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華富國際控股有限公司已發行認股權證之黃色接納及過戶表格

HongKongExchangesandClearingLimited,TheStockExchangeofHongKongLimitedandHongKongSecuritiesClearingCompanyLimitedtakenoresponsibilityforthecontentsofthis YELLOWFormofAcceptance,makenorepresentationastoitsaccuracyorcompletenessandexpresslydisclaimanyliabilitywhatsoeverforanylosshowsoeverarisingfromorinreliance uponthewholeoranypartofthecontentsofthisYELLOWFormofAcceptance. 香港交易及结算所有限公司、香港联合交易所有限公司及香港中央结算有限公司对本黄色接纳表格的内容概不负责,对其准确性或完整性亦不发表任何声明,并明确表示,概不 对因本黄色接纳表格全部或任何部分内容而产生或因依赖该等内容而引致之任何损失承担任何责任。 YELLOWFORMOFACCEPTANCEANDTRANSFERFORUSEIFYOUWANTTOACCEPTTHEWARRANTOFFER. 阁下如欲接纳认股权证要约,请使用本黄色接纳及过户表格。 Unlessthecontextotherwiserequires,termsusedinthisYELLOWFormofAcceptanceshallbearthesamemeaningsasthosedefinedinthecompositeofferandresponsedocumentdated2 February2017(the“CompositeDocument”)issuedjointlybyQuamLimitedandOceanwideHoldingsInternationalFinancialDevelopmentCo.,Ltd. 除文义另有所指外,本黄色接纳表格所用词汇与华富国际控股有限公司与泛海控股国际金融发展有限公司於二零一七年二月二日联合刊发之综合要约及回应文件(「综合文件」)所界 定者具有相同涵义。 QUAMLIMITED 华富国际控股有限公司 * (IncorporatedinBermudawithlimitedliability) (StockCode:952) (於百慕达注册成立之有限公司) (股份代号:952) YELLOWFORMOFACCEPTANCEANDTRANSFEROFWARRANT(S)ISSUEDBY QUAMLIMITED 华富国际控股有限公司已发行认股权证之黄色接纳及过户表格 Tobecompletedinfull每项均须填写 HongKongbranchshareregistrarandtransferoffice:TricorTengisLimited Level22,HopewellCentre,183Queen’sRoadEast,HongKong. 股份过户登记处香港分处:卓佳登捷时有限公司 香港皇后大道东183号合和中 心22 楼。 Note:Insertthetotalnumber/FORTHECONSIDERATIONstatedbelow,theWarrantholder(s)namedbelowherebyaccept(s)theWarrantOfferandtransfer(s)tothe“Transferee” amountofWarrantsforwhichthenamedbelowthenumber/amountofWarrant(s)specifiedbelow,uponandsubjecttothetermsandconditionscontainedhereinandintheComposite WarrantOfferisaccepted.IfnoDocument. numberisinsertedoranumberin excessofyourregisteredholding下述认股权证持有人谨此按下列代价,接纳认股权证要约并向下 述「承让人」转让下列数目�u金额的认股权证,惟须遵守本表格及综合文件内之 oftheWarrantsisinserted,this条款及条件。 formwillbereturnedtoyoufor Number/AmountofWarrant(s)tobe FIGURES WORDS transferred correctionandresubmission.Any 数目 大写 correctedfo 将予转让认股权证数目�u金额 rmmustbere- submittedandreceivedbythe Registraronorbeforethelatest Warrantcertificatenumber(s) timeanddateforacceptanceof 认股权证证书号码 theWarrantOffer. WARRANTHOLDER(S) Familyname(s)/Companyname(s) Forename(s) 附注:请填写接纳认股权证要约 name(s)andaddressinfull 姓氏�u公司名称 名字 之认股权证总数�u金额,如无填 认股权证持有人 写数目或如填写之数目超过阁 全名及地址 Registeredaddress 下登记持有之认股权证,则本表 (EITHERTYPEWRITTENOR登记地址 格将退回予阁下作更正及再行 WRITTENINBLOCKLETTERS) Telephonenumber 提交。任何经更正的表格必须於 (请用打字机或用正楷填写) 电话号码 接纳认股权证要约的最後时间及 日期或之前再行提交并送达股份 CONSIDERATION HK$0.88incashforeachWarrant 过户登记处。 代价 就每份认股权证而言,为现金0.88港元 Name名称: OceanwideHoldingsInternationalFinancialDevelopmentCo.,Ltd TRANSFEREE CorrespondenceAddress OffshoreIncorporationsCentre,P.O.Box957,RoadTow n ,Tortola, 通讯地址: BritishVirginIslands 承让人 Occupation职业: Corporation 法人团体 SignedbyoronbehalfoftheWarrantholder(s)inthepresenceof: ALLJOINT REGISTERED 认股权证持有人或其代表在下列见证人见证下签署: WARRANTHOLDER(S) SignatureofWitness见证人签署: MUSTSIGN HERE NameofWitness见证人姓名: 所有联名登记 认股权证持有人 AddressofWitness见证人地址: 均须於本栏签署 Signature(s)ofWarrantholder(s)/Companychop,ifapplicable OccupationofWitness见证人职业: 认股权证持有人签署 �u公 司 印章(如适用) DateofSubmissionofthisYELLOWFormofAcceptance 提交本黄色接纳表格之日期 Donotcomplete请勿填写本栏 SignedbyoronbehalfoftheTransfereeinthepresenceof: 承让人或其代表在下列见证人见证下签署: Forandonbehalfof代表 SignatureofWitness见证人签署: OceanwideHoldingsInternationalFinancialDevelopmentCo.,Ltd NameofWitness见证人姓名: AddressofWitness见证人地址: OccupationofWitness见证人职业: AuthorisedSignatory(ies) 授权签署人 SignatureofTransfereeoritsdulyauthorisedagent(s) Dateoftransfer转让日期: 承让人或其正式获授权代表签署 * Foridentificationpurposeonly仅供识别 THISYELLOWFORMOFACCEPTANCEISIMPORTANTANDREQUIRESYOURIMMEDIATEATTENTION. IfyouareinanydoubtastoanyaspectofthisYELLOWFormofAcceptanceorastotheactiontobetaken,youshouldconsultyourlicensedsecuritiesdealerorregisteredinstitutioninsecurities,bank manager,solicitor,professionalaccountantorotherprofessionaladviser. IfyouhavesoldortransferredallyourWarrant(s),youshouldatoncehandthisYELLOWFormofAcceptanceandtheCompositeDocumenttothepurchaser(s)ortransferee(s)ortothebank,licensed securitiesdealer,registeredinstitutioninsecuritiesorotheragentthroughwhomthesaleortransferwaseffectedfortransmissiontothepurchaser(s)ortransferee(s). UOBKayHianandHaitongInternationalSecuritiesaremakingtheWarrantOfferonbehalfoftheOfferor.ThemakingoftheWarrantOffertotheOverseasWarrantholdersmaybeaffectedby thelawsoftherelevantjurisdictions.IfyouareanOverseasWarrantholder,youshouldinformyourselfaboutandobserveallapplicablelegalandregulatoryrequirements.Ifyouwishtoacceptthe WarrantOffer,itisyourresponsibilitytosatisfyyourselfastothefullobservanceofthelawsandregulationsoftherelevantjurisdictionsinconnectiontherewith,includingtheobtainingofall governmental,exchangecontrolorotherconsentswhichmayberequiredandthecompliancewithallnecessaryformalitiesandregulatoryorlegalrequirements.Youwillalsobefullyresponsible foranysuchissue,transferorothertaxespayablebyyouinrespectoftheacceptanceoftheWarrantOffer.AcceptanceoftheWarrantOfferbyyouwillconstituteawarrantybyyoutotheOfferor, UOBKayHian,HaitongInternationalSecuritiesandtheCompanythatyouhaveobservedandarepermittedunderallapplicablelawsandregulationstoreceiveandaccepttheWarrantOffer,and anyrevisionthereof,andthatyouhaveobtainedallrequisitegovernmental,exchangecontrolorotherconsentsincompliancewithallnecessaryformalitiesandregulatoryorlegalrequirements andhavepaidallissue,transferorothertaxesorotherrequiredpaymentsduefromyouinconnectionwithsuchacceptanceinanyterritory,andthatsuchacceptanceshallbevalidandbindingin accordancewithallapplicablelawsandregulations. ThisYELLOWFormofAcceptanceshouldbereadinconjunctionwiththeCompositeDocument. HOWTOCOMPLETETHISYELLOWFORMOFACCEPTANCE TheWarrantOfferisunconditional.WarrantholdersareadvisedtoreadtheCompositeDocumentbeforecompletingthisYELLOWFormofAcceptance.ToaccepttheWarrantOffermadeby UOBKayHianandHaitongInternationalSecuritiesonbehalfoftheOfferor,youshouldcompleteandsignthisYELLOWFormofAcceptanceoverleafandforwardthisentireform,togetherwith therelevantWarrantcertificate(s)(the“Warrantcertificate(s)”)and/ortransferreceipt(s)and/oranyotherdocument(s)oftitle(and/oranysatisfactoryindemnityorindemnitiesrequiredinrespect thereof ),forthewholeorinrespectofpartofyourholdingofWarrant(s)orifapplicable,fornotlessthanthenumber/amountoftheWarrantsinrespectofwhichyouintendtoaccepttheWarrant Offer,bypostorbyhand,totheRegistrar,TricorTengisLimited,Level22,HopewellCentre,183Queen’sRoadEast,HongKong,marked“QuamWarrantOffer”ontheenvelope,nolaterthan4:00 p.m.onThursday(23February2017)orsuchlatertime(s)and/ordate(s)astheOfferormaydetermineandannounceinaccordancewiththeTakeoversCode.TheprovisionsofAppendixItothe CompositeDocumentareincorporatedintoandformpartofthisYELLOWFormofAcceptance. YELLOWFORMOFACCEPTANCEINRESPECTOFTHEWARRANTOFFER To:TheOfferor,UOBKayHianandHaitongInternationalSecurities 1. My/OurexecutionofthisYELLOWFormofAcceptance(whetherornotsuchYELLOWFormofAcceptanceisdated)shallbebindingonmy/oursuccessorsandassignees,andshall constitute: (a) my/ourirrevocableacceptanceoftheWarrantOffermadebyUOBKayHianandHaitongInternationalSecuritiesonbehalfoftheOfferor,ascontainedintheComposite Document,fortheconsiderationandonandsubjecttothetermsandconditionsthereinandhereinmentioned,inrespectofthenumberofWarrantsspecifiedinthisYELLOW FormofAcceptance; (b) my/ourirrevocableinstructionandauthoritytoeachoftheOfferorand/orUOBKayHianand/orHaitongInternationalSecuritiesortheirrespectiveagent(s)tocollectfromthe CompanyortheRegistraronmy/ourbehalftheWarrantcertificate(s)inrespectoftheWarrantsduetobeissuedtome/usinaccordancewith,andagainstsurrenderof,the enclosedtransferreceipt(s)and/orotherdocument(s)oftitle(ifany)(and/orsatisfactoryindemnityorindemnitiesrequiredinrespectthereof),whichhas/havebeendulysignedby me/usandtodeliverthesametotheRegistrarandtoauthoriseandinstructtheRegistrartoholdsuchWarrantcertificate(s),subjecttothetermsandconditionsoftheWarrant Offer,asifit/theywas/weredeliveredtotheRegistrartogetherwiththisYELLOWFormofAcceptance; (c) my/ourirrevocableinstructionandauthoritytoeachoftheOfferorand/orUOBKayHianand/orHaitongInternationalSecuritiesortheirrespectiveagent(s)tosendacheque crossed“Notnegotiable―accountpayeeonly”drawninmy/ourfavourforthecashconsiderationtowhichI/weshallhavebecomeentitledunderthetermsoftheWarrantOffer (lessseller’sadvaloremstampdutypayablebyme/usinconnectionwithmy/ouracceptanceoftheWarrantOffer),byordinarypostatmy/ourrisktothepersonnamedatthe addressstatedbelowor,ifnonameandaddressisstatedbelow,tome/usorthefirst-namedofus(inthecaseofjointregisteredWarrantholders)attheregisteredaddressshownin theregisterofholdersoftheWarrantsoftheCompanywithinsevenBusinessDaysafterthedateofthereceiptofalltherelevantdocumentsbytheRegistrartorenderthe acceptanceundertheWarrantOffercompleteandvalid; (Note:InsertnameandaddressofthepersontowhomthechequeistobesentifdifferentfromtheregisteredWarrantholderorthefirst-namedofjointregisteredWarrantholders.) Name:(inBLOCKLETTERS)...... Address:(inBLOCKLETTERS)...... (d) my/ourirrevocableinstructionandauthoritytoeachoftheOfferorand/orUOBKayHianand/orHaitongInternationalSecuritiesand/orsuchpersonorpersonsasanyofthem maydirectforthepurpose,onmy/ourbehalf,tomakeandexecutethecontractnoteasrequiredbytheStampDutyOrdinance(Chapter117oftheLawsofHongKong)tobemade andexecutedbyme/usastheseller(s)oftheWarrantstobesoldbyme/usundertheWarrantOfferandtocausethesametobestampedandtocauseanendorsementtobemadeon thisYELLOWFormofAcceptanceinaccordancewiththeprovisionsofthatOrdinanceandtomake,executeanddeliveranyotherdocumentorinstrumentinaformspecifiedby theStockExchangeasmaybenecessarytoeffectvalidtransferofsuchWarrantsunderthememorandumofassociationandbye-lawsoftheCompanyandtomakeendorsement onitunderthatOrdinance; (e) my/ourirrevocableinstructionandauthoritytoanydirectoroftheOfferor,UOBKayHianandHaitongInternationalSecuritiesorsuchpersonorpersonsasanyofthemmay directtocompleteandexecuteanydocumentonbehalfofthepersonacceptingtheWarrantOfferandtodoanyotheractthatmaybenecessaryorexpedientforthepurposesof vestingintheOfferororsuchpersonorpersonsasitmaydirecttheWarrantsinrespectofwhichsuchpersonhasacceptedtheWarrantOffer; (f ) my/ourundertakingtoexecutesuchfurtherdocumentsandtodosuchactsandthingsbywayoffurtherassuranceasmaybenecessaryordesirabletotransfermy/ourWarrants tenderedforacceptanceundertheWarrantOffertotheOfferororsuchpersonorpersonsasitmaydirectfreefromallthirdpartyrights,liens,claims,charges,equitiesand encumbrancesandtogetherwithallrightsaccruingorattachingtheretoasatthedateofdespatchoftheCompositeDocumentormayatanytimethereafterbecomingattaching tothemincludingtherighttoreceiveinfullalldividendsand/orotherdistributionsdeclared,paidormade,ifany,onorafterthedateofdespatchoftheCompositeDocument;and (g) my/ouragreementtoratifyeachandeveryactorthingwhichmaybedoneoreffectedbytheOfferorand/orUOBKayHianand/orHaitongInternationalSecuritiesand/orthe Companyortheirrespectiveagent(s)orsuchpersonorpersonsasanyofthemmaydirectontheexerciseforanyrightscontainedherein.2. I/WeunderstandthatacceptanceoftheWarrantOfferbyme/uswillbedeemedtoconstituteawarrantybyme/ustotheOfferor,UOBKayHian,HaitongInternationalSecuritiesandthe Companythat(i)theWarrantsheldbyme/ustobeacquiredundertheWarrantOfferaresoldfreefromallthirdpartyrights,liens,claims,charges,equitiesandencumbrancesand togetherwithallrightsaccruingorattachingtheretoasatthedateofdespatchoftheCompositeDocumentormayatanytimethereafterbecomingattachingtothemincludingtherightto receiveinfullalldividendsand/orotherdistributionsdeclared,paidormade,ifany,onorafterthedateofdespatchoftheCompositeDocument;and(ii)I/wehavenottakenoromittedto takeanyactionwhichwillormayresultintheOfferor,itsbeneficialowners,UOBKayHian,HaitongInternationalSecurities,theCompanyoranyotherpersonactinginbreachofthe legalorregulatoryrequirementsofanyterritoryinconnectionwiththeWarrantOfferorhis/heracceptancethereof,andispermittedunderallapplicablelawsandregulationstoreceive andaccepttheWarrantOffer,andanyrevisionthereof,andthatsuchacceptanceisvalidandbindinginaccordancewithallapplicablelawsandregulations.3. Intheeventthatmy/ouracceptanceisnotvalid,oristreatedasinvalid,inaccordancewiththetermsoftheWarrantOffer,allinstructions,authorisationsandundertakingscontainedin paragraph1aboveshallcease,inwhichevent,I/weauthoriseandrequestyoutoreturntome/usmy/ourWarrantcertificate(s),and/ortransferreceipt(s)and/oranyotherdocument(s)of title(and/orsatisfactoryindemnityorindemnitiesrequiredinrespectthereof),togetherwiththisformdulycancelled,byordinarypostatmy/ourownrisktothepersonandaddressstated inparagraph1(c)aboveor,ifnonameandaddressisstated,tome/usorthefirst-namedofus(inthecaseofjointregisteredWarrantholders)attheregisteredaddressshownintheregister ofholdersoftheWarrantsoftheCompany. Note: Ifyousubmitthetransferreceipt(s)uponacceptanceoftheWarrantOfferandinthemeantimetherelevantWarrantcertificate(s)is/arecollectedbyanyoftheOfferorand/orUOB KayHianand/orHaitongInternationalSecuritiesoranyoftheiragent(s)fromtheCompanyortheRegistraronyourbehalf,youwillbereturnedsuchWarrantcertificate(s)in lieuofthetransferreceipt(s).4. I/WeenclosetherelevantWarrantcertificate(s)and/ortransferreceipt(s)and/oranyotherdocument(s)oftitle(and/oranysatisfactoryindemnityorindemnitiesrequiredinrespectthereof) forthewhole/partofmy/ourholdingofWarrantswhicharetobeheldbyyouonthetermsandconditionsoftheWarrantOffer.I/Weunderstandthatnoacknowledgementofreceiptofany YELLOWFormofAcceptance,Warrantcertificate(s)and/ortransferreceipt(s)and/oranyotherdocument(s)oftitle(and/oranysatisfactoryindemnityorindemnitiesrequiredinrespect thereof)willbegiven.I/Wefurtherunderstandthatalldocumentswillbesentbyordinarypostatmy/ourownrisk.5. I/WewarrantandrepresenttotheOfferor,UOBKayHian,HaitongInternationalSecuritiesandtheCompanythatIam/wearetheregisteredWarrantholder(s)ofthenumber/amountof WarrantsspecifiedinthisYELLOWFormofAcceptanceandI/wehavethefullright,powerandauthoritytosellandpassthetitleandownershipofmy/ourWarrantstotheOfferorby wayofacceptanceoftheWarrantOffer.6. I/WewarranttotheOfferor,UOBKayHian,HaitongInternationalSecuritiesandtheCompanythatI/wehaveobservedandarepermittedunderallapplicablelawsandregulationswhere my/ouraddressislocatedassetoutintheregisterofholdersoftheWarrantsoftheCompanytoaccepttheWarrantOffer,andanyrevisionthereof;andthatI/wehaveobtainedall requisitegovernmental,exchangecontrolorotherconsentsandmadeallregistrationorfilingrequiredincompliancewithallnecessaryformalitiesandregulatoryorlegalrequirements; andthatI/wehavepaidallissue,transferorothertaxesorotherrequiredpaymentsduefromme/usinconnectionwithsuchacceptance;andthatsuchacceptanceshallbevalidand bindinginaccordancewithallapplicablelawsandregulations.7. I/WewarranttotheOfferor,UOBKayHian,HaitongInternationalSecuritiesandtheCompanythatI/weshallbefullyresponsibleforpaymentofanytransferorothertaxesandduties payablebyme/usinrespectofthejurisdictionwheremy/ouraddressislocatedassetoutintheregisterofholdersoftheWarrantsoftheCompanyinconnectionwithmy/ouracceptanceof theWarrantOffer.8. I/Weacknowledgethat,saveasexpresslyprovidedintheCompositeDocumentandthisYELLOWFormofAcceptance,alltheacceptances,instructions,authorisationsandundertakings herebygivenshallbeirrevocable.9. I/Weirrevocablyundertake,represent,warrantandagreetoandwiththeOfferor,UOBKayHian,andHaitongInternationalSecurities(soastobindmy/oursuccessorsandassignee)that inrespectoftheWarrantswhichareacceptedundertheWarrantOffer,whichacceptancehasnotbeenvalidlywithdrawn,andwhichhavenotbeenregisteredinthenameoftheOfferoror asitmaydirect,togiveauthoritytotheCompanyand/oritsagentsfromme/ustosendanynotice,circular,warrantorotherdocumentorcommunicationwhichmayberequiredtobesent tome/usasaholderofWarrantsoftheCompany(includinganyWarrantcertificate(s)and/orotherdocument(s)oftitleissuedasaresultofconversionofsuchWarrantsintocertificated form)totheattentionoftheOfferorat64/F.,BankofChinaTower,1GardenRoad,HongKong.10. I/Weacknowledgethatmy/ourWarrantssoldtotheOfferorbywayofacceptanceoftheWarrantOfferwillberegisteredunderthenameoftheOfferororitsnominee.本黄色接纳表格乃重要文件,阁下须即时处理。 阁下对本黄色接纳表格任何方面或应采取之行动如有任何疑问,应谘询阁下之持牌证券交易商或注册证券机构、银行经理、律师、专业会计师或其他专业顾问。 阁下如已将名下之全部认股权证出售或转让,应立即将本黄色接纳表格及综合文件送交买主或承让人或经手买卖或转让之银行、持牌证券交易商、注册证券机构或 其他代理商,以便转交买主或承让人。 大华继显和海通国际证券正代表要约人提出认股权证要约。向海外认股权证持有人提出认股权证要约或会受到有关司法权区之法例影响。倘阁下为海外认股权证 持有人,阁下应自行了解及遵守任何适用法律及监管规定。阁下如欲接纳认股权证要约,须自行信纳全面遵守有关司法权区之所有适用法律及规定,包括获得一 切所需之政府、外汇管制或其他方面之同意,并遵守一切所需手续及监管或法律规定。阁下将须就接纳认股权证要约应付之任何有关发行费、转让费或其他税项 负责。阁下接纳认股权证要约,即构成阁下向要约 人、大华继显、海通国际证券及本公司声明及保证其已遵守所有适用法律及法规以及根据所有适用法律及法规 获允许接收及接纳认股权证要约及其任何修订,而阁下已根据一切必要手续及遵守监管或法律规定取得一切所需之政府、外汇管制或其他方面之同意,并已支 付阁下於任何地区接纳而应付之所有发行、转让或其他税项或其他所需款项,而有关接纳将根据所有适用法律及规定属有效及具约束力。 本黄色接纳表格应与综合文件一并阅读。 本黄色接纳表格之填写方法 认股权证要约为无条件。认股权证持有人於填写本黄色接纳表格前,务请先阅读综合文件。阁下如欲接纳大华继显和海通国际证券代表要约人所作出的认股权证 要约,应就阁下持有之全部或部分认股权证或在适当情况下,填妥并签署本黄色接纳表格背页,并将整份表格,连同不少於阁下拟接纳认股权证要约之认股权证 数目�u金额之相关认股权证证书及�u或过户收据及�u或任何其他所有权文件(及�u或任何就此所需之一份或多份令人信纳之任何弥偿保证书)一并以邮寄或专人送交 方式尽快送抵股份过户登记处卓佳登捷时有限公司,地址为香港皇后大道东183号合和中心22楼(於信封面注明「华富认股权证要约」),无论如何不得迟於二零一七年 二月 二十 三 日(星期四)下午四时正,或要约人遵守收购守则所厘定及公布之较後时间及�u或日期。综合文件附录一之条文已载入并构成本黄色接纳表格之一部份。 认股权证要约之黄色接纳表格 致:要约人、大华继显及海通国际证券 1. 本人�u吾等签署本黄色接纳表格(不论有否填写日期)将对本人�u吾等的继承人及承让人有约束力,即表示: (a) 本人�u吾等不可撤回地接纳由大华继显和海通国际证券代表要约人提出并载於综合文件之认股权证要约以收取代价,按综合文件及本表格所载有关 条款与条件收购本黄色接纳表格上所填认股权证数 目; (b) 本人�u吾等不可撤回地指示及授权要约人及�u或大华继显及�u或海通国际证券或彼等各自任何代理,各自代表本人�u吾等交回随附经本人�u吾等正 式签署之过户收据及�u或其他所有权文 件(如有()及�u或就此所需任何令人信纳之一份或多份弥偿保证书),凭此向贵公司或股份过户登记处领取本 人�u吾等就认股权证应获发之认股权证证书,并将有关认股权证证书送交股份过户登记处,以及授权及指示股份过户登记处按照认股权证要约之条 款及条件持有该等认股权证证书,犹如该等认股权证证书已连同本黄色接纳表格一并交回股份过户登记处论; (c) 本人�u吾等不可撤回地指示及授权要约人及�u或大华继显及�u或海通国际证券或彼等各自之代理,各自就本人�u吾等根据认股权证要约之条款应得 之现金代价(扣除本人�u吾等有关本人�u吾等接纳认股权证要约应付之卖方从价印花税),以「不得转让―只准入抬头人账户」方式向本人�u吾等开出 划线支票,然後於股份过户登记处接获一切有关文件致使认股权证要约项下之接纳为完整及有效之日期後起计七个营业日内,按以下地址以平邮方式 寄予以 下人士;如无填上姓名及地址,则按 贵公司之认股权证持有人登记名册所示登记地址,寄予本人�u吾等或吾等当中名列首位者(如属联名登记 认股权证持有人),邮误风险概由本人�u吾等自行承担; (附注:如收取支票人士的姓名及地址并非登记认股权证持有人或名列首位联名登记认股权证持有人所登记之姓名及地址,则请在本栏填上应收取支 票之人士之姓名及地址。) 姓名:(请 用正楷填写)...... 地址:(请 用正楷填写)...... (d) 本人�u吾等不可撤回地指示及授权要约人及�u或大华继显及�u或海通国际证券及�u或彼等其中一方可能就此指定之一名或多名人士,代表本人�u吾 等以根据认股权证要约出售认股权证之卖方身份,订立及签署香港法例第117章印花税条例所规定须订立及签署之买卖单据,并根据该条例规定在本 黄色接纳表格加盖印花及背书证明以及以联交所指定可能对根据本公司组织章程及公司细则有效转让该等认股权证而属必要之形式订立、签署及交 付任何其他文件及文据,并按该条例背书证明; (e) 本人�u吾等不可撤回地指示及授权任何要约人董事、大华继显、海通国际证券或彼等任何一方可能指定之有关人士代表接纳认股权证要约之人士填 妥及签立任何文件及采取任何其他可能属必要或适当之行动,使已接纳认股权证要约人士之认股权证归要约人或其可能指定之有关人士所有; (f) 本人�u吾等承诺於必需或适当时签立其他文件并采取其他行动,以进一步确保本人�u吾等根据认股权证要约之接纳转让予要约人或其可能指定之该 名或该等人士之认股权证,将不附带所有第三方权利、留置权、申索权、押记、衡平权及产权负担,并连同於综合文件刊发之日所累算或附带之一切 权利,或在其後任何时间所附之权利,包括於综合文件刊发之日或以後获得所宣派、支付或作出之所有股息及�u或其他分派之权利;及 (g) 本人�u吾等同意追认要约人及�u或大华继显及�u或海通国际证券及�u或 贵公司或彼等各自之代理或其在行使本表格所载之任何权利时可能指定的任 何一名或多名人士可能进行或实施之任何行动或事宜。 2. 本人�u吾等明白本人�u吾等接纳认股权证要约将被视为构成本人�u吾等向要约 人、大华继显、海通国际证券及 贵公司作出保证,表示(i)本人�u吾等根据认 股权证要约将予收购本人�u吾等持有之认股权证,将以不附带所有第三方权利、留置权、申索权、押记、衡平权及产权负担,并连同於综合文件寄发之日所 累算或附带 之一切权利,或在其後任何时间所附之权利,包括於综合文件刊发之日或以後获得所宣派、支付或作出之所有股息及�u或其他分派(如有)之 权利; 及(ii)本人�u吾等并无采取或不采取任何行动而将或可能致使要约人、其实益拥有 人、大 华继显、海通国际证券、本公司或任何其他人士违反任何地区与认股 权证要约或其接纳有关之法律或监管规定,且本人�u吾等根据所有适用法例及法规获准收取及接纳认股权证要约(及其任何修订), 而 根据所有适用法例及法 规,该接纳为有效及具有约束力。 3.倘若根据认股权证要约之条款,本人�u吾等之接纳书无效或被视作无效,则上文第1段所载一切指示、授权及承诺均告终止,在此情况下,本人�u吾等授权并 要求阁下将本人�u吾等之认股权证证书及�u或过户收据及�u或任何其他所有权文 件(及�u或就此所需之可信纳之一份或多份弥偿保证书), 连同已正式注销 之本表格一并寄回上述第1(c)段列名之人士及地址;如无填上姓名及地址,则按 贵公司认股权证持有人登记名册所示登记地址,以平邮方式寄回本人�u吾等 或吾等当中名列首位者(如属联名登记认股权证持有人),邮误风险概由本人�u吾等自行承担。 附注:阁下於接纳认股权证要约时提交过户收据,而与此同时任何要约人及�u或大华继显及�u或海通国际证券或彼等任何代理已代表阁下向 贵公司或股 份过户登记处领取有关认股权证证书,则阁下将获发还有关认股权证证书,而并非上述过户收据。 4. 本人�u吾等兹附上本人�u吾等所持全部�u部分认股权证之有关认股权证证书及�u或过户收据及�u或任何其他所有权文件(及�u或就此所需任何令人可信纳之 一份或多份弥偿保证书),由阁下按照认股权证要约之条款及条件予以保存。本人�u吾等明白将不会就任何黄色接纳表格、认股权证证书及�u或过户收据 及�u或任何其他所有权文 件(及�u或就此所需之任何令人信纳之一份或多份弥偿保证书)获发收据。本人�u吾等亦明白所有文件将以平邮方式寄出,邮误风险 概由本人�u吾等自行承担。 5. 本人�u吾等向要约 人、大 华继显、海通国际证券及 贵公司保证及表明,本人�u吾等为本黄色接纳表格指定认股权证数目�u金额之登记认股权证持有人, 而 本 人�u吾等拥有全部权利、权力及权限,透过接纳阁下认股权证要约之方式向要约人出售及转让本人�u吾等所持认股权证之所有权及拥有权。 6. 本人�u吾等向要约 人、大华继显、海通国际证券及 贵公司保证,本人�u吾等已遵守本人�u吾等於贵公司认股权证持有人名册所列地址所有适用法律及法规 以及根据所有适用法律及法规获允许接纳认股权证要约及其任何修订;而本人�u吾等已取得任何所需政府、外汇管制或其他方面之同意,及遵守作出所有必 要手续及监管或法律规定所需 之一切登记或存档;且本人�u吾等已支付本人�u吾等就该接纳应付之所有发行费、转让费或其他税项或其他所需款项;而有关 接纳将根据一切适用法律及法规属有效及具约束力。 7. 本人�u吾等向要约 人、大 华继显、海通国际证券及贵公司保证,本人�u吾等须就支付本人�u吾等於贵公司认股权证持有人名册所示地址所在司法权区关於 本人�u吾等接纳认股权证要约应付之任何转让费或其他税项及徵费承担全部责任。 8. 本人�u吾等确认,除非综合文件及本黄色接纳表格有明文规定,藉本表格所规定的一切接纳、指示、权力及承担均不可撤回。 9. 本人�u吾等就已根据认股权证要约所接纳之认股权证,而其接纳并未被有效撤回及并无以要约人之名义或按其指示登记者,向要约人、大华继显及海通国际 证券不可撤回地承诺、声明、保证及同 意(以约束本人�u吾等之继承人及受让人),本人�u吾等授权本公司及�u或其代理人,将须向本人�u吾等作为本公司认 股权证持有人寄发之任何通告、通函、保证书或其他文件或通讯(包括任何认股权证证书及�u或因将该等认股权证转为证书形式而发出之其他所有权文 件), 寄送予香港花园道1号中银大厦64楼,注明要约人收。 10. 本人�u吾等确认以接纳认股权证要约之方式售予要约人之本人�u吾等之认股权证将以要约人或其代理人名义登记。 PERSONALDATA PersonalInformationCollectionStatement 3. Transferofpersonaldata Thispersonalinformationcollectionstatementinformsyouofthepoliciesand ThepersonaldataprovidedinthisYELLOWFormofAcceptancewillbe practicesoftheOfferor,UOBKayHian,HaitongInternationalSecurities,the keptconfidentialbuttheOfferorand/orUOBKayHianand/orHaitong CompanyandtheRegistrarandinrelationtopersonaldataandthePersonalData InternationalSecuritiesand/ortheCompanyand/ortheRegistrarmay,tothe (Privacy)Ordinance(Chapter486oftheLawsofHongKong)(the“Ordinance”). extentnecessaryforachievingthepurposesaboveoranyofthem,makesuch 1. Reasonsforthecollectionofyourpersonaldata enquiriesastheyconsidernecessarytoconfirmtheaccuracyofthepersonal dataand,inparticular,theymaydisclose,obtain,transfer(whetherwithinor ToaccepttheWarrantOfferforyourWarrant(s),youmustprovidethe outsideHongKong)suchpersonaldatato,fromorwithanyandallofthe personaldatarequested.Failuretosupplytherequesteddatamayresultin followingpersonsandentities: theprocessingofyouracceptancebeingrejectedordelayed.Itmayalso theOfferor,UOBKayHian,HaitongInternationalSecurities,the preventordelaythedespatchoftheconsiderationtowhichyouareentitled Companyand/oranyoftheiragents,officersandadvisers,the undertheWarrantOffer.ItisimportantthatyouinformtheOfferorand/or Registrarandoverseasprincipalregistrar(ifany); UOBKayHianand/orHaitongInternationalSecuritiesand/ortheRegistrar anyagents,contractorsorthirdpartiesserviceproviderswhooffer immediatelyofanyinaccuraciesinthedatasupplied. administrative,telecommunications,computer,paymentorother 2. Purposes servicestotheOfferorand/orUOBKayHianand/orHaitong ThepersonaldatawhichyouprovideonthisYELLOWFormofAcceptance InternationalSecuritiesand/ortheCompanyand/ortheRegistrarin maybeused,heldand/orstored(bywhatevermeans)forthefollowing connectionwiththeoperationoftheirbusiness; purposes: anyregulatoryorgovernmentalbodies; processingyouracceptanceandverificationofcompliancewiththe anyotherpersonsorinstitutionswithwhichyouhaveorproposeto termsandapplicationproceduressetoutinthisYELLOWFormof havedealings,suchastheirbankers,solicitors,accountants,licensed AcceptanceandtheCompositeDocument; securitiesdealersorregisteredinstitutionsinsecurities;and registeringtransfersoftheWarrant(s)outofyourname(s); anyotherpersonsorinstitutionswhomtheOfferorand/orUOBKay maintainingorupdatingtherelevantregisterofholder(s)ofthe Hianand/orHaitongInternationalSecuritiesand/ortheCompany Warrants; and/ortheRegistrarconsider(s)tobenecessaryordesirableinthe circumstances. conductingorassistingtoconductsignatureverifications,andany 4. Retentionofpersonaldata otherverificationorexchangeofinformation; TheOfferor,UOBKayHian,HaitongInternationalSecurities,theCompany distributingcommunicationsfromtheOfferorand/ortheCompany andtheRegistrarwillkeepthepersonaldataprovidedinthisformforaslong and/ortheirrespectiveagents,officersandadvisers,andthe asnecessarytofulfilthepurposesforwhichthepersonaldatawerecollected. Registrar; Personaldatawhichisnolongerrequiredwillbedestroyedordealtwithin compilingstatisticalinformationandWarrantholdersprofiles; accordancewiththeOrdinance. establishingbenefitentitlementsoftheWarrantholders; 5. Accessandcorrectionofpersonaldata makingdisclosuresasrequiredbylaws,rulesorregulations(whether TheOrdinanceprovidesyouwithrightstoascertainwhethertheOfferorand/ statutoryorotherwise); orUOBKayHianand/orHaitongInternationalSecuritiesand/orthe Companyand/ortheRegistrarholdyourpersonaldata,toobtainacopyof disclosingrelevantinformationtofacilitateclaimsorentitlements; thatdata,andtocorrectanydatathatisincorrect.Inaccordancewiththe Ordinance,theOfferorand/orUOBKayHianand/orHaitongInternational anyotherpurposeinconnectionwiththebusinessoftheOfferor,the Securitiesand/ortheCompanyand/ortheRegistrarhavetherighttochargea CompanyortheRegistrar;and reasonablefeefortheprocessingofanydataaccessrequest.Allrequestsfor anyotherincidentalorassociatedpurposesrelatingtotheaboveand/ accesstodataorcorrectionofdataorforinformationregardingpoliciesand ortoenabletheOfferorand/orUOBKayHianand/orHaitong practicesandthekindsofdataheldshouldbeaddressedtotheOfferor,UOB InternationalSecuritiesand/ortheCompanytodischargeits KayHianand/orHaitongInternationalSecurities,theCompanyorthe obligationstoWarrantholdersand/orunderapplicableregulations, Registrar(asthecasemaybe). andanyotherpurposestowhichWarrantholdersmayfromtimeto BYSIGNINGTHISYELLOWFORMOFACCEPTANCE,YOUAGREETOALL timeagreeorbeinformedof. OFTHEABOVE. 个人资料 收集个人资料声明 3.转交个人资料 本收集个人资料声明旨在知会阁下有关要约人、大华继显、海通国际证券、本 本黄色接纳表格提供之个人资料将会保密,惟要约人及�u或大华继显及�u 公司及股份过户登记处及有关个人资料及香港法例第486章个人资料(私隐)条例 或海通国际证券及�u或本公司及�u或股份过户登记处为达致上述或有关 (「该条例」)之政策及惯例。 任何上述之用途,可能作出彼等认为必需之查询,以确认个人资料之准确 1.收集阁下个人资料之原因 性,尤其彼等可能向或自下列任何及所有个人及实体披露、获取或转交 (无论在香港境内或香港境外地区)该等个人资料: 倘阁下欲就阁下之认股权证而接纳认股权证要约,则阁下须提供所 需之个人资料,若未能提供所需资料,可能会导致阁下之接纳申请被拒 要约人、大华继显、海通国际证券、本公司及�u或其任何代理、 或受到延误。这亦可能妨碍或延迟寄发阁下根据认股权证要约应得之 高级职员及顾问、股份过户登记处及海外总登记处(如有); 代价。倘阁下提供之资料有任何不准确之处,阁下务须即时通知要约 为要约人及�u或大华继显及�u或海通国际证券及�u或本公司及�u 人及�u或大华继显及�u或海通国际证券及�u或股份过户登记处。 或股份过户登记处提供与其业务营运有关的行政、电讯、电脑、 2.用途 付款或其他服务之任何代理、承包商或第三方服务供应商; 阁下於本黄色接纳表格提供之个人资料可能会用作、持有及�u或保存(以 任何监管或政府机构; 任何方式)作下列用途: 处理阁下之接纳申请及核实遵循本黄色接纳表格及综合文件载 与 阁下进行交易或拟进行交易之任何其他个人或机构,例如阁 列之条款及申请手续; 下之银行、律师、会计师、持牌证券交易商或注册证券机构;及 登记以阁下名义之认股权证转让; 要约人及�u或大华继显及�u或海通国际证券及�u或本公司及�u或 保存或更新有关认股权证持有人之名册; 股份过户登记处认为必需或适当情况下之任何其他个人或机构。 核实或协助核实签名,以及进行任何其他资料核实或交换; 4.个人资料的保留 发布要约人及�u或本公司及�u或彼等各自之代理、高级职员、顾 要约人、大华继显、海通国际证�弧⒈竟�司及股份过户登记处将按收集 问及股份过户登记处之通讯; 个人资料所需的用途保留本表格所收集的个人资料。无需保留的个人资 料将会根据条例销毁或处理。 编制统计资料及认股权证持有人之资料; 确立认股权证持有人之获益权利; 5.获取及更正个人资料 按法例、规则或规例规定(无论法定或其他规定)作 出披露; 根据该条例之规定,阁下可确认要约人及�u或大华继显及�u或海通国 际证券及�u或本公司及�u或股份过户登记处是否持有阁下之个人资料, 披露有关资料以方便进行权益申索; 获取该资料副本,以及更正任何错误资料。依据该条例之规定,要约人 有关要约 人、本公司或股份过户登记处业务之任何其他用 途;及 及�u或大华继显及�u或海通国际证券及�u或本公司及�u或股份过户登记 处可就获取任何资料之请求收取合理之手续费。获取资料或更正资料或 有关上文所述任何其他临时或关连用途及�u或令要约人及�u或大 获取有关政策及惯例及所持资料类型之资料之所有请求,须提交予要约 华继显及�u或海通国际证券及�u或本公司得以履行彼等对认股权 人、大 华继显及�u或海通国际证券、本公司或股份过户登记处(视情况而 证持有人及�u或适用法规项下之责任 ,及认股权证持有人可能不 定)。 时同意或知悉之其他用途。 阁下一经签署本黄色接纳表格即表示同意上述所有条款。
代码 名称 最新价(港元) 涨幅
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