hong Kong Island Head Office 45 Des Voeux Road Central
Johnston Road Branch 118 Johnston Road
North Point Branch 361 King’s Road
Kowloon Mongkok Branch B/F Wing Lung Bank Centre,
636 Nathan Road
Tsim Sha Tsui Branch 4 Carnarvon Road
Sham Shui Po Branch 111 Tai Po Road
Bank of Communications Co., Ltd. Hong Kong Branch
District Branch Name Address
Hong Kong Island Quarry Bay Sub-Branch Shops 3 and 4 on G/F.,
981A-981F King’s Road,
Chung Hing Mansion, Quarry Bay
Kowloon Shamshuipo Sub-Branch Shop G1-G3, G11-G13, G19-G21,
G/F., Golden Centre,
94 Yen Chow Street, Sham Shui Po
Wong Tai Sin Sub-Branch Shop N118, 1/F., Temple Mall North,
136 Lung Cheung Road, Wong Tai Sin
New Territories Tseung Kwan O Sub-Branch Shop Nos. 252A, 252B & 253
on Level 2, Metro City Phase I,
Tseung Kwan O
5. Your Application Form can be lodged at these times:
Friday, 30 December 2016 �C 9:00 a.m. to 5:00 p.m.
Saturday, 31 December 2016 �C 9:00 a.m. to 1:00 p.m.
Tuesday, 3 January 2017 �C 9:00 a.m. to 5:00 p.m.
Wednesday, 4 January 2017 �C 9:00 a.m. to 5:00 p.m.
Thursday, 5 January 2017 �C 9:00 a.m. to 12:00 noon
6. The latest time for lodging your application is 12:00 noon on Thursday, 5 January 2017. The
application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the
weather conditions, as described in the sub-section headed “Effect of Bad Weather on the Opening
of the Application Lists” in the section headed “How to Apply for Hong Kong Offer Shares” of the
Prospectus.
Sample 样版
如 阁下欲以香港中央结算(代理人)有限公司(「香港结算代理人」)的名义登记将获发行的香港发售股
份,并直接存入中央结算及交收系统(「中央结算系统」),以记存於 阁下的中央结算系统投资者户口
持有人股份户口或 阁下指定的中央结算系统参与者股份户口,请使用本表格
申请手续
1. 使用下表计算 阁下应付的款项。 阁下申请认购的股数须至少为2,000股香港发售股份,并为下
表所列的其中一个数目,否则恕不受理。
申请认购的
香港发售
股份数目
申请时
应缴款项
(港元)
申请认购的
香港发售
股份数目
申请时
应缴款项
(港元)
申请认购的
香港发售
股份数目
申请时
应缴款项
(港元)
2,000
4,000
6,000
8,000
10,000
20,000
30,000
40,000
50,000
60,000
70,000
80,000
90,000
100,000
200,000
2,646.40
5,292.80
7,939.20
10,585.60
13,232.01
26,464.02
39,696.03
52,928.03
66,160.05
79,392.05
92,624.07
105,856.07
119,088.08
132,320.09
264,640.17
300,000
400,000
500,000
600,000
700,000
800,000
900,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
4,500,000
396,960.26
529,280.35
661,600.44
793,920.52
926,240.61
1,058,560.70
1,190,880.78
1,323,200.87
1,984,801.31
2,646,401.74
3,308,002.18
3,969,602.61
4,631,203.05
5,292,803.48
5,954,403.92
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,000
11,000,000
12,000,000
12,500,000*
6,616,004.35
7,939,205.22
9,262,406.09
10,585,606.96
11,908,807.83
13,232,008.70
14,555,209.57
15,878,410.44
16,540,010.88
2. 阁下作为申请人,必须按照下列指示以英文填妥表格,并於申请表格次页签署,只接纳亲笔签名
(不得以个人印章代替)。
如 阁下透过中央结算系统投资者户口持有人以外的指定中央结算系统参与者提出申请:
该指定中央结算系统参与者必须於表格盖上公司印监(附有公司名称),并在适当方格内填写
参与者编号。
如 阁下以个人中央结算系统投资者户口持有人名义提出申请:
表格须载有 阁下的姓名和香港身份证号码;
须在适当方格内填写 阁下的参与者编号。
如 阁下以联名个人中央结算系统投资者户口持有人名义提出申请:
表格须载有所有联名投资者户口持有人的姓名和香港身份证号码;
须在适当方格内填写 阁下的参与者编号。
如 阁下以公司中央结算系统投资者户口持有人名义提出申请:
表格须载有 阁下的公司名称和香港商业登记号码;
须在适当方格内填写 阁下的参与者编号并盖上公司印监(附有公司名称)。
中央结算系统参与者的资料(包括参与者编号及�u或显示公司名称之公司印监)或其他类似事项如
有不确或遗漏,均可能导致申请无效。
3. 阁下须将支票或银行本票钉於表格上。每份香港发售股份申请须附一张独立开出支票或一张独立
开出银行本票。支票或银行本票必须符合以下所有规定,否则有关的认购申请不获接纳:
* 阁下可申请认购的香港发售股份
最高数目
Sample 样版
如 阁下欲以香港中央结算(代理人)有限公司(「香港结算代理人」)的名义登记将获发行的香港发售股
份,并直接存入中央结算及交收系统(「中央结算系统」),以记存於 阁下的中央结算系统投资者户口
持有人股份户口或 阁下指定的中央结算系统参与者股份户口,请使用本表格
支票必须: 银行本票必须:
为港元;
不得为期票;
注明抬头人为「 永隆银行受托代管有限公司-慕容控股公开发售」;
划线注明「只准入抬头人账户」;
从 阁 下 在 香 港 的 港 元 银 行 账 户 中 开
出;及
显示 阁下的账户名称,而该账户名称
必须已预印在支票上,或由有关银行授
权 的 人 士 在 支 票 背 书。 账 户 名 称 必 须
与 阁下姓名�u名称相同。如属联名申
请,该账户名称必须与排名首位申请人
的姓名�u名称相同。
由香港持牌银行开出,并由有关银行授
权的人士在银行本票背面签署核证 阁
下姓名�u名称。银行本票所示姓名�u名
称必须与 阁下姓名�u名称相同。如属
联名申请,银行本票背面所示姓名�u名
称必须与排名首位申请人的姓名�u名称
相同。
4. 请撕下申请表格,对摺一次,然後将填妥的申请表格(连同支票或银行本票)投入下列任何一家分
行特设的收集箱:
永隆银行有限公司
分区 分行 地址
港岛区 总行 德辅道中45号
庄士敦道分行 庄士敦道118号
北角分行 英皇道361号
九龙区 旺角分行 弥敦道636号永隆银行中心地库
尖沙咀分行 加拿分道4号
深水�斗中� 大埔道111号
交通银行股份有限公司香港分行
分区 分行 地址
港岛区 �f鱼涌支行 �f鱼涌英皇道981A-981F号中兴大厦
地下3号及4号�m
九龙区 深水�吨�行 深水�肚罩藿�94号黄金中心地下
G1-G3、G11-G13、G19-G21号�m
黄大仙支行 黄大仙龙翔道136号黄大仙中心
北馆1楼N118号�m
新界区 将军澳支行 将军澳新都城商场一期
252A、252B及253号�m
5. 阁下可於下列时间递交申请表格:
2016年12月30日(星期五) �C 上午九时正至下午五时正
2016年12月31日(星期六) �C 上午九时正至下午一时正
2017年1月3日(星期二) �C 上午九时正至下午五时正
2017年1月4日(星期三) �C 上午九时正至下午五时正
2017年1月5日(星期四) �C 上午九时正至中午十二时正
6. 截止递交申请的时间为2017年1月5日(星期四)中午十二时正。本公司将於当日上午十一时四十五
分至中午十二时正期间登记认购申请,唯一会影响此时间的变化因素为当日的天气情况(详见招股
章程「如何申请香港发售股份」一节「恶劣天气对开始办理申请登记的影响」分节)。
Sample 样版
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC
Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and
Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the
stock account of your designated CCASS Participant
Conditions of your application
A. Who can apply
1. You and any person(s) for whose benefit you are applying must
be 18 years of age or older and must have a Hong Kong address.
2. If you are a firm, the application must be in the individual
members’ names.
3. The number of joint applicants may not exceed four.
4. If you are a body corporate, the application must be signed
by a duly authorised officer, who must state his representative
capacity, and stamped with your corporation’s chop.
5. You must be outside the United States, not be a United States
Person (as defined in Regulation S under the U.S. Securities
Act) and not be a legal or natural person of the PRC.
6. Unless permitted by the Listing Rules, you cannot apply for any
Hong Kong Offer Shares if you are:
an existing beneficial owner of shares in the Company
and/ or any of its subsidiaries;
a Director or chief executive officer of the Company and/
or any of its subsidiaries;
a connected person of the Company or will become a
connected person of the Company immediately upon
completion of the Global Offering;
an associate of any of the above; or
have been allocated or have applied for any International
Offer Shares or otherwise participate in the International
Offering.
B. If you are a nominee
You, as a nominee, may make more than one application for the
Hong Kong Offer Shares by: (i) giving electronic instructions to
HKSCC via Central Clearing and Settlement System (“CCASS”) (if
you are a CCASS Participant); or (ii) using a WHITE or YELLOW
Application Form, and lodge more than one application in your own
name on behalf of different beneficial owners.
C. Effect of completing and submitting this Application Form
By completing and submitting this Application Form, you (and if you
are joint applicants, each of you jointly and severally) for yourself or
as an agent or a nominee on behalf of each person for whom you act:
undertake to execute all relevant documents and instruct and
authorise the Company and/or Sole Global Coordinator (or its
agents or nominees), as agents of the Company, to execute any
documents for you and to do on your behalf all things necessary
to register any Hong Kong Offer Shares allocated to you in
the name of HKSCC Nominees as required by the Articles of
Association of the Company;
agree to comply with the Companies Ordinance, the Companies
(Winding Up and Miscellaneous Provisions) Ordinance and the
Memorandum and Articles of Association of the Company;
confirm that you have read the terms and conditions and
application procedures set out in the Prospectus and in this
Application Form and agree to be bound by them;
confirm that you have received and read the Prospectus
and have only relied on the information and representations
contained in the Prospectus in making your application and
will not rely on any other information or representations except
those in any supplement to the Prospectus;
confirm that you are aware of the restrictions on the Global
Offering in the Prospectus;
agree that none of the Company, the Sole Global Coordinator,
the Sole Bookrunner, the Joint Lead Managers, the Sole
Sponsor, the Underwriters, their respective directors, officers,
employees, partners, agents, advisers and any other parties
involved in the Global Offering is or will be liable for any
information and representations not in the Prospectus (and any
supplement to it);
undertake and confirm that you or the person(s) for whose
benefit you have made the application have not applied for or
taken up, or indicated an interest for, and will not apply for
or take up, or indicate an interest for, any Offer Shares under
the International Offering nor participated in the International
Offering;
agree to disclose to the Company, the Hong Kong Branch Share
Registrar, receiving banks, the Sole Global Coordinator, the
Sole Bookrunner, the Joint Lead Managers, the Sole Sponsor,
the Underwriters and/or their respective advisers and agents
any personal data which they may require about you and the
person(s) for whose benefit you have made the application;
(if the laws of any place outside Hong Kong apply to your
application) agree and warrant that you have complied
with all such laws and none of the Company, the Sole Global
Coordinator, the Sole Bookrunner, the Joint Lead Managers,
the Sole Sponsor, the Underwriters nor any of their respective
officers or advisers will breach any law outside Hong Kong
as a result of the acceptance of your offer to purchase, or any
action arising from your rights and obligations under the terms
and conditions contained in the Prospectus and this Application
Form;
agree that once your application has been accepted, you may
not rescind it because of an innocent misrepresentation;
agree that your application will be governed by the laws of
Hong Kong;
represent, warrant and undertake that (i) you understand
that the Hong Kong Offer Shares have not been and will not
be registered under the U.S. Securities Act; and (ii) you and
any person for whose benefit you are applying for the Hong
Kong Offer Shares are outside the United States (as defined in
Regulation S) or are a person described in paragraph (h) (3) of
Rule 902 of Regulation S;
warrant that the information you have provided is true and
accurate;
agree to accept the Hong Kong Offer Shares applied for, or any
lesser number allocated to you under the application;
authorise the Company to place your name(s) or the name of
the HKSCC Nominees on the Company’s register of members
as the holder(s) of any Hong Kong Offer Shares allocated to
you, and the Company and/or its agents to deposit any Share
certificate(s) into CCASS and/or to send any refund cheque(s)
to you or the first-named applicant for joint application by
ordinary post at your own risk to the address stated on the
application, unless you are eligible to collect refund cheque(s)
in person;
agree that the shares to be allotted shall be issued in the name
of HKSCC Nominees and deposited directly into CCASS for
credit to your investor participant stock account or the stock
account of your designated CCASS Participant;
MORRIS HOLDINGS LIMITED
慕容控股有限公司
(Incorporated in the Cayman Islands with limited liability)
GLOBAL OFFERING
Sample 样版
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC
Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and
Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the
stock account of your designated CCASS Participant
agree that each of HKSCC and HKSCC Nominees reserves the
right (1) not to accept any or part of such allotted shares issued
in the name of HKSCC Nominees or not to accept such allotted
shares for deposit into CCASS; (2) to cause such allotted shares
to be withdrawn from CCASS and issued in your name at your
own risk and costs; and (3) to cause such allotted shares to be
issued in your name (or, if you are a joint applicant, to the firstnamed applicant) and in such a case, to post the certificates
for such allotted shares at your own risk to the address on your
application form by ordinary post or to make available the same
for your collection;
agree that each of HKSCC and HKSCC Nominees may adjust
the number of allotted shares issued in the name of HKSCC
Nominees;
agree that neither HKSCC nor HKSCC Nominees shall have
any liability for the information and representations not so
contained in the Prospectus and this application form;
agree that neither HKSCC nor HKSCC Nominees shall be liable
to you in any way;
declare and represent that this is the only application made
and the only application intended by you to be made to benefit
you or the person for whose benefit you are applying;
understand that the Company and the Sole Global Coordinator
will rely on your declarations and representations in deciding
whether or not to make any allotment of any of the Hong Kong
Offer Shares to you and that you may be prosecuted for making
a false declaration;
(if the application is made for your own benefit) warrant that
no other application has been or will be made for your benefit
on a WHITE or YELLOW Application Form or by giving
electronic application instructions to HKSCC or to the HK
eIPO White From Service Provider by you or by any one as
your agent or by any other person; and
(if you are making the application as an agent for the benefit
of another person) warrant that (i) no other application has
been or will be made by you as agent for or for the benefit of
that person or by that person or by any other person as agent
for that person on a WHITE or YELLOW Application Form
or by giving electronic application instructions to HKSCC;
and (ii) you have due authority to sign the Application Form or
give electronic application instructions on behalf of that other
person as their agent.
D. Power of attorney
If your application is made through an authorised attorney, the
Company and the Sole Global Coordinator may accept or reject your
application at their discretion, and on any conditions they think fit,
including evidence of the attorney’s authority.
Determination of Offer Price and Allocation of Hong Kong Offer
Shares
The Offer Price is expected to be fixed on or around Thursday, 5
January 2017. Applicants are required to pay the maximum Offer
Price of HK$1.31 for each Hong Kong Offer Share together with 1%
brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong
Stock Exchange trading fee. If the Offer Price is not agreed between
the Company and the Sole Global Coordinator (acting for itself and
on behalf of the Underwriters) on or before Tuesday, 10 January 2017,
the Global Offering will not proceed.
Applications for Hong Kong Offer Shares will not be processed and
no allotment of any Hong Kong Offer Shares will be made until the
application lists close.
The Company expects to announce the final Offer Price, the level
of indication of interest in the International Offering, the level
of applications under the Hong Kong Public Offering and the
basis of allocation of the Hong Kong Offer Shares on Wednesday,
11 January 2017 in The Standard (in English) and the Hong Kong
Economic Times (in Chinese), the website of the Hong Kong Stock
Exchange at www.hkexnews.hk and the Company’s website at
www.morrisholdings.com.hk. Results of allocations in Hong Kong
Public Offering, and the Hong Kong Identity Card/passport/Hong
Kong business registration numbers of successful applicants (where
applicable) will be available on the above websites.
If your application for Hong Kong Offer Shares is successful (in
whole or in part)
If your application is wholly or partially successful, your Share
certificate(s) (subject to their becoming valid certificates of
title provided that the Hong Kong Public Offering has become
unconditional and not having been terminated at 8:00 a.m. on
Thursday, 12 January 2017) will be issued in the name of HKSCC
Nominees and deposited directly into CCASS for credit to your
CCASS Investor Participant stock account or the stock account of
your designated CCASS Participant as instructed by you in your
Application Form on Wednesday, 11 January 2017 or, in the event of
a contingency, on any other date as shall be determined by HKSCC or
HKSCC Nominees.
If you are applying through a designated CCASS Participant
(other than a CCASS Investor Participant): For Hong Kong
Offer Shares credited to the stock account of your designated
CCASS Participant (other than a CCASS Investor Participant),
you can check the number of Hong Kong Offer Shares allotted
to you with that CCASS Participant.
If you are applying as a CCASS Investor Participant: The
Company expects to publish the results of CCASS Investor
Participants’ applications together with the results of the Hong
Kong Public Offering in The Standard (in English) and the
Hong Kong Economic Times (in Chinese) on Wednesday, 11
January 2017. You should check the announcement published
by the Company and report any discrepancies to HKSCC
before 5:00 p.m. on Wednesday, 11 January 2017 or such other
date as shall be determined by HKSCC or HKSCC Nominees.
Immediately after the credit of the Hong Kong Offer Shares to
your stock account, you can check your new account balance via
the CCASS Phone System and CCASS Internet System (under
the procedures contained in HKSCC’s “An Operating Guide
for Investor Participants” in effect from time to time). HKSCC
will also make available to you an activity statement showing
the number of Hong Kong Offer Shares credited to your stock
account.
No receipt will be issued for application money paid. The Company
will not issue temporary documents of title.
Refund of your money
If you do not receive any Hong Kong Offer Shares or if your
application is accepted only in part, the Company will refund to you
your application monies (including the related 1% brokerage, 0.0027%
SFC transaction levy and 0.005% Stock Exchange trading fee) without
interest. If the Offer Price is less than the maximum Offer Price, the
Company will refund to you the surplus application monies (including
the related 1% brokerage, 0.0027% SFC transaction levy and 0.005%
Hong Kong Stock Exchange trading fee) without interest.
The refund procedures are stated in the sub-section headed
“14. Despatch/Collection of Share Certificates and Refund Monies”
in the section headed “How to Apply for Hong Kong Offer Shares” of
the Prospectus.
Sample 样版
如 阁下欲以香港中央结算(代理人)有限公司(「香港结算代理人」)的名义登记将获发行的香港发售股
份,并直接存入中央结算及交收系统(「中央结算系统」),以记存於 阁下的中央结算系统投资者户口
持有人股份户口或 阁下指定的中央结算系统参与者股份户口,请使用本表格
申请条件
甲. 可提出申请的人士
1. 阁下及 阁下为其利益提出申请的人士必须年满18岁并
有香港地址。
2. 如 阁下为商号 ,申请须以个别成员名义提出。
3. 联名申请人不得超过四名。
4. 如 阁下为法人团体,申请须经获正式授权人员签署,
并注明其所属代表身份及盖上公司印监。
5. 阁下必须身处美国境外,并非美国籍人士(定义见美国
《证券法》 S规例),亦非中国法人或自然人。
6. 除《上市规则》批准外,下列人士概不得申请认购任何
香港发售股份:
本公司及�u或其任何附属公司股份的现有实益拥
有人;
本公司及�u或其任何附属公司的董事或行政总裁;
本公司关连人士或紧随全球发售完成後成为本公司
关连人士的人士;
上述任何人士的联系人;或
已获分配或已申请认购任何国际发售股份或以其他
方式参与国际发售的人士。
乙. 如 阁下为代名人
阁下作为代名人可提交超过一份香港发售股份申请,方法
是:(i)透过中央结算及交收系统(「中央结算系统」)向香港
结算发出电子认购指示(如 阁下为中央结算系统参与者);
或(ii)使用白色或黄色申请表格以自身名义代表不同的实益拥
有人提交超过一份申请。
丙. 填交本申请表格的效用
阁下填妥并递交本申请表格,即表示 阁下(如属联名申请
人,即各人共同及个别)代表 阁下本身,或作为 阁下代
其行事的每位人士的代理或代名人:
承诺签立所有相关文件并指示及授权本公司及�u或
作为本公司代理的独家全球协调人(或其代理或代名
人),为按照本公司组织章程细则的规定将 阁下获分
配的任何香港发售股份以香港结算代理人名义登记而代
表 阁下签立任何文件及代 阁下进行一切必需事宜;
同意遵守《公司条例》、《公司(清盘及杂项条文)条例》
及本公司组织章程大纲及组织章程细则;
确认 阁下已细阅招股章程及本申请表格所载的条款及
条件以及申请程序,并同意受其约束;
确认 阁下已接获及细阅招股章程,提出申请时也仅依
据招股章程载列的资料及陈述,而除招股章程任何补充
文件外,不会依赖任何其他资料或陈述;
确认 阁下知悉招股章程内有关全球发售的限制;
同意本公司、独家全球协调人、独家账簿管理人、联席
牵头经办人、独家保荐人、包销商、彼等各自的董事、
高级职员、雇员、合夥人、代理、顾问及参与全球发售
的任何其他人士现时或日後均毋须对并非载於招股章程
(及其任何补充文件)的任何资料及陈述负责;
承诺及确认 阁下或 阁下为其利益提出申请的人士并
无申请或接纳或表示有意认购(亦不会申请或接纳或表
示有意认购)国际发售的任何发售股份,也没有参与国
际发售;
同意在本公司、香港股份过户登记分处、收款银行、独
家全球协调人、独家账簿管理人、联席牵头经办人、独
家保荐人、包销商及�u或彼等各自的顾问及代理提出
要求时,向彼等披露其所要求提供有关 阁下及 阁下
为其利益提出申请的人士的个人资料;
(如香港境外任何地方的法例适用於 阁下的申请,则)
同意及保证 阁下已遵守所有有关法例,且本公司、独
家全球协调人、独家账簿管理人、联席牵头经办人、独
家保荐人、包销商及彼等各自的高级职员或顾问概不会
因接纳 阁下的购买要约,或 阁下在招股章程及本申
请表格所载的条款及条件项下的权利及责任所引致的任
何行动,而违反香港境外的任何法例;
同意 阁下的申请一经接纳,即不得因无意的失实陈述
而撤销;
同意 阁下的申请受香港法例规管;
声明、保证及承诺:(i) 阁下明白香港发售股份不曾亦
不会根据美国《证券法》登记;及(ii) 阁下及 阁下为
其利益申请香港发售股份的人士均身处美国境外(定义
见S规例),或属S规例第902条第(h)(3)段所述的人士;
保证 阁下提供的资料真实及准确;
同意接纳所申请数目或根据申请分配予 阁下但数目较
少的香港发售股份;
授权本公司将 阁下的姓名或香港结算代理人的名称列
入本公司股东名册,作为 阁下获分配的任何香港发售
股份的持有人,并授权本公司及�u或其代理将任何股
票存入中央结算系统及�u或以普通邮递方式按申请所
示地址向 阁下或联名申请的首名申请人发送任何退款
支票,邮误风险由 阁下承担,除非 阁下已合资格亲
身领取退款支票;
同意获配发的股份是以香港结算代理人的名义发行,并
直接存入中央结算系统,以便记存於 阁下的投资者户
口持有人股份户口或 阁下的指定中央结算系统参与者
股份户口;
MORRIS HOLDINGS LIMITED
慕容控股有限公司
(於开曼群岛注册成立之有限公司)
全球发售
Sample 样版
如 阁下欲以香港中央结算(代理人)有限公司(「香港结算代理人」)的名义登记将获发行的香港发售股
份,并直接存入中央结算及交收系统(「中央结算系统」),以记存於 阁下的中央结算系统投资者户口
持有人股份户口或 阁下指定的中央结算系统参与者股份户口,请使用本表格
同意香港结算及香港结算代理人各自保留权利(1)不接纳
以香港结算代理人名义发行的该等获配发的任何或部分
股份,或不接纳该等获配发的股份存入中央结算系统;
(2)促使该等获配发的股份从中央结算系统提取,并转
入 阁下名下,有关风险及费用概由 阁下自行承担;
及(3)促使该等获配发的股份以 阁下名义发行(或如属
联名申请人,则以排名首位申请人的名义发行),而在
此情况下,会以普通邮递方式将该等获配发股份的股票
寄往 阁下在申请表格上所示地址(邮误风险概由 阁
下自行承担)或提供该等股票予 阁下领取;
同意香港结算及香港结算代理人均可调整获配发以香港
结算代理人名义发行的股份数目;
同意香港结算及香港结算代理人对招股章程及本申请表
格未有载列的资料及陈述概不负责;
同意香港结算及香港结算代理人概不以任何方式对 阁
下负责;
声明及表示此乃 阁下为 阁下本身或 阁下为其利益
提出申请的人士提出及拟提出的唯一申请;
明白本公司及独家全球协调人将依据 阁下的声明及陈
述而决定是否向 阁下分配任何香港发售股份, 阁下
如作出虚假声明,可能会被检控;
(如本申请是为 阁下本身的利益提出) 保证 阁下或
作为 阁下代理的任何人士或任何其他人士不曾亦不会
为 阁下的利益而以白色或黄色申请表格或向香港结算
或网上白表服务供应商发出电子认购指示而提出其他申
请;及
(如 阁下作为代理为另一人士的利益提出申请) 保证
(i) 阁下(作为代理或为该人士利益)或该人士或任何
其他作为该人士代理的人士不曾亦不会以白色或黄色申
请表格或向香港结算发出电子认购指示而提出其他申
请;及(ii) 阁下获正式授权作为该人士的代理代为签
署申请表格或发出电子认购指示。
丁. 授权书
如 阁下透过授权人士提出申请,本公司及独家全球协调人
可按其认为合适的条件(包括出示获授权证明)酌情接纳或
拒绝 阁下的申请。
厘定发售价及香港发售股份的分配
预期发售价於2017年1月5日(星期四)或前後厘定。申请人
须缴付每股香港发售股份1.31港元的最高发售价,另加1%经
纪佣金、0.0027%证监会交易徵费及0.005%香港联交所交易
费。倘若本公司与独家全球协调人(为其本身及代表包销商
行事)并无於2017年1月10日(星期二)或之前协定发售价,
全球发售将不会进行。
截止登记认购申请前概不处理香港发售股份的申请或配发任
何香港发售股份。
本公司预期於2017年1月11日(星期三)在英文虎报(英文)、
香港经济日报(中文)、香港联交所网站(www.hkexnews.hk)
及本公司网站(www.morrisholdings.com.hk)公布最终发售
价、国际发售踊跃程度、香港公开发售的申请情况及香港发
售股份分配基准。香港公开发售的分配结果以及成功申请人
的香港身份证�u护照�u香港商业登记号码(如适用)亦同於
上述网站公布。
如 阁下成功申请认购香港发售股份(全部或部分)
如 阁下的申请全部或部分获接纳, 阁下的股票(前提是到
2017年1月12日(星期四)上午八时正香港公开发售成为无条
件而并无终止,股票成为有效的所有权证明)将以香港结算
代理人名义发出,并按 阁下在申请表格的指示於2017年1
月11日(星期三)或在特别情况下由香港结算或香港结算代
理人指定的任何其他日期直接存入中央结算系统,记入 阁
下的中央结算系统投资者户口持有人股份户口或 阁下指定
的中央结算系统参与者股份户口。
如 阁下透过中央结算系统投资者户口持有人以外的指
定中央结算系统参与者提出申请:香港发售股份将存
入 阁下指定的中央结算系统参与者(非中央结算系统
投资者户口持有人)股份户口, 阁下可向该中央结算
系统参与者查询 阁下获配发的香港发售股份数目。
如 阁下以中央结算系统投资者户口持有人身份提出申
请:本公司预期於2017年1月11日(星期三)在英文虎报
(英文)及香港经济日报(中文)刊登中央结算系统投资
者户口持有人的申请结果及香港公开发售的结果。 阁
下应查阅本公司刊发的公告,如有任何资料不符,请於
2017年1月11日(星期三)或香港结算或香港结算代理人
厘定的任何其他日期下午五时正前知会香港结算。在香
港发售股份存入 阁下的股份户口後, 阁下即可透过
「结算通」电话系统及中央结算系统互联网系统(根据香
港结算不时生效的《投资者户口操作简介》所载程序)
查询 阁下的新户口结余。香港结算亦将向 阁下提供
一份活动结单,列出存入 阁下股份户口的香港发售股
份数目。
本公司不会就申请时缴付的款项发出收据,亦不会发出临时
所有权文件。
退回款项
若 阁下未获分配任何香港发售股份或申请仅部分获接纳,
本公司将不计利息退回 阁下的申请股款(包括相关的1%经
纪佣金、0.0027%证监会交易徵费及0.005%联交所交易费)。
如发售价低於最高发售价,本公司将不计利息退回多收申请
股款(包括相关的1%经纪佣金、0.0027%证监会交易徵费及
0.005%香港联交所交易费)。
有关退款程序载於招股章程「如何申请香港发售股份」一节
「 14.寄发�u领取股票及退还股款」分节。
Sample 样版
Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC
Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and
Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the
stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the
applicant for, and holder of, Hong Kong Offer Shares, of the
policies and practices of the Company and its Hong Kong
Branch Share Registrar in relation to personal data and the
Personal Data (Privacy) Ordinance (Chapter 486 of the Laws
of Hong Kong) (the “Ordinance”).
1. Reasons for the collection of your personal data
It is necessary for applicants and registered holders of
securities to supply correct personal data to the Company or
its agents and the Hong Kong Branch Share Registrar when
applying for securities or transferring securities into or out
of their names or in procuring the services of the Hong Kong
Branch Share Registrar.
Failure to supply the requested data may result in your
application for securities being rejected, or in delay or
the inability of the Company or its Hong Kong Branch
Share Registrar to effect transfers or otherwise render their
services. It may also prevent or delay registration or transfers
of the Hong Kong Offer Shares which you have successfully
applied for and/or the despatch of Share certificate(s)
and/or refund cheque(s) and/or e-Auto Refund payment
instruction(s) to which you are entitled.
It is important that securities holders inform the Company
and the Hong Kong Branch Share Registrar immediately of
any inaccuracies in the personal data supplied.
2. Purposes
The personal data of the securities holders may be used,
held, processed, and/or stored (by whatever means) for the
following purposes:
processing your application and refund cheque/e-Auto
Refund payment instruction(s), where applicable,
verification of compliance with the terms and
application procedures set out in this Application Form
and the Prospectus and announcing results of allocation
of the Hong Kong Offer Shares;
compliance with applicable laws and regulations in
Hong Kong and elsewhere;
registering new issues or transfers into or out of
the names of securities’ holders including, where
applicable, HKSCC Nominees;
maintaining or updating the register of securities’
holders of the Company;
verifying securities holders’ identities;
establishing benefit entitlements of securities’ holders
of the Company, such as dividends, rights issues, bonus
issues, etc.;
distributing communications from the Company and its
subsidiaries;
compiling statistical information and securities’ holders
profiles;
disclosing relevant information to facilitate claims on
entitlements; and
any other incidental or associated purposes relating
to the above and/or to enable the Company and the
Hong Kong Branch Share Registrar to discharge their
obligations to securities’ holders and/or regulators and/
or any other purposes to which the securities’ holders
may from time to time agree.
3. Transfer of personal data
Personal data held by the Company and its Hong Kong
Branch Share Registrar relating to the securities holders
will be kept confidential but the Company and its Hong
Kong Branch Share Registrar may, to the extent necessary
for achieving any of the above purposes, disclose, obtain or
transfer (whether within or outside Hong Kong) the personal
data to, from or with any of the following:
the Company’s appointed agents such as financial
advisers, receiving banks and overseas principal share
registrar;
where applicants for securities request a deposit into
CCASS, HKSCC or HKSCC Nominees, who will use
the personal data for the purposes of operating CCASS;
any agents, contractors or third-party service providers
who offer administrative, telecommunications,
computer, payment or other services to the Company or
the Hong Kong Branch Share Registrar in connection
with their respective business operation;
the Hong Kong Stock Exchange, the SFC and any
other statutory regulatory or governmental bodies or
otherwise as required by laws, rules or regulations; and
any persons or institutions with which the securities’
holders have or propose to have dealings, such as their
bankers, solicitors, accountants or stockbrokers etc.
4. Retention of personal data
The Company and its Hong Kong Branch Share Registrar
will keep the personal data of the applicants and holders of
securities for as long as necessary to fulfil the purposes for
which the personal data were collected. Personal data which
is no longer required will be destroyed or dealt with in
accordance with the Ordinance.
5. Access to and correction of personal data
Securities holders have the right to ascertain whether the
Company or the Hong Kong Branch Share Registrar hold
their personal data, to obtain a copy of that data, and to
correct any data that is inaccurate. The Company and the
Hong Kong Branch Share Registrar have the right to charge
a reasonable fee for the processing of such requests.
All requests for access to data or correction of data should
be addressed to us, at our registered address disclosed in the
section headed “Corporate Information”of the Prospectus
or as notified from time to time, for the attention of the
company secretary, or our Hong Kong Branch Share
Registrar for the attention of the privacy compliance officer.
By signing an Application Form or by giving electronic
application instructions to HKSCC, you agree to all of the
above.
Sample 样版
如 阁下欲以香港中央结算(代理人)有限公司(「香港结算代理人」)的名义登记将获发行的香港发售股
份,并直接存入中央结算及交收系统(「中央结算系统」),以记存於 阁下的中央结算系统投资者户口
持有人股份户口或 阁下指定的中央结算系统参与者股份户口,请使用本表格
个人资料
个人资料收集声明
此项个人资料收集声明是向香港发售股份的申请人和持有
人说明有关本公司及其香港股份过户登记分处有关个人资
料和香港法例第486章《个人资料(私隐)条例》(「《 条例》」)
方面的政策和惯例。
1. 收集 阁下个人资料的原因
证券申请人及登记持有人以本身名义申请证券或转让或受
让证券时或寻求香港股份过户登记分处的服务时,必须向
本公司或其代理人及香港股份过户登记分处提供准确个人
资料。
未能提供所要求的资料可能导致 阁下申请证券被拒或延
迟,或本公司或其香港股份过户登记分处无法落实转让或
提供服务。此举也可能妨碍或延迟登记或转让 阁下成功
申请的香港发售股份及�u或寄发 阁下应得的股票及�u或
退款支票及�u或电子自动退款指示。
重要提示:证券持有人所提供的个人资料如有任何错误,
须立即通知本公司及香港股份过户登记分处。
2. 目的
证券持有人的个人资料可以任何方式使用、持有、处理
及�u或保存,以作下列用途:
处理 阁下的申请及退款支票�u电子自动退款指示
(如适用)、核实是否符合本申请表格及招股章程载
列的条款和申请程序以及公布香港发售股份的分配结
果;
遵守香港及其他地区的适用法律及法规;
以证券持有人(包括香港结算代理人(如适用))的名
义登记新发行证券或转让或受让证券;
存置或更新本公司证券持有人的名册;
核实证券持有人的身份;
确定本公司证券持有人的受益权利,例如股息、供股
和红股等;
分发本公司及其附属公司的通讯;
编制统计数据和证券持有人资料;
披露有关资料以便就权益索偿;及
与上述有关的任何其他附带或相关目的及�u或使本公
司及香港股份过户登记分处能履行对证券持有人及�u
或监管机构承担的责任及�u或证券持有人不时同意的
任何其他目的。
3. 转交个人资料
本公司及其香港股份过户登记分处所持有关证券持有人的
个人资料将会保密,但本公司及其香港股份过户登记分处
可以在为达到上述任何目的之必要情况下,向、从或联同
下列任何人士或机构披露、获取或转交(无论在香港境内
或境外)有关个人资料:
本公司委任的代理,例如财务顾问、收款银行和主要
海外股份过户登记处;
如证券申请人要求将证券存於中央结算系统、香港结
算或香港结算代理人,彼等将会就中央结算系统的运
作使用有关个人资料;
向本公司或香港股份过户登记分处提供与其各自业务
营运有关的行政、电讯、电脑、付款或其他服务的任
何代理、承包商或第三方服务供应商;
香港联交所、证监会及任何其他法定监管机关或政府
部门或遵照其他法例、规则或法规;及
证券持有人与其进行或拟进行交易的任何人士或机
构,例如彼等的银行、律师、会计师或股票经纪等。
4. 个人资料的保留
本公司及其香港股份过户登记分处将按收集个人资料所需
的用途保留证券申请人及持有人的个人资料。无需保留的
个人资料将会根据《条例》销毁或处理。
5. 查阅和更正个人资料
证券持有人有权确定本公司或香港股份过户登记分处是否
持有其个人资料,并有权索取有关该资料的副本并更正任
何不准确资料。本公司和香港股份过户登记分处有权就处
理任何查阅资料的要求收取合理费用。
所有查阅资料或更正资料的要求应按招股章程「公司资料」
一节所披露或不时通知的本公司注册地址送交公司秘书,
或向本公司的香港股份过户登记分处的个人资料私隐事务
主任提出。
阁下签署申请表格或向香港结算发出电子认购指示,即表
示同意上述各项。
Sample 样版
黃色申請表格
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慕容控股
2016-12-30